New Issues definition

New Issues means an initial public offering of an equity security sold or distributed by a FINRA member.

New Issues means “new issues” as defined pursuant to FINRA Rules, as amended, extended, consolidated, substituted or re-enacted from time to time to include any initial public offering of an equity security as defined in Section 3(a)(11) of the 1934 Act;

New Issues means any initial public offering of an equity security as defined

Examples of New Issues in a sentence

• Any Syndicated New Issues Distributions shall be subject to and carried out in accordance with the present Agreement.

• An applicant that is an entity and that is also a Restricted Person under Part A of Item I or a Covered Investor under Part A of Item II may still be able to participate in New Issues if it indicates in Item III that it is also an exempted entity (an "Exempted Entity").

• If you do not complete this Section, you may not be permitted to participate in New Issues to any extent until you establish your eligibility to participate in New Issues to the Fund's satisfaction.

• APPLICANTS THAT WISH TO BE TREATED AS RESTRICTED PERSONS (and participate in New Issues up to a 10% “de minimis” amount if available, as determined in the Manager’s sole discretion) may check this box and do not need to complete Items I and III below.

• APPLICANTS THAT WISH TO BE TREATED AS COVERED INVESTORS (and participate in New Issues up to a 25% “de minimis” amount if available, as determined in the Investment Manager’s sole discretion) may check this box and complete Items I and III below and do not need to complete Item II below.

More Definitions of New Issues

New Issues means initial public offerings of equity securities.

New Issues shall have the meaning ascribed to such term in NASD Rule 2790, or any applicable successor rule, regulation or interpretation.

New Issues means any initial public offering of an equity security as defined by FINRA;

New Issues. “New Issues,” as such term is used in the New Issues Rule.

New Issues. Eligibility Please indicate below whether or not the Subscriber is a “Restricted Person” as defined in Appendix B. o Restricted x Non-Restricted Covered Person Information Please indicate below whether or not the Subscriber is a “Covered Person” as defined in Appendix B. If “Yes”, please provide the name of the company or companies that cause the Subscriber to be a Covered Person. o Covered x Not Covered

New Issues shall have the meaning described in Section 42.3 "Noah Adjustments" shall have the meaning described in Section 22.6 "Noah Step Up" shall have the meaning described in Section 22.6 "Noah Tax Assessment" shall have the meaning described in Section 22.6 "Noah Tax Assessment Date" shall have the meaning described in Section 22.6 "Outstanding Exhibits" shall have the meaning described in Section 41.1 "Owned Real Estate" shall have the meaning described in Section 17.12(a) "Past Practices" shall have the meaning described in Section 26.1 "Permits" shall have the meaning described in Section 17.22(a) "Plan" or "Plans" shall have the meaning described in Section 17.38 "Pre-Closing Period" shall have the meaning described in Section 22.1 "Pre-Closing Straddle Period" shall have the meaning described in Section 22.2 "Post-Closing Period" shall have the meaning described in Section 22.2 "Post-Closing Straddle Period" shall have the meaning described in Section 22.2 "Product Liability Claim" shall have the meaning described in Section 17.44(a) "Provisional Financial Debt" shall have the meaning described in Section 12.2(a) "Provisional Liquid Assets" shall have the meaning described in Section 12.2(b)

New Issues shall be all issues disclosed in the Outstanding Exhibits that do not or do not fully correspond to the information, which was reasonably apparent on the face of any document provided in the Data Room as to their existence, quality or magnitude. Sellers shall promptly inform Purchasers if Sellers become aware of any New Issues.