Investment Planning Sample Clauses

Investment Planning. We provide a restricted advice service. Restricted advice means that we will only consider investments from a limited range of products and providers. Different firms are restricted in different ways. We will recommend investments from the a carefully selected suite of providers and do not advise on the following types of investment - securities in investment trusts, an interest in an investment trust saving scheme or exchange traded funds (ETFs). You may ask us for a list of the types of products we do advise on. Initial charges Our initial charges relating to new work such as client take-on, new investments and one-off reviews are as follows: Initial Service Initial Charges Financial Planning / Wealth Management An initial financial review with a view to you becoming an ongoing client. Our charge is 1.5% of any funds invested / transferred subject to a minimum fee of £1,000. Examples of how our charges could apply  If you invested £50,000, our fee would be our minimum fee = £1,000  If you invested £100,000 , our fee would be 3% of £50,000 = £1,500  If you invested £150,000, our fee would be 3% of £100,000 = £2,250 Transactional advice service Suitable if you just want help on a specific area but don’t want a full financial planning review and are not looking for ongoing support afterwards. Our charge is 3% of any funds invested / transferred subject to a minimum fee of £1,250. Examples of how our charges could apply  If you invested £25,000, our fee would be our minimum fee = £1,250  If you invested £50,000, our fee would be 3% of £50,000 = £1,500  If you invested £100,000, our fee would be 3% of £100,000 = £3,000 Paying our initial charges Our charges are payable on completion of our work and must be settled within 28 business days. Payment can be made either by:
Sample 1See All (4)
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Investment Planning. We provide independent investment advice. We will make a recommendation for you after we have assessed your needs and our recommendation will be based on a comprehensive and fair analysis of the relevant market. Our advice on non-investment protection products e.g. term assurance, income protection and critical illness is from a range of insurers. We are happy to provide a list of the insurers and products we offer upon request. We also advise on mortgage products. Where we propose to do so we will provide you with a separate document detailing the services we offer and the associated costs. For any aspect of our financial planning all actual charges and fees will be fully disclosed to you. We will not charge you until we have discussed your payment options and agreed with you how we are to be paid. We will also let you know if there are any other costs that might arise in connection with the services we provide to you. Our charges / fees will be VAT exempt unless the work we provide for you only involves advice and / or preparing a report, in which case VAT may be applicable. We will always tell you if you have to pay VAT before we undertake any work for you. Charges for the ongoing service will not be liable to VAT (unless the initial service was liable to VAT) where both the initial and ongoing services are part of the same package.
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Investment Planning. We provide an independent advice service. This means that we will make a recommendation for you after we have assessed your needs. Our recommendation will be based on a comprehensive and fair analysis of the market. We provide you with an initial consultation free of charge. This helps us to understand your financial objectives and will confirm how we can support you in working towards these. We will also discuss the cost, and levels, of our services both initially and throughout our relationship with you. We charge our services by way of a fee, often referred to as an ‘adviser charge’. The adviser charge you pay will be shown as a fixed fee or a fixed fee based on a percentage of the amount you invest. We will discuss your payment options with you and answer any questions you may have. Financial Review Following the initial consultation an initial registration fee of £250 may be charged. The registration process can be a continuation from the initial discussion, where agreed, or a further appointment. This fee covers:  completing money laundering verification requirements  gathering of information about your existing financial arrangements and full personal circumstances  understanding of your investment knowledge and attitude and tolerance towards investment risk This client registration fee will be waived wholly or in part should you decide to implement any of our recommendations. Recommendation & Implementation Following the initial consultation we will review your financial circumstances, gather additional information from your current providers, and make recommendations where appropriate. This process includes:  Preparation of a Proposal Summary Report which covers our initial findings and outline recommendations.  Arranging a second appointment to explain and discuss our recommendations in detail Should you instruct us to proceed with any of our recommendations we will act for you in the following ways:  Handle all fund and policy administration on your behalf  Provide regular updates to keep you informed of progress  Ensure all your documents are issued in line with your expectations  Provide confirmation of our advice and actions in writing, generally by email. Adviser Charges There are two types of adviser charges which may apply, Initial and Ongoing. We will not charge you until we have agreed how we are to be paid and will confirm this amount in writing. The following table of initial charges shows the cost of arranging and implementin...
