Examples of Rule 506 in a sentence
These securities were issued pursuant to Section 4(2) of the Securities Act and/or Rule 506 promulgated thereunder.
WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, securities of the Company as more fully described in this Agreement.
All BSEF Rules other than Rule 506 and Rule 522.A shall apply to new Trades executed by Participants pursuant to this Rule 516.B(b).
A suspense account may be used at the time of Order entry provided that a contemporaneous electronic or written record of the Order with the account designation is made, time-stamped and maintained in accordance with this Rule 506, and provided that the correct account designation is provided to the Clearing Firm prior to the end of the trading day.
The securities were issued pursuant to the provisions of Rule 506 of Regulation D of the Securities Act as the creditor represented that it was an accredited investor as defined in Rule 501 of Regulation D.