Broker Firm definition

Broker Firm means a person who is acting as a broker or performing an equivalent agency function on behalf of another person. The Clearing Firm is responsible for approving Broker Firms for such person pursuant to the applicable User ID Request Form.
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Broker Firm means the employer of a Broker. Brokers 1 and 2 worked at two different Broker Firms.
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Broker Firm means a firm that employed Brokers. Broker Firm 1 is specifically referred to in this Notice and is the same firm as Broker Firm 1 in the RBS Final Notice;
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Examples of Broker Firm in a sentence

  • DH REALTY PARTNERS, INC 147342 xxxx.xx 210.222.2424 LICENSED BROKER / BROKER FIRM NAME OR PRIMARY ASSUMED BUSINESS NAME LICENSE # E-MAIL PHONE Xxxxxxx X.

  • DH REALTY PARTNERS, INC 147342 xxxx.xx 210.222.2424 LICENSED BROKER / BROKER FIRM NAME OR PRIMARY ASSUMED BUSINESS NAME LICENSE # PHONE Xxxxxxx X.

  • EDGE Realty Partners LLC 9000663 xxxx@xxxx-xx.xxx 713.900.3000 BROKER FIRM NAME LICENSE NO.

  • DH REALTY PARTNERS, INC 147342 xxx.xxxx.xx 210.222.2424 LICENSED BROKER / BROKER FIRM NAME OR PRIMARY ASSUMED BUSINESS NAME LICENSE # E-MAIL PHONE Xxxxxxx X.

  • PLEASE NOTE: IN REGARD TO REAL ESTATE, COMMISSION AMOUNT, FORMAT, OR RATES ARE NOT FIXED BY LAW AND ARE DETERMINED BY EACH BROKER AND BROKER FIRM INDIVIDUALLY AND CAN BE NEGOTIATED BETWEEN THE FIRM & THE CLIENT.

  • PMI MILE HIGH BROKER/AUTHORIZED AGENT: OWNER/TRUSTEE/MANAGER: (Signature) (Signature) (Printed Name) BROKER/AUTHORIZED AGENT: (Printed Name) CO-OWNER/TRUSTEE/MANAGER: (Signature) (Signature) (Printed Name) BROKER FIRM: Brokerage Firm authorizes Broker/Authorized Agent to execute this document on behalf of Brokerage Firm.

  • DH REALTY PARTNERS, INC 147342 xxxx.xx 210.222.2424 LICENSED BROKER / BROKER FIRM NAME LICENSE # E-MAIL PHONE OR PRIMARY ASSUMED BUSINESS NAME Xxxxxxx X.

  • DH REALTY PARTNERS, INC 147342 xxx.xxxx.xx 210.222.2424 LICENSED BROKER / BROKER FIRM NAME OR PRIMARY ASSUMED BUSINESS NAME LICENSE # PHONE Xxxxxxx X.

  • DH REALTY PARTNERS, INC 147342 xxx.xxxx.xx 210.222.2424 LICENSED BROKER / BROKER FIRM NAME OR PRIMARY ASSUMED BUSINESS NAME LICENSE # PHONE BUYER / TENANT / SELLER / LANDLORD Xxxxxxx X.

  • DH REALTY PARTNERS, INC 147342 210.222.2424 LICENSED BROKER / BROKER FIRM NAME OR PRIMARY ASSUMED BUSINESS NAME LICENSE # E-MAIL PHONE Xxxxxxx X.


More Definitions of Broker Firm

Broker Firm. ATT: ADDRESS: PHONE: EMAIL: SETTLEMENT 30 45 OOB FOX PM PTY LTD LIC 18402180 ACN 616 488 807 xxxxx.xxx.xx xxxxx@xxxxx.xxx.xx OTHER DEPOSIT 5% 10% METHOD: NOTES IDENTIFICATION PURCHASER 1 PURCHASER 2 BUYERS AGENT
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Broker Firm means a firm that employed Brokers. “CHF” means Swiss Franc.‌
Sample 1
Broker Firm means the employer of a Broker. Three Broker Firms are referred to in this Notice, from Broker Firm A to C.
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Broker Firm means firm that employed Brokers. Three Broker Firms are specifically referred to in this notice, from Broker Firm 1 to 3.
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Broker Firm means a person described in Section 1a(12)(B) of the Commodity Exchange Act (“CEA”), as amended (“CEA”), who is acting as a broker or performing an equivalent agency function on behalf of another person described in Section 1a(12)(A) or 1a(12)(C) of the CEA. The Clearing Firm is responsible for approving Broker Firms for such person pursuant to Schedule 2 to the Eris Exchange Clearing Firm Agreement.
Sample 1

Related to Broker Firm

  • Selling Firm has the meaning given to it in Section 2(1);

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Tax Advisor means a United States tax counsel or accountant of recognized national standing.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Professional Investor means an investor who possesses the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs. Professional investors include, among others, entities which are required to be authorised or regulated to operate in the financial markets, large undertakings, and other institutional investors whose main activity is to invest in financial instruments;

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Accounting Firm has the meaning set forth in Section 2.3(c).

  • investment firm means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis;

  • Pre-FIRM means construction or other development for which the “start of construction” occurred before the effective date of the initial Flood Insurance Rate Map.

  • Selling Commission means three percent (3%) of the gross proceeds of Shares sold pursuant to this Agreement, or as otherwise agreed between the Company and the Agent with respect to any Shares sold pursuant to this Agreement.