Common use of Xxxxxxxx Xxxxxx Clause in Contracts

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​Attention: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​Subject: [ ⚫ ], 20[ ⚫ ]​Amended and Restated Equity Distribution Agreement – Placement Notice Gentlemen: ​ Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drilling, Inc. (“Company”), Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“Agents”) dated August 19, 2021, (the “Agreement”), the Company hereby requests that Agents sell up to [ ⚫ ] shares of the Company’s common stock, par value $0.01 per share, at a minimum market price of $[ ⚫ ] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ ] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 ​ NOTICE PARTIES ​ ​ ​ Independence Contract Drilling, Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Xxxxx Xxxxxxx & Co. ​ Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​

Appears in 1 contract

Samples: Independence Contract (Independence Contract Drilling, Inc.)

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Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.Xxxxxxx@xxx.xxx JonesTrading Institutional Services LLC Xxx Xxxxx xxxx@xxxxxxxxxxxx.xxx Xxxxx Xxxxxx xxxxxxx@xxxxxxxxxxxx.xxx Xxxx X’Xxxxxxxx xxxxx@xxxxxxxxxxxx.xxx Xxxx Xxxxxx xxxxx@xxxxxxxxxxxx.xxx Xxxx Xxxxxxx xxxxxxxx@xxxxxxxxxxxx.xxx Burke Cook xxxxx@xxxxxxxxxxxx.xxx With a copy to XXXX@Xxxxxxxxxxxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract DrillingDay One Biopharmaceuticals, Inc. (( “Company”), Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“AgentsPiper”) and JonesTrading Institutional Services LLC (“JonesTrading”), dated August 19June 1, 2021, 2022 (the “Agreement”), the Company hereby requests that Agents sell [Piper/JonesTrading] sells up to [ ⚫ [●] shares of the Company’s common stock, par value $0.01 0.0001 per share, at a minimum market price of $[ ⚫ [●] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [●] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingDay One Biopharmaceuticals, Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx xxxxxx.xxxxxx@xxxxxxxxx.xxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Xxxx II xxxxxxx.xxxx@xxxxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Xxxxxxx X. Bassett Xxxxxxx.Xxxxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx JonesTrading Institutional Services LLC Xxx Xxxxx xxxx@xxxxxxxxxxxx.xxx Xxxxx Xxxxxx xxxxxxx@xxxxxxxxxxxx.xxx Xxxx X’Xxxxxxxx xxxxx@xxxxxxxxxxxx.xxx Xxxx Xxxxxx xxxxx@xxxxxxxxxxxx.xxx Xxxx Xxxxxxx xxxxxxxx@xxxxxxxxxxxx.xxx Burke Cook xxxxx@xxxxxxxxxxxx.xxx With a copy to XXXX@Xxxxxxxxxxxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 JonesTrading Institutional Services LLC 000 Xxxx 00xx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Sirs and Madams: The undersigned, the duly qualified and elected [●], of Day One Biopharmaceuticals, Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated June 1, 2022 (the “Equity Distribution Agreement”), among the Company, Xxxxx Xxxxxxx & Co. and JonesTrading Institutional Services LLC, that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Day One Biopharmaceuticals, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.X.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [•], 20[ ⚫ ]​Amended and Restated 20[•] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract DrillingAgreement, Inc. (“Company”)dated June 11, Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“Agents”) dated August 19, 2021, 2018 (the “Agreement”), between Alpine Immune Sciences, Inc. (the “Company”) and Xxxxx Xxxxxxx & Co. (the “Agent”), the Company hereby requests that Agents Agent sell up to [ ⚫ [•] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ⚫ [•] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [•] /[all such shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingAlpine Immune Sciences, Inc. Xxxxxxxx Gold xxxxx@xxxxxxxxx.xxx Xxxx Xxxxxx xxxx.xxxxxx@XxxxxxXxxxxxXxxxxxxx.xxx Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ xxxxxxx.xxxxxxxxx@xxxxxxxxxxxxxxxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.X.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 5(H) OF EQUITY DISTRIBUTION AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [•], of Alpine Immune Sciences, Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 5(h) of the Equity Distribution Agreement, dated June 11, 2018 (the “Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Alpine Immune Sciences, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drilling, between IMV Inc. (“Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“AgentsAgent”) dated August 19March [●], 2021, 2020 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [●] shares of the Company’s common stockCommon Shares, no par value $0.01 per share, at a minimum market price of U.S. $[ ⚫ [●] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [●] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract Drilling, IMV Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxx 000 Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Avenue, Suite 19 Dartmouth, Nova Scotia, Canada B3B 2C4 Telephone: +0 (000) 000-0000 Facsimile: +0 (000) 000-0000 Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 4(o) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [•], of IMV Inc. a Canadian corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 4(o) of the Equity Distribution Agreement, dated March 18, 2020 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (IMV Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drilling, between Miromatrix Medical Inc. (( “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (( AgentsAgent”) dated August 19July, 20211, 2022 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [●] shares of the Company’s common stock, par value $0.01 0.00001 per share, at a minimum market price of $[ ⚫ [●] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [●] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingMiromatrix Medical Inc. Xxxx Xxxx, Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx CEO xxxxx@xxxxxxxxxx.xxx Xxx Xxxxxxx, CFO xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Xxxxxxx X. Bassett