BETWEENTransfer Agency and Service Agreement • February 6th, 2004 • Prospect Street High Income Portfolio Inc • Maryland
CUSTODIAN CONTRACT Between PROSPECT STREET HIGH INCOME PORTFOLIO INC. and STATE STREET BANK AND TRUST COMPANYCustodian Contract • February 6th, 2004 • Prospect Street High Income Portfolio Inc • Massachusetts
EXHIBIT 2 ADVISORY AGREEMENT ADVISORY AGREEMENT made as of January 21, 2000, by and between Highland Capital Management, L.P., a Delaware limited partnership (the "Manager"), and Prospect Street High Income Portfolio Inc., a Maryland corporation...Advisory Agreement • June 30th, 2000 • Prospect Street High Income Portfolio Inc • New York
Exhibit (h) PROSPECT STREET HIGH INCOME PORTFOLIO INC. ________ Shares of Common Stock Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares of Common Stock DEALER MANAGER AGREEMENTAgency Agreement • December 12th, 1997 • Prospect Street High Income Portfolio Inc • New York
CUSTODIAN CONTRACT Between PROSPECT STREET HIGH INCOME PORTFOLIO INC. and STATE STREET BANK AND TRUST COMPANYProspect Street High Income Portfolio Inc • March 29th, 1996 • Massachusetts
AMENDED AND RESTATED CREDIT AGREEMENT dated as of April 30, 1998Credit Agreement • July 21st, 1998 • Prospect Street High Income Portfolio Inc • Massachusetts
AMENDMENT NO. 1 toInsurance Agreement • March 29th, 1996 • Prospect Street High Income Portfolio Inc
Exhibit (d)(6) SUBSCRIPTION AGENT AGREEMENT This Subscription Agent Agreement (the "Agreement") is made as of January , 1999 between Prospect Street High Income Portfolio Inc. (the "Fund"), a Maryland Corporation, and State Street Bank and Trust...Subscription Agent Agreement • January 25th, 1999 • Prospect Street High Income Portfolio Inc • New York
JOINT FILING AGREEMENTJoint Filing Agreement • April 8th, 2002 • Prospect Street High Income Portfolio Inc • Services-skilled nursing care facilities
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the Common Stock of Genesis Health Ventures, Inc., and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this Agreement as of April 5, 2002.
MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (including Multiple Syndicate Offerings), Standby Underwritings and Exempt Offerings (other than Offerings of Municipal Securities)Master Agreement • March 9th, 2001 • Prospect Street High Income Portfolio Inc • New York
From time to time Salomon Smith Barney Inc. ("Salomon Smith Barney") may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an "Offering") to which this Master Agreement Among Underwriters (the "Salomon Smith Barney Master AAU") shall apply, we will send the information set forth below in Section 1.1 to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each a "Wire" and collectively, an "AAU"). Each Wire will indicate that it is a Wire pursuant to the Salomon Smith Barney Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the "Invitation Wire". You and we hereby agree that by the terms hereof the provisions of this Salomo
andNote Purchase Agreement • March 29th, 1996 • Prospect Street High Income Portfolio Inc • New York
Exhibit k(7) AUCTION AGENT AGREEMENTProspect Street High Income Portfolio Inc • February 13th, 1998 • New York
INSURANCE AGREEMENT Between FINANCIAL SECURITY ASSURANCE INC. and PROSPECT STREET(SM) HIGH INCOME PORTFOLIO INC. Dated as of December 1, 1988Insurance Agreement • March 29th, 1996 • Prospect Street High Income Portfolio Inc • New York
betweenProspect Street High Income Portfolio Inc • February 13th, 1998 • New York
Exhibit (d)(8) STATE STREET BANK AND TRUST COMPANY SUBSCRIPTION, DISTRIBUTION AND ESCROW AGENCY AGREEMENT This Subscription, Distribution and Escrow Agency Agreement (the "Agreement") is made as of December ___, 1997 between Prospect Street High...Distribution and Escrow Agency Agreement • December 12th, 1997 • Prospect Street High Income Portfolio Inc • New York
EXHIBIT (G) ADVISORY AGREEMENT ADVISORY AGREEMENT made as of this 1st day of March 1994, by and between Prospect Street Investment Management Co., Inc., a corporation organized under the laws of the State of Massachusetts having its principal place of...Advisory Agreement • March 29th, 1996 • Prospect Street High Income Portfolio Inc • New York
FORM OF DISTRIBUTION AGREEMENT PROSPECT STREET® HIGH INCOME PORTFOLIO INC. 13455 Noel Road, Suite 1300 Dallas, Texas 75240Distribution Agreement • June 17th, 2002 • Prospect Street High Income Portfolio Inc • New York
Prospect Street® High Income Portfolio Inc. is a Maryland corporation operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-84598 and 811-5557) (the “Registration Statement”) under the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended (the “1940 Act”), to register shares of the Fund which may be issued and sold from time to time.
