No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 796 contracts
Samples: Underwriting Agreement (Bowman Consulting Group Ltd.), Underwriting Agreement (Kinetik Holdings Inc.), Underwriting Agreement (Cel Sci Corp)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 178 contracts
Samples: Underwriting Agreement (Hudson Pacific Properties, L.P.), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Deutsche Bank Aktiengesellschaft)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 107 contracts
Samples: Underwriting Agreement (Tarsus Pharmaceuticals, Inc.), Underwriting Agreement (Sachem Capital Corp.), Underwriting Agreement (Tarsus Pharmaceuticals, Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 83 contracts
Samples: Underwriting Agreement (Finwise Bancorp), Underwriting Agreement (BayCom Corp), Underwriting Agreement (Red River Bancshares Inc)
No Objection. If a filing with FINRA is required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 50 contracts
Samples: Notice Regarding Underwriting Agreement (M&t Bank Corp), Underwriting Agreement (Safehold Inc.), Underwriting Agreement (M&t Bank Corp)
No Objection. If applicable, FINRA has confirmed that it has shall have not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 24 contracts
Samples: Underwriting Agreement (Amalgamated Financial Corp.), Underwriting Agreement (Lakeland Bancorp Inc), Underwriting Agreement (Banc of California, Inc.)
No Objection. The FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 24 contracts
Samples: Underwriting Agreement (Bitauto Holdings LTD), Underwriting Agreement (Nobao Renewable Energy Holdings LTD), Underwriting Agreement (Qihoo 360 Technology Co LTD)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffering.
Appears in 23 contracts
Samples: Underwriting Agreement (Main Street Capital CORP), Underwriting Agreement (Main Street Capital CORP), Underwriting Agreement (Capital Southwest Corp)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.
Appears in 21 contracts
Samples: Underwriting Agreement (Evoqua Water Technologies Corp.), Underwriting Agreement (Evoqua Water Technologies Corp.), Underwriting Agreement (Evoqua Water Technologies Corp.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 20 contracts
Samples: Distribution Agreement (American Assets Trust, L.P.), Equity Distribution Agreement (American Assets Trust, L.P.), Equity Distribution Agreement (American Assets Trust, L.P.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering and sale of the Securities.
Appears in 19 contracts
Samples: Underwriting Agreement (Jackson Acquisition Co), Underwriting Agreement (Southport Acquisition Corp), Underwriting Agreement (PROOF Acquisition Corp I)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.
Appears in 19 contracts
Samples: Underwriting Agreement (RayzeBio, Inc.), Underwriting Agreement (Gamida Cell Ltd.), Equity Offering Sales Agreement (Americold Realty Trust)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 17 contracts
Samples: Underwriting Agreement (Physicians Realty L.P.), Underwriting Agreement (QuantumScape Corp), Underwriting Agreement (HOOKIPA Pharma Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesUnits.
Appears in 16 contracts
Samples: Underwriting Agreement (Delek Logistics Partners, LP), Ocelot Acquisition Corp I, Kadem Sustainable Impact Corp
No Objection. FINRA has shall have confirmed in writing that it has not raised any no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 9 contracts
Samples: Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesconditions.
Appears in 9 contracts
Samples: Underwriting Agreement (Hanover Bancorp, Inc. /NY), Underwriting Agreement (Third Coast Bancshares, Inc.), Underwriting Agreement (LINKBANCORP, Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to in the public offering of the Securitiescontemplated hereby.
Appears in 8 contracts
Samples: Underwriting Agreement (Sun Bancorp Inc /Nj/), Underwriting Agreement (Financial Institutions Inc), Underwriting Agreement (Tower Bancorp Inc)
No Objection. The FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 8 contracts
Samples: www.imperialcapital.co.com, Purchase Agreement (Imperial Capital Group, Inc.), Purchase Agreement (Allos Therapeutics Inc)
No Objection. FINRA has shall have confirmed in writing that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 5 contracts
Samples: Underwriting Agreement (OCI Partners LP), Underwriting Agreement (OCI Partners LP), Underwriting Agreement (Susser Petroleum Partners LP)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering Offering of the Securities.
Appears in 5 contracts
Samples: Underwriting Agreement (ProQR Therapeutics N.V.), Underwriting Agreement (ProQR Therapeutics N.V.), Underwriting Agreement (ProQR Therapeutics N.V.)
No Objection. Prior to the issuance of any Placement Notice, FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 5 contracts
Samples: Equity Distribution Agreement (STAG Industrial, Inc.), Equity Distribution Agreement (STAG Industrial, Inc.), Equity Distribution Agreement (STAG Industrial, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.
Appears in 4 contracts
Samples: Nabriva Therapeutics Ag (Nabriva Therapeutics AG), Underwriting Agreement (Fairway Group Holdings Corp), Underwriting Agreement (Synergy Pharmaceuticals, Inc.)
No Objection. To the extent applicable, FINRA has confirmed that it has not raised any objection objections with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (Intercept Pharmaceuticals, Inc.), Underwriting Agreement (Intercept Pharmaceuticals, Inc.), Underwriting Agreement (Intercept Pharmaceuticals Inc)
No Objection. FINRA has shall have confirmed that it has does not raised have any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Underwritten Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (DoubleDown Interactive Co., Ltd.), DoubleDown Interactive Co., Ltd., DoubleDown Interactive Co., Ltd.
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesNotes.
