Professional Client definition

Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.
Professional Client means a client meeting the criteria laid down in Annex II;
Professional Client means a “Professional Client” for the purposes of the Applicable Regulations as defined in the Client Categorization document, as this can be found in the Website.

Examples of Professional Client in a sentence

  • Depending on whether a client meets the eligibility requirements under the FCA Handbook, a Professional Client may not be able to refer a complaint to the Financial Ombudsman Service for resolution.

  • However, the level of detail, medium and timing of the provision of information (including information about the firm, its services and products, costs and charges, currency fluctuations, and remuneration) depend on whether the client is a Retail Client or Professional Client.


More Definitions of Professional Client

Professional Client means a “Professional Client”
Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in Client Categorization Policy.
Professional Client means a client categorised as a Professional Client in accordance with section 5.
Professional Client means as defined in the FCA Rules effective from 1 November 2007;
Professional Client means a professional client as defined in Article 4(1)(10) of Directive 2014/65/EU;
Professional Client means a client that meets the criteria laid down in schedule 2 of the Regulations;
Professional Client means a client categorised as Professional Client under the MiFID Regulations.