Exempt Transactions definition

Exempt Transactions means the transactions described in the section hereof titled “Exempt Transactions.”
Exempt Transactions means transactions in securities that are exempt from the pre-clearance and/or the reporting requirements of this Code. Refer to Exhibit C for a list of security types that fall into this category.
Exempt Transactions means any transaction exempt from the pre-clearance, holding and/or reporting requirements under the Code. Such transactions are still subject to the Code of Ethics, and may still be reviewed by the CCO.

Examples of Exempt Transactions in a sentence

  • Our Directors (including independent non-executive Directors) are of the view that the Non- Exempt Transactions have been and will be entered into on normal commercial terms and in the ordinary and usual course of business of the Company that are fair and reasonable and in the interests of the Company and Shareholders as a whole, and the transactions and proposed annual caps set out above are fair and reasonable and in the interests of the Company and the Shareholders as a whole.

  • Transfer of Ownership – Exempt Transactions Authority is granted to Servicer to follow guidelines as stated in the Xxxxxx Mae Servicing Guide Part III, 408.02.

  • Exempt Transactions are (a) Cigarette Sales on a federal installation in a transaction that is exempt from the Cigarette tax under federal law, and (b) Cigarette Sales on an Indian tribe’s Indian Country to its tribal members where the Cigarette Tax is precluded by federal law.


More Definitions of Exempt Transactions

Exempt Transactions means the transactions described in Section 7 hereof.
Exempt Transactions means: (1) purchases or sales effected in any account over which an Access Person or Investment Personnel has no direct or indirect influence or control; (2) purchases or sales which are non-volitional(2) on the part of the Access Person, Investment Personnel or the Funds; (3) purchases which are part of an Automatic Investment Plan; or (4) purchases effected upon the exercise of rights issued by an issuer pro-rata to all holders of a class of its Reportable Securities, to the extent such rights were acquired from such issuer, and sales of such rights so acquired.
Exempt Transactions means transactions in securities that are exempt from the prior approval and/or the reporting requirements of this Code. Refer to Appendix C for a list of security types that fall into this category.
Exempt Transactions means that the restrictions of Sections IV and V shall not apply to:
Exempt Transactions under subparagraph (C)(1)(h) means:
Exempt Transactions means transactions that may be exempt from certain provisions of the Code such as, pre-clearance, minimum holding periods, or blackout periods. Exempt Transactions are not exempt from the general provisions of the Code including reporting requirements. The following have been defined as Exempt Transactions:
Exempt Transactions means an operator may grant an exemption from the tax to employees of the federal government and its agencies or the State of Tennessee and its political subdivisions when the hotel room charges are either billed directly to the applicable government, are paid using a government credit card, or are paid with cash, a personal check or personal credit card. In situations when the federal or State of Tennessee employee