Professional Investor definition

Professional Investor means an investor who possesses the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs. Professional investors include, among others, entities which are required to be authorised or regulated to operate in the financial markets, large undertakings, and other institutional investors whose main activity is to invest in financial instruments;

Professional Investor means an investment company registered under the investment company act of 1940, title I of chapter 686, 54 Stat. 789, 15 U.S.C. 80a-1 to 80a-64, a pension or profit sharing trust or other institutional buyer, or a person, partnership, or other entity a majority of whose resources are dedicated to investing in equity or debt securities and whose net worth exceeds $500,000.00 prior to the savings bank's investment.

Professional Investor means a client who meets the criteria laid down in Annex II to Directive 2014/65/EU;

Examples of Professional Investor in a sentence

• Moreover, unless you are a Professional Investor, the authority must specify the period for which it is current and be limited to not more than 12 months.

• If you are a Professional Investor, these restrictions do not apply.

• I/We understand and acknowledge that, pursuant to the Code of Conduct and as a result of my/our being classified as an Individual Professional Investor or a Corporate Professional Investor (inexperienced), an intermediary in Hong Kong is not required to provide me/us with information about its business and the identity and status of its employees and others acting on its behalf with whom I/we may have contact.

• Where Client is not a Professional Investor, the Standing Authority shall be valid for a period of 12 months from the date of this Agreement, subject to renewal by Client or deemed renewal under Clause 16.7.5. Where Client is a Professional Investor, the Standing Authority shall be valid from the date of this Agreement until the Standing Authority is revoked in accordance with Clause 16.7.4.

• If you are subject to Australian securities laws and you place any order with us, you will be deemed to represent that you are a "Sophisticated Investor" or a "Professional Investor" and a "Wholesale Client" as defined under applicable Australian regulations, sections 708(10), 708(11) and 761G of the Corporations Act 2001 (Cth) (the "Act") respectively, being a person to whom an offer of securities can be made without disclosure under Chapter 6D of the Act, as interpreted and amended from time to time.

More Definitions of Professional Investor

Professional Investor means any investor which is considered to be a professional client or may be treated as a professional client on request within the meaning of Annex II of Directive 2004/39/EC;

Professional Investor means an accredited investor as defined in 15 USC 77b.

Professional Investor means a person

Professional Investor means a “professional investor” as defined in paragraphs (a) to (j) of Part I of Schedule 1 of the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) and the regulations thereunder.

Professional Investor means any bank, bank holding company, savings institution, farm credit institution, trust company, insurance company, investment company registered under the federal Investment Company Act of 1940, financial services loan company, pension or profit-sharing trust or other financial institution or institutional buyer, licensee under the federal Small Business Investment Act of 1958, or any person, partnership, or other entity of whose resources, a substantial amount is dedicated to investing in securities or debt instruments, and whose net worth exceeds $250,000.

Professional Investor shall have the same meaning as that defined in Schedule 1 to the Ordinance, as amended from time to time;

Professional Investor means an investor which is considered to be a professional client, or may, on request, be treated as a professional client in accordance with Annex II to Directive 2014/65/EU;