Xxxxxxx.Xxxxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(Q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected Chief Executive Officer and Chief Financial Officer, of Miromatrix Medical Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated July 1, 2022 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Miromatrix Medical Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​Subject: [ ⚫ [•], 20[ ⚫ ]​Amended and Restated 20[•] Subject: Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween Codexis, Inc. (( “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (( AgentsAgent”) dated August 19May 7, 2021, 2021 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [•] shares of the Company’s common stock, par value $0.01 0.0001 per share, at a minimum market price of $[ ⚫ [•] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [•] /[all / [all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingCodexis, Inc. Xxxx Xxxxxx xxxx.xxxxxx@xxxxxxx.xxx Xxxx Xxxxxx xxxx.xxxxxx@xxxxxxx.xxx Xxxxxx XxxXxxxxx Xxxxxx.xxxxxxxxx@xxxxxxx.xxx Xxxxxxx Sabalot Xxxxxxx.xxxxxxx@xxxxxxx.xxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ xxxxxxxx.xxxxxx@xxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Xxxxxxx X. Bassett Xxxxxxx.Xxxxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 The undersigned, the duly qualified and elected Chief Executive Officer and Chief Financial Officer of Codexis, Inc., a Delaware corporation (the “Company”), do hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated May 7, 2021 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Codexis, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionXxxxxxx Xxx. Xxxxxxx@xxx.xxx Xxxxxxx Xxxxxxx Xxxxxxx.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​Subject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Subject: Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween VIVUS, Inc. (“Company”), ) and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“AgentsAgent”) dated August 19March 6, 2021, 2020 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ ] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ⚫ ] per share. Sales should begin on [the date of this Placement Notice Notice]/[¨] and shall continue until [ ⚫ ] /[all / [all such shares are sold]sold].1 1 Additional parameters may be included in accordance with Section 2(a)(i) of the Agreement. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingVIVUS, Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxx Xxxx Xxxx X. Oki Xxxx X. Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx Xxxxxxx Xxxxxxx Xxxxxxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 800 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: Each of the undersigned, the duly qualified and elected [•] or [•] of VIVUS, Inc., a Delaware corporation (the “Company”), as applicable, does hereby certify, solely in such capacity and on behalf of the Company, and not in any individual capacity, pursuant to Section 3(q) of the Equity Distribution Agreement, dated March 6, 2020 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Vivus Inc)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​Subject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Subject: Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween KLX Energy Services Holdings, Inc. (( “Company”), ) and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (( AgentsAgent”) dated August 19June 14, 2021, 2021 (the “Agreement”), the Company hereby requests that Agents the Agent sell up to [ ⚫ [●] shares of the Company’s common stock, par value $0.01 per share, at a minimum market price of $[ ⚫ [●] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [●] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingKLX Energy Services Holdings, Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxxxx Xxxxx xxxxxx@xxxxxxxxx.xxx Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ xxxxxxx@xxxxxxxxx.xxx Xxx Xxxxxxxxxxxx xxxx@xxxxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Xxxxxxx X. Bassett Xxxxxxx.Xxxxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(q) OF THE AGREEMENT [●], 20[●] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir or Madam: The undersigned, the duly qualified and elected [●], of KLX Energy Services Holdings, Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated June 14, 2021 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that he or she has carefully examined the Registration Statement, the Prospectus, and any Permitted Free Writing Prospectus, and any amendments thereof or supplements thereto (including any documents filed under the Exchange Act and deemed to be incorporated by reference into the base prospectus, the Prospectus and any Permitted Free Writing Prospectus), and to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (KLX Energy Services Holdings, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drilling, between IMV Inc. (( “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (( AgentsAgent”) dated August 19June 30, 2021, 2020 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [●] shares of the Company’s common stockCommon Shares, no par value $0.01 per share, at a minimum market price of U.S. $[ ⚫ [●] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [●] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract Drilling, IMV Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxx 000 Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Avenue, Suite 19 Dartmouth, Nova Scotia, Canada B3B 2C4 Telephone: +0 (000) 000-0000 Facsimile: +0 (000) 000-0000 Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 4(o) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [•], of IMV Inc. a Canadian corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 4(o) of the Equity Distribution Agreement, dated June 30, 2020 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (IMV Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [•], 20[ ⚫ ]​Amended and Restated 20[•] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween Inhibikase Therapeutics, Inc. (( “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (( AgentsAgent”) dated August 19May 16, 2021, 2022 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingInhibikase Therapeutics, Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx X. Xxxxxx, Ph.D. Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ X. Xxxxxxxxxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Xxxxxxx X. Bassett Xxxxxxx.Xxxxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [ ], of Inhibikase Therapeutics, Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated May 16, 2022 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Inhibikase Therapeutics, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.X.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​Subject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Subject: Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween XBiotech Inc., Inc. a company incorporated under the laws of the Province of British Columbia (the “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“AgentsAgent”) dated August 19April 30, 2021, 2019 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [●] shares of the Company’s common stock, no par value $0.01 per share, at a minimum market price of $[ ⚫ [●] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ ] /[all [[●], 20[●]/[all shares are sold]]. ​ ​ ​ ​ ​ ​ Schedule 1 SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingXBiotech Inc. Xxxx Xxxxxx, Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Chief Executive Officer xxxxxxx@xxxxxxxx.xxx Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Xxx, Vice President, Finance and Human Resources, and Secretary xxxx@xxxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.X.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(q) OF THE AGREEMENT [●], 20[●] XXXXX XXXXXXX & CO. U.S. Bancorp Center 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, Xxxxxxxxx 00000 Ladies and Gentlemen: The undersigned, the duly qualified and elected [●], of XBiotech Inc., a company incorporated under the laws of the Province of British Columbia (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated April 30, 2019 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (XBiotech Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.X.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [•], 20[ ⚫ ]​Amended and Restated 20[•] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween U.S. Well Services, Inc. (( “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (( AgentsAgent”) dated August 19April 26, 2021, 2022 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [•] shares of the Company’s Class A common stock, par value $0.01 0.0001 per share, at a minimum market price of $[ ⚫ [•] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [•] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingU.S. Well Services, Inc. Xxxx X’Xxxxx xxxxxxx@xxxxxxxxxxxxxx.xxx Xxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxxxxxx.xxx Xxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ xxxxxxxxx@xxxxxxxxxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.X.Xxxxxxx@xxx.xxx Xxx Xxxxx Xxx.Xxxxx@xxxxxxxxxx.xxx Xxxxxxx Xxxxxxx Xxxxxxx.Xxxxxxx@xxx.xxx Schedule 2 SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 4(h) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir or Madam: The undersigned, the duly qualified and elected Chief Executive Officer and the duly qualified and elected Chief Financial Officer of U.S. Well Services, Inc., a Delaware corporation (the “Company”), do hereby certify in such capacity and on behalf of the Company, and not in any individual capacity, pursuant to Section 3(q) of the Equity Distribution Agreement, dated April 26, 2022 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (USWS Holdings LLC)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.X.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ ], 20[ ⚫ ]​Amended and Restated [Date] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween Arvinas, Inc. (the “Company”), ) and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“AgentsAgent”) dated August 19October 1, 2021, 2019 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [●] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ⚫ [●] per share. Sales should may begin on the date of this Placement Notice and shall continue until [ ⚫ [●] /[all shares are sold]sold].1 1 Additional limitations or parameters to be specified in any individual Placement Notice as applicable. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingArvinas, Inc. Xxxx X. Houston Xxxx.Xxxxxxx@xxxxxxx.xxx Xxxx Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Xxxx.Xxxxxxx@xxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.X.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [●] of Arvinas, Inc., a Delaware corporation (the “Company”), does hereby certify, solely in such capacity and on behalf of the Company and not in his individual capacity, pursuant to Section 3(q) of the Equity Distribution Agreement, dated October 1, 2019 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Arvinas, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.X.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ], 20[ ⚫ ]​Amended and Restated ● ] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween Endologix, Inc. (“Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“AgentsAgent”) dated August 1913, 2021, 2019 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingEndologix, Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxx Xxxxxxxxxx, Chief Executive Officer xxxxxxxxxxx@xxxxxxxxx.xxx Xxxxxx Xxxxxxx, Chief Financial Officer xxxxxxxx@xxxxxxxxx.xxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Xxxxxx, General Counsel xxxxxxx@xxxxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.X.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(q) OF THE AGREEMENT [ ● ], 20[ ● ] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [ ● ], of Endologix, Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated August 13, 2019 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Endologix Inc /De/)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.X.