Appears in 4 contracts
Samples: Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.)
No Objection. Prior to or on the date of this Agreement, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (Restoration Hardware Holdings Inc), Underwriting Agreement (Restoration Hardware Holdings Inc), Purchase Agreement (Restoration Hardware Holdings Inc)
No Objection. If applicable, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (Compugen LTD), Hannon Armstrong Sustainable Infrastructure Capital, Inc., Underwriting Agreement (Hannon Armstrong Sustainable Infrastructure Capital, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 4 contracts
Samples: Initial Offering Period Agreement (BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.), Transfer Agency Agreement (BlackRock Multi-Sector Opportunities Trust), Initial Offering Period Agreement (Western Asset Middle Market Income Fund Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Public Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Super League Gaming, Inc.), Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp)
No Objection. FINRA has confirmed that it has not raised any no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.
Appears in 3 contracts
Samples: Bluebird Bio, Inc., Bluebird Bio, Inc., Bluebird Bio, Inc.
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesSecurities and the Underwritten Forward Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Americold Realty Trust), Underwriting Agreement (Americold Realty Trust), Underwriting Agreement (Americold Realty Trust)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.
Appears in 2 contracts
Samples: Dealer Manager Agreement (New York City REIT, Inc.), Dealer Manager Agreement (Lument Finance Trust, Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the IPO Securities.
Appears in 2 contracts
Samples: Purchase Agreement (THL Credit, Inc.), Form of Purchase Agreement (THL Credit, Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesNew Notes.
Appears in 2 contracts
Samples: Placement Agent Agreement (Conifer Holdings, Inc.), Dealer Manager Agreement (Conifer Holdings, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Underwritten Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Garrison Capital Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities, or the offering is otherwise exempt from FINRA filing under FINRA Rule 5110(h)(1)(C).
Appears in 2 contracts
Samples: Underwriting Agreement (Dutch Bros Inc.), Underwriting Agreement (Dutch Bros Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements arrangements, relating to the offering of the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Noranda Aluminum Holding CORP), Purchase Agreement (Noranda Aluminum Holding CORP)
No Objection. If required, FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Walker & Dunlop, Inc.), Underwriting Agreement (Walker & Dunlop, Inc.)
No Objection. FINRA has confirmed that it has not raised any further objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 2 contracts
Samples: Underwriting Agreement (Western Asset High Yield Defined Opportunity Fund Inc.), Underwriting Agreement (Western Asset Mortgage Defined Opportunity Fund Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered ADSs.
Appears in 2 contracts
Samples: Underwriting Agreement (Vesta Real Estate Corporation, S.A.B. De C.V.), Underwriting Agreement (Nabriva Therapeutics AG)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Synergy Pharmaceuticals, Inc.), Underwriting Agreement (Synergy Pharmaceuticals, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting placement agency terms and arrangements relating to the offering of the Securities.
Appears in 2 contracts
Samples: Placement Agency Agreement (Spherix Inc), Subscription Agreement (Clearsign Combustion Corp)
No Objection. FINRA has has, to the extent applicable, confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Aveo Pharmaceuticals, Inc.), Underwriting Agreement (Aveo Pharmaceuticals, Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesas set forth herein.
Appears in 2 contracts
Samples: Underwriting Agreement (Community Heritage Financial, Inc.), Underwriting Agreement (Community Heritage Financial, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesFirm Shares.
Appears in 1 contract
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered Shares.
Appears in 1 contract
No Objection. If required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Prothena Corp Public LTD Co)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Armada Hoffler Properties, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.. (k)
Appears in 1 contract
Samples: American Healthcare REIT, Inc.
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Underwritten Securities.
Appears in 1 contract
No Objection. FINRA has shall have confirmed that it has not raised any objection objections with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 1 contract
No Objection. If applicable, FINRA has confirmed that it has will have not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (First Guaranty Bancshares, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Firm Securities.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares and Warrants.
Appears in 1 contract
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating with respect to the offering of the Securities.
Appears in 1 contract
No Objection. The FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesterms.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.. (i)
Appears in 1 contract
Samples: www.sec.gov
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered ADSs.
Appears in 1 contract
No Objection. If the offering of the Securities has been filed with FINRA, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (SELLAS Life Sciences Group, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.
Appears in 1 contract
Samples: Underwriting Agreement (First Potomac Realty Trust)
No Objection. The FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (iKang Healthcare Group, Inc.)
No Objection. At or prior to the Closing Time, FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating related to the offering of contemplated hereby, provided that the SecuritiesUnderwriters shall have undertaken commercially reasonable efforts to secure such confirmation.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.
Appears in 1 contract
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.
Appears in 1 contract
Samples: Retail Properties of America, Inc.
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.. (j)
Appears in 1 contract
Samples: Conifer Holdings, Inc.
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffering.
Appears in 1 contract
Samples: Underwriting Agreement (Tetragon Acquisition Corp I)
No Objection. If applicable, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.
Appears in 1 contract
Samples: Underwriting Agreement (Karyopharm Therapeutics Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiestransactions contemplated hereby.
Appears in 1 contract
Samples: Placement Agency Agreement (ProQR Therapeutics N.V.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.. (l)
Appears in 1 contract
Samples: Physicians Realty L.P.
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.
Appears in 1 contract
Samples: Dealer Manager Agreement (WhiteHorse Finance, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered Shares.
Appears in 1 contract