March 4, 2004 B. Riley & Co., Inc. 11150 Santa Monica Boulevard, Suite 750 Los Angeles, California 90025 Re: DISTRIBUTION AGREEMENT Ladies and Gentlemen: Prospect Street(R) High Income Portfolio Inc. is a Maryland corporation operating as a closed-end...Prospect Street High Income Portfolio Inc • March 4th, 2004 • New York
FORM OF AUCTION AGENCY AGREEMENTForm of Auction Agency Agreement • February 1st, 2001 • Prospect Street High Income Portfolio Inc • New York
This Auction Agency Agreement (this "Agreement"), dated as of ________ __, 2001, is between Prospect Street(R)High Income Portfolio Inc. (the "Fund") and Bankers Trust Company, a New York banking corporation.
EXHIBIT (K)(6) ------------------------------------------------------------------------------- CUSTODY AGREEMENTProspect Street High Income Portfolio Inc • March 29th, 1996 • New York
FORM OF BROKER-DEALER AGREEMENTBroker-Dealer Agreement • February 1st, 2001 • Prospect Street High Income Portfolio Inc • New York
This Broker-Dealer Agreement dated as of __________ __, 2001, is between Bankers Trust Company, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of Prospect Street® High Income Portfolio Inc. (the "Fund"), pursuant to authority granted to it in the Auction Agency Agreement dated as of ________ __, 2001, between the Fund and the Auction Agent (the "Auction Agency Agreement")) and Salomon Smith Barney Inc. (together with its successors and assigns, "BD").
Re: CONTRACT AGREEMENTProspect Street High Income Portfolio Inc • February 25th, 1997
This agreement will confirm that Corporate Investor Communications, Inc. has been retained to act as information agent in connection with the upcoming rights offer to the shareholders of Prospect Street High Income Portfolio Inc. As information agent, CIC will conduct a broker/nominee inquiry to ascertain the number of beneficial owners, provide for the distribution of the offering documents to the reorganization departments of each institution and forward additional materials as requested. CIC will respond to the volume of shareholder inquiries regarding the terms of the offer and proper execution of the documents and will monitor the response rate for the duration of the offer. CIC can, if requested, pro-actively contact registered shareholders and non-objecting beneficial owners (NOBOs) to help promote a high level of participation.
EXHIBIT (K)(2) AUCTION AGENT AGREEMENTAuction Agent Agreement • March 29th, 1996 • Prospect Street High Income Portfolio Inc • New York
February __, 2004 B. Riley & Co., Inc. 11150 Santa Monica Boulevard, Suite 750 Los Angeles, California 90025 Re: DISTRIBUTION AGREEMENT Ladies and Gentlemen: Prospect Street(R) High Income Portfolio Inc. is a Maryland corporation operating as a...Prospect Street High Income Portfolio Inc • February 6th, 2004 • New York
November 4, 1997 Prospect Street High Income Portfolio, Inc. 60 State Street, Suite 3750 Boston, Massachusetts 02109 Attn: Ms. Karen Thelen Secretary Re: CONTRACT AGREEMENT Dear Karen: This agreement will confirm that Corporate Investor...Prospect Street High Income Portfolio Inc • December 12th, 1997
This agreement will confirm that Corporate Investor Communications, Inc. has been retained to act as information agent in connection with the upcoming rights offer to the shareholders of Prospect Street High Income Portfolio, Inc. As information agent, CIC will conduct a broker/nominee inquiry to ascertain the number of beneficial owners, provide for the distribution of the offering documents to the reorganization departments of each institution and forward additional materials as requested. CIC will respond to the volume of shareholder inquiries regarding the terms of the offer and proper execution of the documents and will monitor the response rate for the duration of the offer. CIC can, if requested, pro-actively contact registered shareholders and non-objecting beneficial owners (NOBOs) to help promote a high level of participation.