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [•], 20[ ⚫ ]​Amended and Restated 20[•] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween Fulcrum Therapeutics, Inc. (“Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“AgentsAgent”) dated August 19May 9, 2021, 2022 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [•] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ⚫ [•] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ ] /[all [•]/[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingFulcrum Therapeutics, Inc. Bryan Stuart xxxxx@xxxxxxxxx.xxx Xxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxx.xxx Xxxxxx Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ xxxxxxxx@xxxxxxxxx.xxx Xxxx Xxxxxxxxxx xxxxxxxxxxx@xxxxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxxxxx Xxxxxxx Xxxxxxx.Xxxxxxx@xxx.xxx Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxxx Xxxx.Xxxxx@xxx.xxx Xxxxxx Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx Xxxxxxx Xxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(Q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [•], of Fulcrum Therapeutics, Inc., a Delaware corporation (the “Company”), does hereby certify solely in such capacity and on behalf of the Company and not in his individual capacity, pursuant to Section 3(q) of the Equity Distribution Agreement, dated May 9, 2022 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Fulcrum Therapeutics, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween Catalyst Biosciences, Inc. (the “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“AgentsAgent”) dated August 19October 15, 2021, 2021 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingCatalyst Biosciences, Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Nassim Usman xxxxxx@xxxxxx.xxx Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ xxxxxxx@xxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Xxxxxxx X. Bassett Xxxxxxx.Xxxxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [●], of Catalyst Biosciences, Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated October 15, 2021 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Catalyst Biosciences, Inc.)

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Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.X.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [•], 20[ ⚫ ]​Amended and Restated 20[•] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween ChemoCentryx, Inc. (( “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (( AgentsAgent”) dated August 19December 4, 2021, 2018 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [•] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ⚫ [•] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [•] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingChemoCentryx, Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx X. Xxxxxx, Ph.D. XXxxxxx@xxxxxxxxxxxx.xxx Xxxxx X. Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ XXxxxxx@xxxxxxxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.X.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(Q) OF THE AGREEMENT [•], 20[•] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [•], of ChemoCentryx, Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated December 4, 2018 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (ChemoCentryx, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X.Xxxxxxxx@xxx.xxx Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionXxxxxxxXxx.X.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween Evofem Biosciences, Inc. (( “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (( AgentsAgent”) dated August 19November 18, 2021, 2019 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [•] shares of the Company’s common stock, par value $0.01 0.0001 per share, at a minimum market price of $[ ⚫ [•] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [•] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingEvofem Biosciences, Inc. Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx, Chief Executive Officer Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ X. File, Chief Financial Officer Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ X. Xxxxxxxxxxx, General Counsel Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.X.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(Q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [•], of Evofem Biosciences, Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated November 18, 2019 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Distribution Agreement (Evofem Biosciences, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx XxxxxxXxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionXxxxxxxXxx.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​Subject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Subject: Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drilling, between POINT Biopharma Global Inc. (( “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (( AgentsAgent”) dated August 19July 1, 2021, 2022 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [●] shares of the Company’s common stock, par value $0.01 0.0001 per share, at a minimum market price of $[ ⚫ [●] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ ] [●]/[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract Drilling, POINT Biopharma Global Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxx Xxxxxx xxxxxxx@xxxxxxxxxxxxxx.xxx Xxx XxXxxx xxxxxxx@xxxxxxxxxxxxxx.xxx Xxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ xxxxxxx@xxxxxxxxxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Xxxxxxx X. Bassett Xxxxxxx.Xxxxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [•], of POINT Biopharma Global Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated July 1, 2022 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (POINT Biopharma Global Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionXxxxxxx Xxx.Xxxxxxx@xxx.xxx Xxxx Xxxxx Xxxx.Xxxxx@xxx.xxx Xxxxxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingby and between TELA Bio, Inc. (“Company”) and Xxxxx Xxxxxxx & Co. (“Agent”), Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“Agents”) dated August 19November 13, 2021, 2023 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [●] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ⚫ [●] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [●] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingTELA Bio, Inc. Xxxxxx Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx xxxxxxxx@xxxxxxx.xxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Xxxx xxxxx@xxxxxxx.xxx Xxxxx Xxxxxxx xxxxxxxx@xxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxxx Xxxx.Xxxxx@xxx.xxx Xxxxxx X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Xxxxxxx Xxx.Xxxxxxx@xxx.xxx Xxxx Xxxxx Xxxx.Xxxxx@xxx.xxx Xxxxxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(q) OF THE AGREEMENT [●] Xxxxx Xxxxxxx & Co. 800 Nicollet Mall Minneapolis, MN 55402 Sir/Madam: The undersigned, the duly qualified and elected Chief Operating Officer and Chief Financial Officer of TELA Bio, Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated November 13, 2023 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (TELA Bio, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​Subject: [ ⚫ [•], 20[ ⚫ ]​Amended and Restated 20[•] Subject: Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween Cytek Biosciences, Inc. (“Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“AgentsAgent”) dated August 1926, 2021, 2022 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [•] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ⚫ [•] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [•] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingCytek Biosciences, Inc. Xxxxxx Xxxxx xxxxxx@xxxxxxxx.xxx Xxxxxx Xxxxxxxxx xxxxxxxxxx@xxxxxxxx.xxx Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ xxxxxxxx@xxxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Xxxxxxx X. Bassett Xxxxxxx.Xxxxxxx@xxx.xxx Xxxxxx X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION [3(q)] OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected Chief Executive Officer or Chief Financial Officer of Cytek Biosciences, Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated August 26, 2022 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Cytek Biosciences, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.X.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [•], 20[ ⚫ ]​Amended and Restated 20[•] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween Aravive, Inc. (( “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (( AgentsAgent”) dated August 19March 26, 2021, 2019 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [•] shares of the Company’s common stock, par value $0.01 0.0001 per share, at a minimum market price of $[ ⚫ [•] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ ] /[all [•]/[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingAravive, Inc. ​ Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Xxx Xxxxxxx, Chief Executive Officer xxxxxxxx@xxxxxxx.xxx Xxxxx Xxxx, Chief Financial Officer xxxxx@xxxxxxx.xxx Xxxxx Xxxx, Vice President/Finance and Principal Accounting Officer xxxxx@xxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.X.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(Q) OF THE AGREEMENT [•], 20[•] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [•], of Aravive, Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated March 26, 2019 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Aravive, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.X.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [•], 20[ ⚫ ]​Amended and Restated 20[•] Aptevo Therapeutics Inc. – Equity Distribution Agreement – Placement Notice Ladies and Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract DrillingAgreement, Inc. (“Company”)dated November 9, Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“Agents”) dated August 19, 2021, 2017 (the “Agreement”), between Aptevo Therapeutics Inc. (the “Company”) and Xxxxx Xxxxxxx & Co. (the “Agent”), the Company hereby requests that Agents the Agent sell up to [ ⚫ [•] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ⚫ [•] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ ] /[all [•]/[all such shares are sold]. ​ ​ ​ ​ ​ ​ Schedule 1 US-DOCS\95271282.8 SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract Drilling, Aptevo Therapeutics Inc. Xxxxxx Xxxxx xxxxxx@xxxx.xxx Jeff Lamothe xxxxxxx@xxxx.xxx Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ xxxxxxxxx@xxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.X.Xxxxxxx@xxx.xxx Schedule 2 US-DOCS\95271282.8 SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(Q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Ladies and Gentlemen: The undersigned, the duly qualified and elected [•], of Aptevo Therapeutics Inc., a Delaware corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 3(q) of the Equity Distribution Agreement, dated November [•], 2017 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Aptevo Therapeutics Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.X.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​Subject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Subject: Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drillingbetween Aquestive Therapeutics, Inc. (( “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (“AgentsAgent”) dated August 19September 11, 2021, 2019 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [●] shares of the Company’s common stock, par value $0.01 0.001 per share, at a minimum market price of $[ ⚫ [●] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [●] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract DrillingAquestive Therapeutics, Inc. Xxxxx X. Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ xxxxxxxx@xxxxxxxxx.xxx Xxxx X. Xxxxxxx xxxxxxxx@xxxxxxxxx.xxx Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ XXxxxxx@xxxxxxxxx.xxx Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.X.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.X.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.X.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 3(Q) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [●], of Aquestive Therapeutics, Inc., a Delaware corporation (the “Company”), does hereby certify, solely in such capacity and on behalf of the Company and not in his individual capacity, pursuant to Section 3(q) of the Equity Distribution Agreement, dated September 11, 2019 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (Aquestive Therapeutics, Inc.)

