Provision of Chief Compliance Officer. (a) At the election of the Trust, in connection with the compliance services to be rendered by MFund pursuant to Section 1 above, and subject to the provisions of this Section 2(a) and to Section 2(b) below, MFund agrees to make available to the Trust a person on a non-exclusive basis to serve as the Trust’s chief compliance officer responsible for administering the Fund Compliance Program as provided in paragraph (a)(4) of Rule 38a-1 (the “Chief Compliance Officer”). MFund’s obligation in this regard shall be met by providing an appropriately qualified employee or agent of MFund (or its affiliates) who, in the exercise of his or her duties to the Trust, shall act in good faith and in a manner reasonably believed by him or her to be in the best interests of the Trust. In the event that the employment relationship or independent contractor agency relationship between MFund and any person made available by MFund to serve as Chief Compliance Officer terminates for any reason, MFund shall have no further responsibility to provide the services of that particular person, and shall have no responsibility whatsoever for the services to the Trust or other activities of such person provided or occurring after such termination regardless of whether or not the Board terminates such person as Chief Compliance Officer. In such event, upon the request of the Trust, MFund will employ reasonable good faith efforts to make another person available to serve as the Chief Compliance Officer. In connection with MFund’s commitment to make an appropriately qualified person available to serve as Chief Compliance Officer, MFund shall pay a level of total compensation to such person taking into consideration MFund’s compensation of employees or independent contractors having similar duties, the amount of work performed, similar seniority, and working at the same or similar geographical location. MFund shall not be obligated to pay any compensation to a Chief Compliance Officer which exceeds that set forth in the previous sentence. Notwithstanding the foregoing, MFund shall compensate the Chief Compliance Officer fairly, subject to the Board’s right under any applicable regulation (e.g., Rule 38a-1) to approve the level of compensation of the Chief Compliance Officer. The Trust will provide copies of the Fund Compliance Program, related policies and procedures, and all other books and records of the Trust as the Chief Compliance Officer deems necessary or desirable in order to carry ...
Provision of Chief Compliance Officer. At the election of the Trust, in connection with the compliance services to be rendered by BISYS pursuant to Section I above, and subject to the provisions of this Section 3(a) and to Section 3(d) below, BISYS agrees to make available to the Trust a person to serve as the Trust's chief compliance officer responsible for administering the Fund Compliance Program as provided in paragraph (a)(4) of Rule 38a-l (the "Chief Compliance Officer"). BISYS' obligation in this regard shall be met by providing an appropriately qualified employee or agent of BISYS (or its affiliates) who, in the exercise of his or her duties to the Trust, shall act in good faith and in a manner reasonably believed by him or her to be in the best interests of the Trust. In the event that the employment relationship or independent contractor agency relationship between BISYS and any person made available by BISYS to serve as Chief Compliance Officer terminates for any reason, BISYS shall have no further responsibility to provide the services of that particular person, and shall have no responsibility whatsoever for the services to the Trust or other activities of such person provided or occurring after such termination regardless of whether or not the Board terminates such person as Chief Compliance Officer. In such event, upon the request of the Trust, BISYS will employ reasonable good faith efforts to make another person available to serve as the Chief Compliance Officer. In connection with BISYS' commitment to make an appropriately qualified person available to serve as Chief Compliance Officer, BISYS shall pay a level of total compensation to such person as is consistent with BISYS' compensation of employees having similar duties, similar seniority, and working at the same or similar geographical 10cation.BISYS shall not be obligated to pay any compensation to a Chief Compliance Officer which exceeds that set forth in the previous sentence. The Trust will provide copies of the Fund Compliance Program, related policies and procedures, and all other books and records of the Trust as the Chief Compliance Officer deems necessary or desirable in order to carry out his or her duties hereunder on
Provision of Chief Compliance Officer. At the election of the Trust, in connection with the compliance services to be rendered by Citi pursuant to Section 1 above, and subject to the provisions of this Section 2(a) and to Section 2(d) below, Citi agrees to make available to the Trust a person to serve as the Trust’s Chief Compliance Officer responsible for administering the Fund Compliance Program as provided in paragraph (a)(4) of Rule 38a-1 (the “Chief Compliance Officer”). Citi’s obligation in this regard shall be met by providing an appropriately qualified employee or agent of Citi (or its affiliates) who is competent and knowledgeable regarding the federal securities laws and is empowered with full responsibility to develop and enforce the Fund Compliance Program and who, in the exercise of his or her duties to the Trust, shall act in good faith and in a manner reasonably believed by him or her to be in the best interests of the Trust. Citi’s responsibilities for the activities of such person as Chief Compliance Officer are limited to the extent that the Board shall make all determinations concerning the designation and any termination of the Chief Compliance Officer, and shall approve the level of compensation of the Chief Compliance Officer. In the event that the employment relationship between Citi and any person made available by Citi to serve as Chief Compliance Officer terminates for any reason, Citi shall have no further responsibility to provide the services of that particular person. In such event, upon the request of the Trust, Citi will employ reasonable good faith efforts to make another person available to serve as the Chief Compliance Officer. In addition, should the Trust no longer require the services of the Chief Compliance Officer as contemplated by this Agreement, the other services enumerated in Section 1 (c) shall continue in effect for the remaining term of the contract, but Citi’s obligation shall be to provide the resources and support that is reasonably necessary for a Chief Compliance Officer (who is not provided by Citi) to fulfill any of the services set forth in this Section that are not fulfilled by Citi. In connection with Citi’s commitment to make an appropriately qualified person available to serve as Chief Compliance Officer, Citi shall pay a level of total compensation to such person as is consistent with Citi’s compensation of employees having similar duties, similar seniority, and working at the same or similar geographical location. Citi shall not be o...
