Investment Management Services definition

Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

Investment Management Services means investment management or investment advisory services, including sub-advisory services, administrative services, underwriting, distribution or marketing services or any other services related to the provision of investment management or investment advisory services including any similar services deemed to be “investment advice” pursuant to the Advisers Act.

Investment Management Services means advising with respect to and/or supervising the purchase or sale of “securities” or other investments for a “client” by a “registered investment adviser” or “associated person” pursuant to an “investment management contract”.

Examples of Investment Management Services in a sentence

• Fees for Investment Management Services are calculated as follows: First $1,000,000 @ .25% per quarter (1.00% per year) Portion above $1,000,000 @ .125% per quarter (0.50% per year) Portion above $3,000,000 @ .0625% per quarter (0.25% per year) Asset management fees are payable at the end of each calendar quarter based on the portfolio value as of the last business day of the quarter.

• The fees set forth are for financial analysis and Investment Management Services only and do not include any other professional services that may be required to implement the recommendations made by Portfolio Advisors, Inc.

• Further, it is hereby clarified that these entities may have inter-company arrangements with other Xxxxxxx Group entities to offer Investment Advisory Services and/or Investment Management Services in accordance with relevant regulatory requirements.

• Specifically, we offer (1) Discretionary Investment Management Services, (2) Non-Discretionary Investment Advisory Services, and/or (3) Retirement Plan Fiduciary Services to employer-sponsored retirement plans and their participants in either an ERISA 3(38) fiduciary or ERISA 3(21) co-fiduciary capacity.

• Investment Management Services TCG will provide mutual fund options in the Program from which you can select.

More Definitions of Investment Management Services

Investment Management Services means providing a substantial

Investment Management Services means providing a substantial quantity of any of the following services to a partnership, S corporation, or other entity as a partner thereto:

Investment Management Services means any services which involve (a) the ------------------------------ management, for a fee or other remuneration, of an investment account or fund (or portions thereof or a group of investment accounts or funds), or (b) the giving of advice, for a fee or other remuneration, with respect to the investment of specific assets or funds (or any specific group of assets or funds). Notwithstanding the foregoing, it is intended that Investment Management Services shall not include the giving of general investment advice that is not related to an identifiable investment account or fund (or group of investment accounts or funds) for which the advisor receives no remuneration.

Investment Management Services means investment research,

Investment Management Services means any services which involve (i) the management of an investment account or fund (or portions thereof or a group of investment accounts or funds) for compensation, (ii) the giving of advice or the provision of administration services with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds) for compensation or (iii) otherwise acting as an “investment adviser” within the meaning of the Advisers Act, and performing activities related or incidental thereto.

Investment Management Services has the meaning set forth in Section 5.1 hereof.

Investment Management Services means acting as an “investment adviser” within the meaning of the Advisers Act, and performing activities related or incidental thereto including any services which involve all or any of the following: (a) the management of an investment account or fund (or portions thereof or a group of investment accounts or funds) for compensation, and (b) the giving of advice, whether discretionary or non-discretionary, including sub-advisory services, with respect to the investment, disposition and/or reinvestment of assets or funds (or any group of assets or funds) for compensation.