CREDIT AGREEMENT dated as of April 16, 2021 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO HARRIS BANK N.A., as Syndication Agent, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A. and BMO...Credit Agreement • July 1st, 2021 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • New York
CREDIT AGREEMENT (this “Agreement”) dated as of April 16, 2021, among ROBINHOOD SECURITIES, LLC, a Delaware limited liability company (the “Borrower”), the several banks and other financial institutions or entities from time to time parties to this Agreement, and JPMORGAN CHASE BANK, N.A., as Administrative Agent.
SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 24, 2023 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO HARRIS BANK N.A., as Syndication Agent, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN...Credit Agreement • March 24th, 2023 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • New York
SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Agreement”) dated as of March 24, 2023, among ROBINHOOD SECURITIES, LLC, a Delaware limited liability company (the “Borrower”), the several banks and other financial institutions or entities from time to time parties to this Agreement, and JPMORGAN CHASE BANK, N.A., as Administrative Agent.
AMENDED AND RESTATED CREDIT AGREEMENT dated as of April 11, 2022 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto,Credit Agreement • April 14th, 2022 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • New York
AMENDED AND RESTATED CREDIT AGREEMENT (this “Agreement”) dated as of April 11, 2022, among ROBINHOOD SECURITIES, LLC, a Delaware limited liability company (the “Borrower”), the several banks and other financial institutions or entities from time to time parties to this Agreement, and JPMORGAN CHASE BANK, N.A., as Administrative Agent.
Execution Version THIRD AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 22, 2024 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, BMO BANK N.A. and MIZUHO BANK, LTD., as Syndication Agents, MIZUHO BANK, LTD., as...Credit Agreement • March 22nd, 2024 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • New York
Robinhood Markets, Inc. Class A Common Stock, par value $0.0001 per share Underwriting AgreementUnderwriting Agreement • August 18th, 2021 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • New York
Robinhood Markets, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 52,375,000 shares of Class A Common Stock, par value $0.0001 per share, of the Company (the “Class A Common Stock”) and, at the election of the Underwriters, up to 5,500,000 additional shares of Class A Common Stock, and the stockholders of the Company named in Schedule II hereto (the “Selling Stockholders”) propose, subject to the terms and conditions stated in this this Agreement, to sell to the Underwriters an aggregate of 2,625,000 shares of Class A Common Stock. The aggregate of 55,000,000 shares of Class A Common Stock to be sold by the Company and the Selling Stockholders is herein called the “Firm Shares” and the aggregate of 5,500,000 additional shares of Class A Common Stock to be sold by the Company is herein called the “
AMENDED AND RESTATED INDEMNIFICATION AGREEMENTIndemnification Agreement • July 19th, 2021 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS AMENDED AND RESTATED INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of July , 2021 between Robinhood Markets, Inc., a Delaware corporation (the “Company”), and [ ] (“Indemnitee”).
VOTING AGREEMENTVoting Agreement • August 18th, 2021 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
This VOTING AGREEMENT (this “Agreement”) is entered into as of July 26, 2021, by and among (a) Baiju Bhatt and Vladimir Tenev (each, an “Individual Founder” and, together, the “Individual Founders”), (b) each Person (as defined below) listed on Schedule A hereto (each, a “Founder Affiliate” and, collectively, the “Founder Affiliates”) and (c) solely for purposes of Sections 3(c), 6, 7, 8 and 9, Robinhood Markets, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Company”). The Individual Founders and the Founder Affiliates (including any Person that executes and delivers a Joinder Agreement (as defined below) in accordance with Section 7) from time to time party hereto are each referred to herein as a “Founder” and are collectively referred to herein as the “Founders”.
November 8, 2018 JOB OFFER LETTER Dear Jason: Robinhood Markets, Inc. (the “Company”) is pleased to offer you employment on the following terms:Robinhood Markets, Inc. • July 1st, 2021 • Security brokers, dealers & flotation companies
Position Your initial title will be Chief Financial Officer, and you will initially report to Vladimir Tenev. This is a full-time position. While you render services to the Company, you will not engage in any other employment, consulting or other business activity (whether full-time or part-time) that would create a conflict of interest with the Company. By signing this letter agreement, you confirm to the Company that you have no contractual commitments or other legal obligations that would prohibit you from performing your duties for the Company.
December 15, 2020Robinhood Markets, Inc. • July 1st, 2021 • Security brokers, dealers & flotation companies
You and Robinhood Markets, Inc. (“Robinhood” or the “Company”) entered in a letter agreement regarding your employment on April 28, 2020 (the “Prior Agreement”) pursuant to which you joined us as Robinhood’s Chief Legal Officer on May 12, 2020 (your “Start Date”). On August 19, 2020, you and the Company entered into an amendment letter agreement (the “Amendment Letter”), which amended and replaced the Prior Agreement in its entirety and pursuant to which you continue serving as Robinhood’s Chief Legal Officer. This second amendment letter agreement (this “Second Amendment Letter”) now amends and replaces the Amendment Letter in its entirety.