Provision of Chief Compliance Officer. (a) At the election of the Client, in connection with the compliance services to be rendered by Service Provider pursuant to Section 3 of Schedule 2 above, and subject to the provisions of this Section 5, Service Provider agrees to make available to the Client a person to serve as the Client’s chief compliance officer responsible for administering Schedule 2 to Services Agreement the Fund Compliance Program as provided in paragraph (a)(4) of Rule 38a-1 (the “Chief Compliance Officer”). Service Provider’s obligation in this regard shall be met by providing an appropriately qualified employee or agent of Service Provider (or its affiliates) who, in the exercise of his or her duties to the Client, shall act in good faith and in a manner reasonably believed by him or her to be in the best interests of the Client. In the event that the employment relationship or independent contractor agency relationship between Service Provider and any person made available by Service Provider to serve as Chief Compliance Officer terminates for any reason, Service Provider shall have no further responsibility to provide the services of that particular person, and shall have no responsibility whatsoever for the services to the Client or other activities of such person provided or occurring after such termination regardless of whether or not the Board terminates such person as Chief Compliance Officer. In such event, upon the request of the Client, Service Provider will employ reasonable good faith efforts to make another person available to serve as the Chief Compliance Officer.
Provision of Chief Compliance Officer. JFS agrees to make available to the Trust an employee or agent to serve as the Trust’s Chief Compliance Officer as provided in paragraph (a)(4) of Rule 38a-1, to report directly to the Board, subject to the election by the Board. JFS shall provide an appropriately qualified employee or agent of JFS (or its affiliates) who, in the exercise of his or her duties to the Trust, shall act in good faith and in the best interests of the Trust, and who is competent and knowledgeable regarding the Federal Securities Law.
Provision of Chief Compliance Officer. Beacon Hill agrees to make available to the Trust a person to serve as the Trust’s Chief Compliance Officer as provided in paragraph (a)(4) of Rule 38a-1, subject to the election of the Board. Beacon Hill shall provide an appropriately qualified employee or agent of Beacon Hill (or its affiliates) who, in the exercise of his or her duties to the Trust, shall act in good faith and in the best interests of the Trust.
Provision of Chief Compliance Officer. Beacon Hill agrees to make available to the Company a person to serve as the Company's Chief Compliance Officer as provided in paragraph (a)(4) of Rule 38a-1, subject to the election of the Board. Beacon Hill shall provide an appropriately qualified employee or agent of Beacon Hill (or its affiliates) who, in the exercise of his or her duties to the Company, shall act in good faith and in the best interests of the Company.
Provision of Chief Compliance Officer. The Adviser will provide Ms. Fansler, whose designaxxxx xxx xxmpensation as the Trust's Chief Compliance Officer has been approved by the Trust's Board of Trustees, to serve as the Trust's Chief Compliance Officer to administer the Fund's policies and procedures pursuant to Rule 38a-1 of the 1940 Act (the "Compliance Program").
Provision of Chief Compliance Officer. At the election of the Funds, in connection with the compliance services to be rendered by BISYS pursuant to Section 1 above, and subject to the provisions of this Section 2(a) and to Section 2(d) below, BISYS agrees to make available to the Funds a person to serve as the Funds’ Chief Compliance Officer responsible for administering the Fund Compliance Program as provided in paragraph (a)(4) of Rule 38a-1 (the “Chief Compliance Officer”). BISYS’ obligation in this regard shall be met by providing an appropriately qualified employee or agent of BISYS (or its affiliates) who, in the exercise of his or her duties to the Funds, shall act in good faith and in a manner reasonably believed by him or her to be in the best interests of the Funds. In the event that the employment relationship between BISYS and any person made available by BISYS to serve as Chief Compliance Officer terminates for any reason, BISYS shall have no further responsibility to provide the services of that particular person, and shall have no responsibility whatsoever for the services to the Funds or other activities of such person provided or occurring after such termination regardless of whether or not the Board terminates such person as Chief Compliance Officer. In such event, upon the request of the Funds, BISYS will employ reasonable good faith efforts to make another person available to serve as the Chief Compliance Officer. In addition, should the Funds no longer require the services of the Chief Compliance Officer as contemplated by this Agreement, the other services enumerated in Section 1 (c) shall continue in effect for the remaining term of the contract. In connection with BISYS’ commitment to make an appropriately qualified person available to serve as Chief Compliance Officer, BISYS shall pay a level of total compensation to such person as is consistent with BISYS’ compensation of employees having similar duties, similar seniority, and working at the same or similar geographical location. BISYS shall not be obligated to pay any compensation to a Chief Compliance Officer which exceeds that set forth in the previous sentence. The Funds will provide copies of the Fund Compliance Program, related policies and procedures, and all other books and records of the Funds as the Chief Compliance Officer deems necessary or desirable in order to carry out his or her duties hereunder on behalf of the Funds. The Funds shall cooperate with the Chief Compliance Officer and ensure the cooperatio...
Provision of Chief Compliance Officer. Beacon Hill agrees to make available to the Trust a person to serve as the Trust’s Chief Compliance Officer as provided in paragraph (a)(4) of Rule 38a-1, who, subject to the approval of the Board, shall be designated and shall serve as Chief Compliance Officer. Beacon Hill shall provide an appropriately qualified employee or agent of Beacon Hill (or its affiliates) who, in the exercise of his or her duties to the Trust, shall act in good faith and in the best interests of the Trust. The Chief Compliance Officer shall cooperate with the Trust’s officers and assist the Trust’s officers in obtaining the cooperation of the Service Providers to the Trust, as well as Trust counsel, independent Trustee counsel and the Trust’s independent accountants (collectively, the “Other Providers”), as applicable, in ensuring compliance with the Fund Compliance Program).
