Regulatory Authorities definition

Regulatory Authorities means the Commissions and the Exchange;
Regulatory Authorities means, collectively, the Federal Trade Commission, the United States Department of Justice, the Board of the Governors of the Federal Reserve System, the Office of Thrift Supervision (including its predecessor, the Federal Home Loan Bank Board), the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, all state regulatory agencies having jurisdiction over the Parties and their respective Subsidiaries, the NASD and the SEC.
Regulatory Authorities means all organized trading facilities on which the Shares are listed, and all securities commissions or similar securities regulatory bodies having jurisdiction over the Company, this Plan or the Options granted from time to time hereunder.

Examples of Regulatory Authorities in a sentence

  • The SAOA will enter into force three months after the approval of the methodologies & conditions contained in Title 2 by the National Regulatory Authorities of Ireland and Northern Ireland in accordance with SOGL article 118 (2).

  • Artelo shall prepare and file the Regulatory Approval Applications for the Products with the Regulatory Authorities in its name and at its cost.

  • The amended methodologies shall be submitted to the Regulatory Authorities within 4 months after the approval of the implementation of the platforms for cross-border activation of aFRR and mFRR pursuant to Articles 20 and 21 of EB GL.

  • In carrying out any works forming part of the Services, the Contractor shall, at all times, ensure compliance with the requirements imposed by the Applicable Law and/or National Regulatory Authorities having jurisdiction over the Project.

  • These Daily Allocation Rules shall enter into force in accordance with the applicable national regulatory regimes upon the approval by or, where applicable, notification to the relevant National Regulatory Authorities and on the date announced by the Allocation Platform.


More Definitions of Regulatory Authorities

Regulatory Authorities means, collectively, the Federal Trade Commission, the United States Department of Justice, United States Department of Transportation, Federal Railroad Administration, United States Environmental Protection Agency, and all foreign, federal, state and local regulatory agencies and other Governmental Entities or bodies having jurisdiction over the parties and their respective Assets, employees, businesses and/or Subsidiaries, including FINRA and the SEC.
Regulatory Authorities has the meaning set forth in Section 5.03(i).
Regulatory Authorities means, collectively, the SEC, the NASD, the Federal Trade Commission, the United States Department of Justice, and all other federal, state, county, local or other governmental or regulatory agencies, authorities (including self-regulatory authorities), instrumentalities, commissions, boards or bodies having jurisdiction over the Parties and their respective Subsidiaries.
Regulatory Authorities means, collectively, the SEC, the NASDAQ Stock Market, the Financial Industry Regulatory Authority, Inc., the North Carolina Commissioner of Banks, the North Carolina Banking Commission, the South Carolina Board of Financial Institutions, the FDIC, the Department of Justice, and the Federal Reserve and all other federal, state, county, local or other Governmental Authorities having jurisdiction over a Party or its Subsidiaries.
Regulatory Authorities has the meaning set forth in Section 4.30.
Regulatory Authorities means federal or state governmental agencies, authorities or departments charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits.
Regulatory Authorities has the meaning set forth in the definition of Applicable Law.