U.S. Securities definition

U.S. Securities means Securities issued by an issuer that is organized under the laws of the United States or any State thereof or that are otherwise traded in the United States, and shall include American Depositary Receipts.

U.S. Securities means securities of the United States and securities of Federal agencies and Government cor- porations for which Treasury acts as the transfer agent.

U.S. Securities means the U.S. Underwritten Securities and the U.S. Option Securities.

Examples of U.S. Securities in a sentence

• Terms used herein have the meanings given to them by Regulation S under the U.S. Securities Act.

• The Company has been formed for the object and purpose of, and the nature of the business to be conducted by the Company is, to: (a) conduct and carry on the functions of an “exchange” within the meaning of that term in the U.S. Securities Exchange Act of 1934, as amended (the “Exchange Act”), (b) to engage in any other lawful business purpose or activity for which limited liability companies may be formed under the Act, and (c) to engage in any and all activities necessary or incidental to the foregoing.

• Generally accepted accounting principles and U.S. Securities and Exchange Commission rules may require Buyer to evaluate whether Buyer must consolidate Seller’s financial information on Buyer’s financial statements.

• Nothing in this Arbitration Provision prevents you from making a report to or filing a claim or charge with a government agency, including without limitation the Equal Employment Opportunity Commission, U.S. Department of Labor, U.S. Securities and Exchange Commission, National Labor Relations Board, or Office of Federal Contract Compliance Programs.

• HTS is registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board.

More Definitions of U.S. Securities

U.S. Securities means securities which are cleared and principally settled in the United States; and (ii) “Foreign Securities” shall mean securities which are cleared and principally settled outside of the United States.

U.S. Securities means portfolio assets of the Client for which State Street is serving as Custodian for the Client pursuant to the Custodian Agreement and which are securities or other assets issued in the United States of America that are (i) the subject of litigation within the jurisdiction of the U.S. court system, and (ii) held, or that have been held during the term of the Custodian Agreement by State Street in its capacity as Custodian for the account of the Client, which assets have not been merged into another fund not covered by this Amendment.

U.S. Securities means U.S. shares, stocks or other equity securities or debt securities acceptable by ICBCIS at its sole and absolute discretion;

U.S. Securities shall include, without limitation, securities held in the Book-Entry System or at a Depository, common stock and other equity securities, bonds debentures and other debt securities, notes mortgages or other obligations, and any instruments representing rights to receive, purchase, or subscribe for the same, or representing any other rights or interests therein.

U.S. Securities means securities which are cleared and principally settled in the United States; and (ii) “Foreign Securities” shall mean securities which are cleared and principally settled outside of the United States. If required to prevent self-dealing or any other transaction prohibited by law, rule or regulation applicable to the Client or a Fund, the Client agrees to identify for the Lending Agent those persons who exercise investment discretion or render investment advice with respect to securities of any Fund which are available for the Program who (or whose affiliates) are Borrowers under the Program and the Lending Agent shall refrain from lending the securities of such Fund to any Borrower so identified. The Client also agrees to notify the Lending Agent promptly in writing of all future appointments and terminations regarding such persons.

U.S. Securities means obligations or securities not subject to prepayment, call or early redemption which are (a) obligations of, or obligations fully guaranteed as to timely payment by, the United States of America or (b) obligations of any agency or instrumentality of the United States of America that qualify as “government securities” within the meaning of Section 2(a)(16) of the Investment Company Act of 1940, as amended.

U.S. Securities. DFAL will request you to sign the relevant US tax form before we accept an order or instruction from you to buy or sell a financial product in relation to securities listed on the US Stock Exchanges. If you have not previously provided us with a valid US tax form and you already hold US securities or shares, we will request you to complete the relevant US tax form. If you do not return the signed and completed US tax form before the date we specify (usually 30 days), we reserve the right to sell your US securities or shares. You have ongoing statutory obligations to inform us if your tax status changes.