Publicly Traded definition

Publicly Traded means a company that (i) has a class of securities that is traded on a national securities exchange and (ii) is required to file periodic reports with either the Securities and Exchange Commission or its primary federal bank regulator.

Publicly Traded means listed or admitted to trading on the New York Stock Exchange or another national securities exchange or designated for quotation on the NASDAQ National Market, or any successor to any of the foregoing.

Publicly Traded means listed or admitted to trading on the New York Stock Exchange, the American Stock Exchange or another national securities exchange or designated for quotation on the NASDAQ National Market, or any successor to any of the foregoing.

Examples of Publicly Traded in a sentence

• Publicly Traded Parent Company Disclosure:Provide the Website (URL) providing the last annual Security Exchange Commission (SEC) filing, or foreign equivalent: The requested information is available on the following page number(s) of the SEC, or foreign equivalent, filing: Subscribed and sworn before me this day of , 2 .

• Option 1 – Publicly Traded Entities1.A. Complete Step 2, Option A for each qualifying individual or entity holding any ownership or distributive income share in excess of 5% or an amount greater than 60% ($106,447.20) of the annual salary of the Governor.OR1.B. Attach a copy of the Federal 10-K or provide a web address of an electronic copy of the Federal 10-K, and skip to Step 3.

• This is your ‘‘Net Apprecia- tion’’.(2) Determine your Unrealized Appre- ciation on Publicly Traded and Mar- ketable securities.

• Option 1 – Publicly Traded Entities 1.A. Complete Step 2, Option A for each qualifying individual or entity holding any ownership or distributive income share in excess of 5% or an amount greater than 60% ($106,447.20) of the annual salary of the Governor.

• For purposes of this subparagraph, the ad- ministrative record shall include all items developed and received under this subpara- graph and all items described in the second sentence of section 9617(d) of this title.

More Definitions of Publicly Traded

Publicly Traded means, with respect to any security, that such security is (a) listed on a domestic securities exchange, (b) quoted on NASDAQ or (c) traded in the domestic over-the-counter market, which trades are reported by the National Quotation Bureau, Incorporated.

Publicly Traded means having common equity securities listed or admitted to trading on any U.S. national securities exchange.

Publicly Traded means, with respect to shares of capital stock or other securities, that such shares or other securities are traded on a U.S. securities exchange or quoted on the over-the-counter market.

Publicly Traded means listed or admitted to trading on the New York Stock Exchange, the NASDAQ Stock Market, any nationally or internationally recognized stock exchange or any successor to any of the foregoing.

Publicly Traded with respect to any security means (i) registered under Section 12 of the Securities Exchange Act of 1934, as amended (or any successor provision of law), and (ii) listed for trading on the New York Stock Exchange or the American Stock Exchange (or any national securities exchange registered under Section 7 of the Securities Exchange Act of 1934, as amended (or any successor provision of law), that is the successor to either such exchange) or quoted in the National Association of Securities Dealers Automation Quotation System (or any successor system).

Publicly Traded means shares that are traded on an exchange or an organized over-the-counter market that is regulated by a foreign securities authority as defined in section 3(a)(50) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(50)).

Publicly Traded means the Company is required to register shares of any class of common equity under Section 12 of the Exchange Act.