Xxxxxxxx Xxxxxx. X.Xxxxxxxx@xxx.xxx​Xxx XxxxxxXxxxxx.X.Xxxxxx@xxx.xxx​Xxx Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. XxxxxxxXxx.X.Xxxxxxx@xxx.xxx​Xxxxxxx Rice & Company L.L.C ​AttentionHershey Xxx.Xxxxxxx@xxx.xxx Date: ​Xxxxxxx Xxxxxxxxxxxx@xxxx.xxx ​Xxxxxx Xxxxxxxxxxxxxxxx@xxxx.xxx ​Xxxxxx XxxxxxxXxxxxxx@xxxx.xxx ​ Date:​SubjectSubject: [ ⚫ [●], 20[ ⚫ ]​Amended and Restated [●] Equity Distribution Agreement – Placement Notice Gentlemen: Pursuant to the terms and subject to the conditions contained in the Amended and Restated Equity Distribution Agreement among Independence Contract Drilling, between IMV Inc. (( “Company”), and Xxxxx Xxxxxxx ​ ​ ​ & Co. and Xxxxxxx Xxxx & Company L.L.C. (( AgentsAgent”) dated August 194, 2021, 2022 (the “Agreement”), the Company hereby requests that Agents Agent sell up to [ ⚫ [●] shares of the Company’s common stockCommon Shares, no par value $0.01 per share, at a minimum market price of U.S. $[ ⚫ [●] per share. Sales should begin on the date of this Placement Notice and shall continue until [ ⚫ [●] /[all shares are sold]. ​ ​ ​ ​ ​ ​ SCHEDULE 2 NOTICE PARTIES ​ ​ ​ Independence Contract Drilling, IMV Inc. Xxxxxxxx Xxxxxxx Xxxxxxxx xxxxxxxxx@xxxxxxxxxx.xxx ​ 000 Xxxxxx Xxxxxx xxxxxxx@xxxxxxxxxx.xxx ​ Xxxxxxxxx Xxxxxxx xxxxxxxx@xxxxxxxxxx.xxx ​ ​ ​ Avenue, Suite 19 Dartmouth, Nova Scotia, Canada B3B 2C4 Telephone: +0 (000) 000-0000 Facsimile: +0 (000) 000-0000 Xxxxx Xxxxxxx & Co. Xxxx X. Riley Xxxx.X.Xxxxx@xxx.xxx ​Xxxx.Xxxxx@xxx.xxx Connor X. Xxxxxxxx Xxxxxx.Xxxxxxxx@xxx.xxx Xxx Xxxxxx Xxxxxx.Xxxxxx@xxx.xxx Xxx X. Hershey Xxx.Xxxxxxx@xxx.xxx SCHEDULE 3 FORM OF REPRESENTATION CERTIFICATE PURSUANT TO SECTION 4(o) OF THE AGREEMENT [Date] Xxxxx Xxxxxxx & Co. 000 Xxxxxxxx Xxxx Xxxxxxxxxxx, XX 00000 Sir: The undersigned, the duly qualified and elected [ • ], of IMV Inc. a Canadian corporation (the “Company”), does hereby certify in such capacity and on behalf of the Company, pursuant to Section 4(o) of the Equity Distribution Agreement, dated August 4, 2022 (the “Equity Distribution Agreement”), between the Company and Xxxxx Xxxxxxx & Co., that to the best of the knowledge of the undersigned:

Appears in 1 contract

Samples: Equity Distribution Agreement (IMV Inc.)

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