No Objection. If a filing with FINRA is required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Notes.
Appears in 17 contracts
Samples: Underwriting Agreement (Tapestry, Inc.), Underwriting Agreement (Tapestry, Inc.), Underwriting Agreement (Globe Life Inc.)
No Objection. If a filing with FINRA is required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating related to the offering of contemplated hereby, provided that the NotesUnderwriters shall have undertaken reasonable best efforts to secure such confirmation.
Appears in 6 contracts
Samples: Underwriting Agreement (Seanergy Maritime Holdings Corp.), Underwriting Agreement (Seanergy Maritime Holdings Corp.), Underwriting Agreement (Seanergy Maritime Holdings Corp.)
No Objection. If a filing with FINRA is requiredrequired in connection with the transaction contemplated hereby, FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Notesarrangements.
Appears in 3 contracts
Samples: Underwriting Agreement (Cobiz Financial Inc), Underwriting Agreement (Nara Bancorp Inc), Underwriting Agreement (Nara Bancorp Inc)
No Objection. If a filing with FINRA is required, FINRA has confirmed that it has not shall have raised any no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the NotesSecurities.
Appears in 3 contracts
Samples: Underwriting Agreement (Origin Bancorp, Inc.), Underwriting Agreement (TriState Capital Holdings, Inc.), Underwriting Agreement (TriState Capital Holdings, Inc.)
No Objection. If a any filing with FINRA under FINRA Rule 5110 is requiredrequired with respect to the offering of the Shares, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the NotesShares.
Appears in 3 contracts
Samples: Underwriting Agreement (Veracyte, Inc.), Underwriting Agreement (Veracyte, Inc.), Underwriting Agreement (Veracyte, Inc.)
No Objection. If a any filing with FINRA under FINRA Rule 5110 is requiredrequired with respect to the offering of the Securities, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the NotesSecurities.
Appears in 2 contracts
Samples: Underwriting Agreement (Veracyte, Inc.), Veracyte, Inc.
No Objection. If a filing the offering is required to be filed for review with FINRA is requiredFINRA, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the NotesSecurities.
Appears in 2 contracts
Samples: Underwriting Agreement (Adaptimmune Therapeutics PLC), Underwriting Agreement (Adaptimmune Therapeutics PLC)
No Objection. If a filing with FINRA is required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Notes.. (i)
Appears in 2 contracts
Samples: Globe Life Inc., Globe Life Inc.
No Objection. If a filing with required by the FINRA is requiredrules, FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Notesarrangements.
Appears in 2 contracts
Samples: Underwriting Agreement (First Defiance Financial Corp), Underwriting Agreement (Union Bankshares Corp)
No Objection. If a filing with FINRA is requiredrequired by the regulations of FINRA, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to as described in the offering of the NotesPricing Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Clean Energy Fuels Corp.), Purchase Agreement (Clean Energy Fuels Corp.)
No Objection. If a filing with FINRA is requiredapplicable, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Notes.
Appears in 2 contracts
Samples: Underwriting Agreement (Hannon Armstrong Sustainable Infrastructure Capital, Inc.), Underwriting Agreement (Hannon Armstrong Sustainable Infrastructure Capital, Inc.)
No Objection. If a filing the offering is required to be filed for review with FINRA is requiredFINRA, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the NotesShares.
Appears in 1 contract
No Objection. If a filing with FINRA is required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering from time to time of the NotesShares.
Appears in 1 contract
Samples: Equity Offeringsm Sales Agreement (Cedar Realty Trust, Inc.)
No Objection. If a filing has been made with FINRA is requiredFINRA, FINRA has shall have confirmed in writing that it has not raised any no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Notesarrangements.
Appears in 1 contract
Samples: Underwriting Agreement (Tracon Pharmaceuticals, Inc.)
No Objection. If a FINRA filing with FINRA is required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Notesarrangements.
Appears in 1 contract
Samples: Underwriting Agreement (Texas Capital Bancshares Inc/Tx)
No Objection. If a filing with FINRA is required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the NotesShares.
Appears in 1 contract
No Objection. If a filing with FINRA is required, then FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the NotesSecurities.
Appears in 1 contract
Samples: Underwriting Agreement (Retail Opportunity Investments Partnership, LP)
No Objection. If a filing with FINRA clearance is required, FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the NotesSecurities.
Appears in 1 contract
No Objection. If a filing with FINRA is requiredrequired in connection with the transactions contemplated hereby, FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Notesarrangements.
Appears in 1 contract
Samples: Underwriting Agreement (MetroCorp Bancshares, Inc.)
No Objection. If a filing has been made with FINRA is requiredFINRA, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the NotesSecurities.
Appears in 1 contract
Samples: Underwriting Agreement (Montrose Environmental Group, Inc.)
