Publicly Traded Securities definition

Publicly Traded Securities means shares of Capital Stock traded on The New York Stock Exchange, The NASDAQ Global Select Market or The NASDAQ Global Market (or their respective successors), or, with respect to a transaction that otherwise would be a Fundamental Change, which will be so traded when issued or exchanged in connection with such transaction.
Publicly Traded Securities has the meaning provided in the definition of Fundamental Change in this Section 1.01.
Publicly Traded Securities means securities that are traded on a national securities exchange or listed on the National Association of Securities Dealers Automated Quotation System.

Examples of Publicly Traded Securities in a sentence

  • Price Volatility of Publicly Traded Securities - During recent months, global securities markets have experienced a high level of price and volume volatility, and the market prices of securities of many companies have experienced wide fluctuations in price that have not necessarily been related to the operating performance, underlying asset values or prospects of such companies.

  • Publicly Traded Securities: Marketable securities may be transferred to an account maintained at one or more brokerage firms or delivered physically with the transferor’s signature or stock power attached.

  • Exceptions for Ownership or Investment in Publicly Traded Securities and Mutual Funds 1.

  • Publicly Traded Securities: Marketable securities may be transferred to an account maintained at one or more financial institutions or delivered physically with the transferor’s signature or stock power attached.

  • Publicly Traded Securities Call Client Services at 000-000-0000 for transfer instructions, then forward completed application prior to transferring securities to xxxxxxxxxxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx or fax to 000-000-0000.


More Definitions of Publicly Traded Securities

Publicly Traded Securities means shares of common stock that are listed or quoted on any of The New York Stock Exchange, The NASDAQ Global Select Market or The NASDAQ Global Market (or any of their respective successors) or will be so listed or quoted when issued or exchanged in connection with a Fundamental Change described in clause (b) of the definition thereof.
Publicly Traded Securities means securities that are traded on a national securities exchange or listed on the NASDAQ Stock Market or Bulletin Board.
Publicly Traded Securities has the meaning specified in this Section 1.02.
Publicly Traded Securities means shares of Capital Stock traded on The New York Stock Exchange, The NASDAQ Global Market, The NASDAQ Global Select Market or The NASDAQ Capital Market (or their respective successors), or, with respect to a transaction that otherwise would be a Fundamental Change, which will be so traded when issued or exchanged in connection with such transaction.
Publicly Traded Securities has the meaning specified in the definition ofFundamental Change” in this Section 1.02.
Publicly Traded Securities means shares of common stock that are traded on a U.S. national securities exchange or that will be so traded when issued or exchanged in connection with a Fundamental Change described in clause (a) or (b) of the definition thereof.
Publicly Traded Securities means, in respect of a transaction described in clause (b) of the definition of Fundamental Change, shares of common stock traded on the New York Stock Exchange, the NYSE MKT, the NASDAQ Global Market, the NASDAQ Global Select Market, the NASDAQ Capital Market, the OTCQX or the OTCQB (or any of their respective successors) or which will be so traded when issued or exchanged in connection with a Fundamental Change.