COMMODITY FUTURES TRADING COMMISSION. PURSUANT TO AN EXEMPTION FROM THE COMMODITY FUTURES TRADING COMMISSION IN CONNECTION WITH ACCOUNTS OF QUALIFIED ELIGIBLE PERSONS, THIS BROCHURE OR ACCOUNT DOCUMENT IS NOT REQUIRED TO BE, AND HAS NOT BEEN, FILED WITH THE COMMISSION. THE COMMODITY FUTURES TRADING COMMISSION DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A TRADING PROGRAM OR UPON THE ADEQUACY OR ACCURACY OF COMMODITY TRADING ADVISOR DISCLOSURE. CONSEQUENTLY, THE COMMODITY FUTURES TRADING COMMISSION HAS NOT REVIEWED OR APPROVED THIS TRADING PROGRAM OR THIS BROCHURE OR ACCOUNT DOCUMENT.
COMMODITY FUTURES TRADING COMMISSION. In respect of the Company, the Adviser will rely on an exemption from registration as a commodity trading advisory (“CTA”) under Commodity Futures Trading Commission Rule 4.14(a)(8) and will provide commodity interest trading advice to the Company as if it were exempt from registration as a CTA.
COMMODITY FUTURES TRADING COMMISSION. The Sub-Advisor shall immediately notify the Advisor if any of the representations in this is sub-paragraph (e) of paragraph 1 is no longer accurate.
COMMODITY FUTURES TRADING COMMISSION. Investment Manager represents that it is excluded from the definition of a commodity pool operator under CFTC Rule 4.5 and in connection with such exemption has filed a notice of eligibility and will provide Subadviser with a copy of such notice of eligibility.
