Regulatory Notice definition

Regulatory Notice. ’ means a regulatory notice published by the Authority under a provision of this Act;
Regulatory Notice has the meaning ascribed thereto in Section 10.1(b) hereof.
Regulatory Notice means any “Regulatory Notice” as defined under the Trading Rulebook and/or the Clearing Rulebook; "Related Documentation" such documents and materials made available to the User by the Relevant APEX Entities from time to time relating to the operation and use of the Relevant APEX Platforms or the Relevant APEX Software;

Examples of Regulatory Notice in a sentence

  • Details of how OfS will regulate the publicly funded providers from 1 April 2018 until 31 July 2019 is set out in Regulatory Notice 2 that is published on the OfS’s website4.

  • FINRA Releases Regulatory Notice on Policies and Procedures Relating.

  • On December 5, 2006 the MFDA released MR-0057 a Joint Regulatory Notice on the Role of Compliance and Supervision.8 As set out in MR-0057, the board of directors of a Member is responsible for ensuring that the Member maintains a compliance program that identifies and addresses material risks of noncompliance and directors of a Member must act on reports from the Member’s management and compliance personnel.

  • Providers the OfS shall also email the Accountable Officer a Regulatory Notice setting out its data requirements.


More Definitions of Regulatory Notice

Regulatory Notice means the Notice on Issues concerning Regulating the
Regulatory Notice means a notice issued by the Authority in accordance with paragraphs 2 to 6;
Regulatory Notice. A notice issued by the Primary Regulator/Funder setting out its data requirements and or guidance for higher education providers.
Regulatory Notice as soon as reasonably practicable after the occurrence of such condition. In the event the above minimum payment obligations are reduced by fifteen percent (15%) or more pursuant to this Section 4(o), the Chief Operating Officer of SAVVIS and Managing Director - Reuters shall renegotiate in good faith the pricing terms required under Section 4(a) hereof for any Services still to be provided by SAVVIS to Reuters. Irrespective of such renegotiation and review of the pricing terms of Section 4(a), SAVVIS shall offer each such Service to Reuters that is subject to renegotiation and review pursuant to this Section 4(o) at no greater than the lesser of (a) the applicable market rate and (b) the most favorable price SAVVIS offers for any product and service similar in scope and type to such Service. If the Chief Operating Officer and Managing Director cannot reach agreement on such pricing terms of any such Service still to be provided by SAVVIS to Reuters by the date (the "Dispute Date") that is fifteen (15) days after the date SAVVIS receives the Regulatory Notice, then the parties shall as soon as possible thereafter implement the pricing review procedures set forth in Sections 4(b)(ii), 4(b)(iii) and 4(b)(iv) of this Term Sheet (provided that none of the time periods specified in such Sections 4(b)(ii), 4(b)(iii) and 4(b)(iv) shall apply to any pricing review to be conducted pursuant to this Section 4(o)), including, without limitation, the determination of any comparative services as contemplated in Section 4(b)(ii) of this Term Sheet for any reviewed Service and benchmarking as contemplated in Section 4(b)(iii) of this Term Sheet, and each party shall use its reasonable best efforts to implement such procedures and establish the pricing terms for such Service within thirty (30) days of the Dispute Date.
Regulatory Notice means any notice, filing or other documentation required to be submitted to an Applicable Authority with respect to any Regulatory Clearance.
Regulatory Notice means a notice issued by the Authority in accordance with paragraph 41 of this byelaw;
Regulatory Notice means a notice issued by the Authority in accordance with this byelaw;