Examples of Rule change in a sentence
SECURITIES AND EXCHANGE COMMISSION [Release No. 34–77910; File No. SR– NYSEMKT–2016–13] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 955NY(c) by Revising the Clearing Member Requirements for Entering an Order Into the Electronic Order Capture System May 25, 2016.
The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on July 2, 2020, it filed with the Postal Regulatory COMMISSION [Release No. 34–89218; File No. SR–FINRA– 2020–020] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3241 (Registered Person Being Named a Customer’s Beneficiary or Holding a Position of Trust for a Customer) July 2, 2020.
The Company has complied with Rule 18 of the AMEX by filing with the AMEX a certified copy of resolutions adopted by the Company’s Board of Directors authorizing the withdrawal of [Release No. 34–38437; File No. SR–Amex– 97–14] Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange, Inc.
The subject matter of the Closed SECURITIES AND EXCHANGE COMMISSION [Release No. 34–46885; File No. SR–NASD– 2002–142] Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto To Establish an Execution Price Governor in SuperMontage November 22, 2002.
SECURITIES AND EXCHANGE COMMISSION [Release No. 34–39874; File No. SR–CHX– 98–04] Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Chicago Stock Exchange, Inc.