Common use of Introduction Clause in Contracts

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxx-Xxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxx Xxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the RespondentXxxx Xxxxxx Xxxxxxxx, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxxxx Xxxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxxxx Xxxxxx Xxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Set lement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxx Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxx Xxxxxx Xxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx X’Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)XxxXxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxx Xxxxx Xxxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (Pan) Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Aranpreet Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the RespondentXxxxx Xxxxxxxxx- Xxxxxxx, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the RespondentXxxxxx Xx, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the RespondentXxxxxx Xxxx Xxxxxxxx and Xxxx Xxxxxxx Xxxxxxxx (collectively, Xxxxxxx Xxxxxx Xxxxxx (the “RespondentRespondents”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Said Xxxxx Xx-Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxx Xxxxxxxxx Xxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxx Xxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxx, (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxx Xxxxxx Xxxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxxxx Xxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxx Xxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxxxx Xxxxxxxxx Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)X. Xxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Tit Xxxx Xx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx-Xxxxxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxx Xxx Xxxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxx-Xxxxxx Xxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), ) consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxxxxxxxx Xxxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxx-Xxx Xxxxxx Xxxxxx Xx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Juno XxXxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxx Xxxxxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxx Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).