Sample 1
Investment Planning. The PRONORTE Service Provider will confirm assessments of high return investments, primarily in the agriculture sector. Other sectors will be considered, including tourism and artisanry. These assessments will be used to guide business plan development and technical assistance. The investment planning will: (a) ensure all investments meet economic viability benchmarks; (b) determine the technical feasibility of the proposed activities; (c) assess the environmental sensitivity and social impact; and (d) propose a detailed strategy for outreach to target male and female beneficiaries in the Northern Zone.
Sample 1
Investment Planning. We provide an independent advice service. This means that we will make a recommendation for you after we have assessed your needs. Our recommendation will be based on a comprehensive and fair analysis of the market. Initial charges Our initial charges relating to new work such as client take-on, new investments and one-off reviews are as follows: Initial Service Initial Charges Fixed Fee Financial Planning Report excluding product implementation Suitable for clients looking for a review of their current financial position Fixed Fee of £500 Fixed Fee Financial Planning Report including product implementation Suitable for clients looking for a full bespoke initial advice process including administration for implementing any recommendations. Also suitable for clients looking for a one-off transactional service with no ongoing advice. We operate on a fixed fee basis depending on the complexity of the area(s) being reviewed. We will always present you with a personalised quote before undertaking any work that might be charged for:  Our minimum charge for a ‘non-complex’ report and product implementation is 3% of the monies invested or £1,500, whichever is the lower: o For example, if you were to invest £15,000 in an ISA the minimum charge would be £450 (3% of £15,000) o If you were to invest £100,000 then the minimum charge would be £1,500  Our minimum charge for a ‘complex’ report, such as a defined benefit pension transfer, and product implementation is £3,000  Our minimum charge for a personal pension transfer report and product implementation is £1,500.  We will let you know whether your requirements are ‘complex’ or ‘non-complex’ before starting any work for you. Paying our initial charges Our charges are payable on completion of our work and must be settled within 28 business days. Payment can be made either by:
Sample 1
Investment Planning. We provide an independent advice service. This means that we will make a recommendation for you after we have assessed your needs. Our recommendation will be based on a comprehensive and fair analysis of the market. Initial charges Examples of our standard initial adviser charges, based on a new investment: Initial Service Initial Charges Financial Planning Report Dependent upon the complexity of the subject matter and the recommendations being provided. As a guide, for an investment or pension review, this would be in the region of £500-£1000. You will be advised of the amount in advance and we will not commence the production of our report until you have been made aware of the actual cost of the report, and you have agreed to the cost. You will only be invoiced for this amount, in the event that you do not proceed with our recommendations. Implementation of Recommendations 2% of the initial amount invested. As an example, for an investment of £100,000 this would equate to £2,000. for an investment of £250,000, this would equate to £5,000. Subject to a minimum of £750 Transactional, one-off service Dependent upon the complexity of both the subject matter and the works involved. Subject to a minimum charge of £500 All charges will be discussed and agreed prior to any works being carried out. Paying our initial charges Our charges are payable on completion of our work and must be settled within 28 days. Payment can be made either by:
Sample 1
Investment Planning. We provide an independent advice service. This means that we will make a recommendation for you after we have assessed your needs. Our recommendation will be based on a comprehensive and fair analysis of the market. Initial charges Our initial charges relating to new work such as client take-on, new investments and one-off reviews are as follows: Once we have had the initial discussion (at our cost), we will appraise your situation fully and provide you with written summary and details of our recommended advice. If you then chose to proceed with our advice, we would charge a one-off fee of £1,000 to take you on as a new client. Pension Transfers (Personal Pensions)
Sample 1
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Related to Investment Planning

