Chief Compliance Officer. The Chief Compliance Officer shall administer the Trust’s policies and procedures adopted by the Board pursuant to Rule 38a-1 under the 1940 Act (the “Rule 38a-1 Policies and Procedures”). The Chief Compliance Officer must no less frequently than annually (i) provide a written report to the Board on the operation of the Trust’s Rule 38a-1 Policies and Procedures and those of its service providers as required by Rule 38a-1 under the 1940 Act and (ii) meet separately with the Trust’s Independent Trustees.
Appears in 4 contracts
Samples: Van Eck Funds, Van Eck Vip Trust, Van Eck Funds
Chief Compliance Officer. The Chief Compliance Officer shall administer be responsible for administering the Trust’s policies and procedures adopted approved by the Board pursuant under Rule 38a-1 of the Investment Company Act of 1940, as amended. Notwithstanding any other provision of these By-Laws, the designation, removal and compensation of Chief Compliance Officer are subject to Rule 38a-1 under the 1940 Investment Company Act (the “Rule 38a-1 Policies and Procedures”). The Chief Compliance Officer must no less frequently than annually (i) provide a written report to the Board on the operation of the Trust’s Rule 38a-1 Policies and Procedures and those of its service providers 1940, as required by Rule 38a-1 under the 1940 Act and (ii) meet separately with the Trust’s Independent Trusteesamended.
Appears in 4 contracts
Samples: American Beacon Institutional Funds Trust, National Retail Fund (National Retail Fund III), Ivy High Income Opportunities Fund
Chief Compliance Officer. The Chief Compliance Officer shall administer perform the duties and have the responsibilities of the chief compliance officer of the Trust’s policies and procedures adopted , including if required by the Board pursuant to Rule 38a-1 under the 1940 Act (the “Rule 38a-1 Policies any such duties and Procedures”). The Chief Compliance Officer must no less frequently than annually (i) provide a written report to the Board on the operation of the Trust’s Rule 38a-1 Policies and Procedures and those of its service providers as required responsibilities imposed by Rule 38a-1 under 38a-1, and shall have such other duties and powers as may be designated from time to time by the 1940 Act and (ii) meet separately with the Trust’s Independent Trustees.. -3- 3.10
Appears in 2 contracts
Samples: Pimco New York Municipal Income Fund Iii, Pimco Municipal Income Fund Iii
