Common use of Chief Compliance Officer Clause in Contracts

Chief Compliance Officer. The Chief Compliance Officer (“CCO”) of the Trust shall be responsible for administering the Trust’s policies and procedures adopted pursuant to Rule 38a-1(a) under the Investment Company Act of 1940, or any successor provision thereto. The CCO shall have such other powers and duties as from time to time may be conferred upon or assigned to the CCO by the Trustees.

Appears in 5 contracts

Samples: Redwood Real Estate Income Fund, Pender Real Estate Credit Fund, Pender Real Estate Credit Fund

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Chief Compliance Officer. The Chief Compliance Officer (“CCO”) of the Trust shall be responsible for administering the Trust’s policies and procedures adopted pursuant to Rule 38a-1(a) under the Investment Company Act of 1940, or any successor provision thereto. The CCO shall have such other powers and duties as from time to time may be conferred upon or assigned to the CCO him by the Trustees.

Appears in 3 contracts

Samples: Cliffwater Corporate Lending Fund, Destra International & Event-Driven Credit Fund, Dundeewealth Funds (DundeeWealth Funds)

Chief Compliance Officer. The Chief Compliance Officer (“CCO”) of the Trust shall be responsible for administering the Trust’s policies and procedures adopted pursuant to Rule 38a-1(a) under the Investment Company Act of 19401940 Act, or any successor provision thereto. The CCO shall have such other powers and duties as from time to time may be conferred upon or assigned to the CCO him or her by the Trustees.

Appears in 2 contracts

Samples: FSI Low Beta Absolute Return Fund, FSI Low Beta Absolute Return Fund, TEI

Chief Compliance Officer. The Chief Compliance Officer (the “CCO”) shall perform the functions of the Trust Trust’s chief compliance officer as described in Rule 38a-1 under the 1940 Act. The CCO shall be responsible have primary responsibility for administering the Trust’s compliance policies and procedures adopted pursuant to Rule 38a-1(a38a-1 (the “Compliance Program”) under and reviewing the Investment Company Act of 1940Compliance Program, in the manner specified in Rule 38a-1, at least annually, or any successor provision theretoas may be required by Rule 38a-1, as may be amended from time to time. The CCO shall have such other powers and duties as from time to time may be conferred upon or assigned report directly to the CCO by Board of Trustees regarding the TrusteesCompliance Program.

Appears in 2 contracts

Samples: State Street Navigator Securities Lending Trust, State Street Navigator Securities Lending Trust

Chief Compliance Officer. The Chief Compliance Officer (the "CCO") shall perform the functions of the Trust shall be responsible for administering the Trust’s policies and procedures adopted pursuant to 's chief compliance officer as described in Rule 38a-1(a) 38a-1 under the Investment Company Act of 1940, or any successor provision theretoas amended. The CCO shall have such other powers primary responsibility for administering the Trust's compliance policies and duties procedures adopted pursuant to Rule 38a-1 (the "Compliance Program") and reviewing the Compliance Program, in the manner specified in Rule 38a-1, at least annually, or as may be required by Rule 38a-1, as may be amended from time to time may be conferred upon or assigned time. The CCO shall report directly to the CCO by Board of Trustees regarding the TrusteesCompliance Program.

Appears in 1 contract

Samples: State Street Institutional Investment Trust

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Chief Compliance Officer. The Chief Compliance Officer (the "CCO") shall perform the functions of the Trust Trust's chief compliance officer as described in Rule 38a-1 under the 1940 Act. The CCO shall be responsible have primary responsibility for administering the Trust’s 's compliance policies and procedures adopted pursuant to Rule 38a-1(a38a-1 (the "Compliance Program") under and reviewing the Investment Company Act of 1940Compliance Program, in the manner specified in Rule 38a-1, at least annually, or any successor provision theretoas may be required by Rule 38a-1, as may be amended from time to time. The CCO shall have such other powers and duties as from time to time may be conferred upon or assigned report directly to the CCO by Board of Trustees regarding the TrusteesCompliance Program.

Appears in 1 contract

Samples: State Street Navigator Securities Lending Trust

Chief Compliance Officer. The Chief Compliance Officer (“CCO”) of the Trust shall be responsible for administering the Trust’s policies and procedures adopted pursuant to Rule 38a-1(a) under the Investment Company Act of 19401940 (“1940 Act”), as amended, or any successor provision thereto. The CCO shall have such other powers and duties as from time to time may be conferred upon or assigned to the CCO him by the Trustees.

Appears in 1 contract

Samples: First Trust Alternative Opportunities Fund

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