  • Selection Planning Prior to the issuance to consultants of any requests for proposals, the proposed plan for the selection of consultants under the Project shall be furnished to the Association for its review and approval, in accordance with the provisions of paragraph 1 of Appendix 1 to the Consultant Guidelines. Selection of all consultants’ services shall be undertaken in accordance with such selection plan as shall have been approved by the Association, and with the provisions of said paragraph 1.

  • Procurement Planning Prior to the issuance of any invitations to bid for contracts, the proposed procurement plan for the Project shall be furnished to the Association for its review and approval, in accordance with the provisions of paragraph 1 of Appendix 1 to the Guidelines. Procurement of all goods and works shall be undertaken in accordance with such procurement plan as shall have been approved by the Association, and with the provisions of said paragraph 1.

  • Exit Planning 6. The Grant Recipient will, in conjunction with the Authority, maintain, and as necessary update, the Exit Plan throughout the Funding Period so that it can be implemented immediately, if required. From time-to-time either the Authority or the Grant Recipient may instigate a review of the Exit Plan.

  • Vacation Planning The following general rules shall be observed in implementing the vacation planning program:

  • Family Planning The MCO must ensure that its network includes sufficient family planning providers to ensure timely access to covered family planning services for enrollees. Although family planning services are included within the MCO’s list of covered benefits, Medicaid enrollees are entitled to obtain all Medicaid covered family planning services without prior authorization through any Medicaid provider, who will bill the MCO and be paid on a FFS basis.4 The MCO must give each enrollee, including adolescents, the opportunity to use his/her own primary care provider or go to any family planning center for family planning services without requiring a referral. The MCO must make a reasonable effort to Subcontract with all local family planning clinics and providers, including those funded by Title X of the Public Health Services Act, and must reimburse providers for all family planning services regardless of whether they are rendered by a participating or non-participating provider. Unless otherwise negotiated, the MCO must reimburse providers of family planning services at the Medicaid rate. The MCO may, however, at its discretion, impose a withhold on a contracted primary care provider for such family planning services. The MCO may require family planning providers to submit claims or reports in specified formats before reimbursing services. MCOs must provide their Medicaid enrollees with sufficient information to allow them to make an informed choice including: the types of family planning services available, their right to access these services in a timely and confidential manner, and their freedom to choose a qualified family planning provider both within and outside the MCO’s network of providers. In addition, MCOs must ensure that network procedures for accessing family planning services are convenient and easily comprehensible to enrollees. MCOs must also educate enrollees regarding the positive impact of coordinated care on their health outcomes, so enrollees will prefer to access in-network services or, if they should decide to see out-of-network providers, they will agree to the exchange of medical information between providers for better coordination of care. In addition, MCOs are required to provide timely reimbursement for out-of-network family planning and related STD services consistent with services covered in their contracts. The reimbursement must be provided at least at the applicable West Virginia Medicaid FFS rate 4 Access to family planning services without prior notification is a federal law. Under OBRA 1987 Section 4113(c)(1)(B), “enrollment of an individual eligible for medical assistance in a primary case management system, a health maintenance organization or a similar entity must not restrict the choice of the qualified person, from whom the individual may receive services under Section 1905(a)(4)(c).” Therefore, Medicaid enrollees must be allowed freedom of choice of family planning providers and may receive such services from any family planning provider, including those outside the MCO’s provider network, without prior authorization. appropriate to the provider type (current family planning services fee schedule available from BMS). The MCO, its staff, contracted providers and its contractors that are providing cost, quality, or medical appropriateness reviews or coordination of benefits or subrogation must keep family planning information and records confidential in favor of the individual patient, even if the patient is a minor. The MCO, its staff, contracted providers and its contractors that are providing cost, quality, or medical appropriateness reviews, or coordination of benefits or subrogation must also keep family planning information and records received from non-participating providers confidential in favor of the individual patient even if the patient is a minor. Maternity services, hysterectomies, and pregnancy terminations are not considered family planning services.

  • Protection Planning Annually, sub-geographic area Unit Administrators will determine efficiencies to be gained from reciprocal assistance and acquisition of protection services. Operating plans will document decisions. Plans should be reviewed, and agreement reached concerning such items as placement of crews, engines, air tankers, helicopters, fixed and aerial detection, regulated use, closures and other joint fire suppression efforts.

  • Multi-Year Planning The CAPS will be in a form acceptable to the LHIN and may be required to incorporate (1) prudent multi-year financial forecasts; (2) plans for the achievement of performance targets; and (3) realistic risk management strategies. It will be aligned with the LHIN’s then current Integrated Health Service Plan and will reflect local LHIN priorities and initiatives. If the LHIN has provided multi-year planning targets for the HSP, the CAPS will reflect the planning targets.

  • Business Continuity Planning Supplier shall prepare and maintain at no additional cost to Buyer a Business Continuity Plan (“BCP”). Upon written request of Buyer, Supplier shall provide a copy of Supplier’s BCP. The BCP shall be designed to ensure that Supplier can continue to provide the goods and/or services in accordance with this Order in the event of a disaster or other BCP-triggering event (as such events are defined in the applicable BCP). Supplier’s BCP shall, at a minimum, provide for: (a) the retention and retrieval of data and files; (b) obtaining resources necessary for recovery, (c) appropriate continuity plans to maintain adequate levels of staffing required to provide the goods and services during a disruptive event; (d) procedures to activate an immediate, orderly response to emergency situations; (e) procedures to address potential disruptions to Supplier’s supply chain; (f) a defined escalation process for notification of Buyer, within two (2) business days, in the event of a BCP-triggering event; and (g) training for key Supplier Personnel who are responsible for monitoring and maintaining Supplier’s continuity plans and records. Supplier shall maintain the BCP and test it at least annually or whenever there are material changes in Supplier’s operations, risks or business practices. Upon Xxxxx’s written and reasonable request, Supplier shall provide Buyer an executive summary of test results and a report of corrective actions (including the timing for implementation) to be taken to remedy any deficiencies identified by such testing. Upon Xxxxx’s request and with reasonable advance notice and conducted in such a manner as not to unduly interfere with Supplier’s operations, Supplier shall give Buyer and its designated agents access to Supplier’s designated representative(s) with detailed functional knowledge of Supplier’s BCP and relevant subject matter.

  • Strategic Planning Facilitate the effective alignment of IT requirements/ Information Resource Management (IRM) plans with strategic business plans and program initiatives. Management Improvements: Development and implementation of improved systems and business practices to optimize productivity and service delivery operations (e.g., analysis, and implementation of improvements in the flow of IT work and program processes and tool utilization, including business system analysis, identification of requirements for streamlining, re-engineering, or re-structuring internal systems/business processes for improvement, determination of IT solution alternatives, benchmarking).

  • Project Planning GOVERNMENTAL APPROVALS; ENVIRONMENTAL COMPLIANCE; PUBLIC INFORMATION 30 4.1 Planning and Engineering Activities 30 4.2 Site Conditions 30 4.3 Governmental Approvals 30 4.4 Environmental Compliance 34 4.5 Community Outreach and Public Information 35

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