Brokerage Firm definition

Brokerage Firm. Sloan Securities Corp. Clearing Hxxxx: Fiserv Account #: 56887298 DTC #: 0632 Name on Account: David Gonzalez Escrow Account

Brokerage Firm means a real estate brokerage firm affiliated with a principal real estate broker or broker in charge.

Brokerage Firm or "indirect participating firm") for which it acts as agent. Each brokerage firm shall be responsible for disbursing funds to the Certificate Owners that it represents. None of the Trustee, the Certificate Registrar, the Depositor or the Master Servicer shall have any responsibility therefor except as otherwise provided by this Agreement or applicable law.

Examples of Brokerage Firm in a sentence

• Xxxxxx agrees that if Brokerage Firm is the Xxxxxxx Money Holder and, except as provided in § 24, if the Xxxxxxx Money has not already been returned following receipt of a Notice to Terminate or other written notice of termination, Xxxxxxx Money Holder will release the Xxxxxxx Money as directed by the written mutual instructions.

• BN Corredora de Seguros, S.A. (the Insurance Brokerage Firm) was organized as a corporation on May 19, 2009 under the laws of the Republic of Costa Rica.

• Brokerage Firm’s compensation or commission is to be paid by Listing Brokerage Firm Buyer Other .

• Broker agrees that if Brokerage Firm is the Xxxxxxx Money Holder and, except as provided in § 24, if the Xxxxxxx Money has not already been returned following receipt of a Notice to Terminate or other written notice of termination, Xxxxxxx Money Holder will release the Xxxxxxx Money as directed by the written mutual instructions.

• The following subsidiaries are wholly owned by the Bank: BN Valores Puesto de Bolsa, S.A. (the Brokerage Firm) was organized as a corporation in 1998 under the laws of the Republic of Costa Rica to operate as a brokerage firm and carry out the brokerage activities permitted under the Securities Market Regulatory Law and the general regulations and provisions issued by the Costa Rican National Securities Commission (SUGEVAL).

More Definitions of Brokerage Firm

Brokerage Firm means an entity that:

Brokerage Firm or "firm" means a sole proprietor broker licensee, or a partnership, corporation, or limited liability company licensed as a broker.

Brokerage Firm means a real estate brokerage firm affiliated with a Broker.

Brokerage Firm. Xxxxx Securities Corp. Clearing House: Fiserv Account #: 56887298 DTC #: 0632 Name on Account: Xxxxx Xxxxxxxx Escrow Account

Brokerage Firm means the business entity of a broker, whether an association, corporation, limited liability company, limited liability partnership, partnership, proprietorship or professional corporation.

Brokerage Firm. Crown Financial Group Clearing House: Fiserv Account #: 00000000 DTC #: 0632 Name on Account: Xxxxxx Xxxxxxxx LLP Escrow Account

Brokerage Firm means the financial institution (securities firm) named on the Application and Agreement to Participate or an affiliate Brokerage Firm thereof utilized by the Depositor for purposes of the execution of investments and receipt of investment services. The Brokerage Firm may, but need not, be the same as the Custodian. Where the Brokerage Firm and Custodian are not the same entity, the Brokerage Firm shall have no duty or responsibility under this Custodial Agreement for the administration of Custodial Accounts, except for such duties as are, or may be, imposed by law with respect to securities firms and other financial institutions, as applicable. Where the Brokerage Firm and the Custodian are the same entity, the respective functions and responsibilities of the Brokerage Firm and the Custodian are distinctly separate and self-contained.