EXCHANGE AGREEMENTExchange Agreement • August 18th, 2021 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS EXCHANGE AGREEMENT (this “Agreement”) is made and entered into as of July 26, 2021, by and between Robinhood Markets, Inc., a Delaware corporation (the “Company”), and the stockholders of the Company listed on Exhibit A hereto (collectively, “Exchange Stockholders”). Each of the foregoing parties is referred to herein as a “Party” and collectively as the “Parties”.
ROBINHOOD MARKETS, INC. WARRANT TO PURCHASE STOCKPurchase Agreement • July 1st, 2021 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
This Warrant has been issued pursuant to that certain Tranche I Convertible Note and Warrant Purchase Agreement, dated as of February 12, 2021 (the “Purchase Agreement”), by and among the Company, the original holder of this Warrant and certain other investors, and is subject to the provisions thereof.
Robinhood Markets, Inc. Class A Common Stock, par value $0.0001 per share Underwriting AgreementRobinhood Markets, Inc. • July 19th, 2021 • Security brokers, dealers & flotation companies • New York
Robinhood Markets, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of shares of Class A Common Stock, par value $0.0001 per share, of the Company (the “Class A Common Stock”) and, at the election of the Underwriters, up to additional shares of Class A Common Stock, and the stockholders of the Company named in Schedule II hereto (the “Selling Stockholders”) propose, subject to the terms and conditions stated in this this Agreement, to sell to the Underwriters an aggregate of shares of Class A Common Stock. The aggregate of shares of Class A Common Stock to be sold by the Company and the Selling Stockholders is herein called the “Firm Shares” and the aggregate of additional shares of Class A Common Stock to be sold by the Company is herein called the “Optional Shares”. The Firm Shares and the Optional S
ROBINHOOD MARKETS, INC. RESTRICTED STOCK AWARD AGREEMENT (NON-PLAN AWARD)Restricted Stock Award Agreement • July 29th, 2021 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies
This Restricted Stock Award Agreement (the “Agreement”) is made and entered into as of July 29, 2020 (the “Effective Date”) by and between Robinhood Markets, Inc., a Delaware corporation (the “Company”), and Mitchell Burbick (“Awardee”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • July 19th, 2021 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of [ ], between Robinhood Markets, Inc., a Delaware corporation (the “Company”), and [ ] (“Indemnitee”).
SHARE PURCHASE AGREEMENTShare Purchase Agreement • September 1st, 2023 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is made as of August 30, 2023, by the United States Marshals Service (the “USMS”), for and on behalf of the United States, and Robinhood Markets, Inc., a Delaware corporation (the “Purchaser” or “Company”) (jointly, the “Parties” and each a “Party”).
RESTRICTED STOCK UNIT CANCELLATION AGREEMENT AND RELEASERestricted Stock Unit Cancellation Agreement and Release • February 8th, 2023 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
This Restricted Stock Unit Cancellation Agreement (this “Agreement”) is entered into as of [DATE] (the “Effective Date”), by and between Robinhood Markets, Inc., a Delaware corporation (the “Company”), and [NAME] (the “Participant”).
Letterhead of Robinhood Markets, Inc.]Letter Agreement • November 3rd, 2022 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • California
As we have discussed, you will be separating from employment with Robinhood Markets, Inc. (the “Company”). This letter agreement (this “Agreement”) confirms our agreement regarding your separation from employment.
EQUITY EXCHANGE RIGHT AGREEMENTEquity Exchange Right Agreement • July 19th, 2021 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS EQUITY EXCHANGE RIGHT AGREEMENT (this “Agreement”) is made and entered into as of , 2021, by and between Robinhood Markets, Inc., a Delaware corporation (the “Company”), and [NAME] (“Founder”). Each of the foregoing parties is referred to herein as a “Party” and collectively as the “Parties”.
ROBINHOOD MARKETS, INC. SUBSCRIPTION AGREEMENTSubscription Agreement • August 18th, 2021 • Robinhood Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
By clicking the “ENROLL” (or similar wording) button on the Employee Share Purchase Plan screen of a Robinhood Markets, Inc. stock plan account on www.etrade.com, the holder of such account (the “Employee”) hereby agrees to this Subscription Agreement and enrolls in the Plan (as defined below) or, as applicable, submits a change of contribution rate, according to the following terms:
ContractRobinhood Markets, Inc. • March 15th, 2023 • Security brokers, dealers & flotation companies
This letter agreement memorializes the terms of our discussions regarding your transitional employment with Robinhood Markets, Inc. (“Robinhood” or the “Company”). From April 3, 2023 until January 1, 2024 (the “Advisory Period”), you will remain employed by the Company as a Special Advisor reporting to the Chief Executive Officer (or his designee). During the Advisory Period, you will no longer serve as an executive officer of the Company and will assist with the transition of your role and responsibilities and provide assistance on projects as reasonably requested by the Chief Executive Officer (or his designee). During the Advisory Period, your compensation will remain unchanged from current levels and you will remain eligible (a) to participate in Robinhood’s benefit plans pursuant to the terms of those plans and (b) to continue vesting in the Company equity-based awards that you hold, subject to the terms and conditions of the Company’s equity compensation plan and the applicable a
