INVESCO AIM LOGO) BANK SHAREHOLDER SERVICE AGREEMENT This Bank Shareholder Service Agreement (the "Agreement") has been adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940 (the "1940 Act"), by each of the Registered Investment...Shareholder Service Agreement • July 23rd, 2009 • Aim Sector Funds • Texas
ContractShareholder Service Agreement • February 16th, 2024 • Separate Account a of Pacific Life & Annuity Co
CLASS Y SHAREHOLDER SERVICE AGREEMENT This agreement, dated as of November 13, 2003, is by and between AXP Market Advantage Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Portfolio Builder...Shareholder Service Agreement • January 16th, 2004 • Axp Market Advantage Series Inc • Minnesota
This agreement, dated as of November 13, 2003, is by and between AXP Market Advantage Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Portfolio Builder Conservative Fund, AXP Portfolio Builder Moderate Conservative Fund, AXP Portfolio Builder Moderate Fund, AXP Portfolio Builder Moderate Aggressive Fund, AXP Portfolio Builder Aggressive Fund and AXP Portfolio Builder Total Equity Fund (individually a "Fund" and collectively the "Funds"), and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the Funds, for services to be provided to shareholders of Class Y of the Funds by AEFA and other servicing agents.
CLASS Y SHAREHOLDER SERVICE AGREEMENT This agreement, dated as of April 11, 2002, is by and between AXP(R) Growth Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Large Cap Value Fund (the "Fund"), and American Express...Shareholder Service Agreement • June 12th, 2002 • Axp Growth Series Inc/Mn • Minnesota
This agreement, dated as of April 11, 2002, is by and between AXP(R) Growth Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Large Cap Value Fund (the "Fund"), and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the Fund, for services to be provided to shareholders of Class Y of the Fund by AEFA and other servicing agents.
EXHIBIT 2 SHAREHOLDER SERVICE AGREEMENT Agreement made as of September 9, 2002 by and between GMO Trust, on behalf of each fund listed on Schedule A, severally and not jointly (each, a "Fund"), and Deutsche Bank Trust Company Americas ("Service...Shareholder Service Agreement • May 1st, 2003 • Gmo Trust • Massachusetts
EXHIBIT 99.(h)(4) MORGAN STANLEY DISTRIBUTORS INC. SHAREHOLDER SERVICE AGREEMENT This SHAREHOLDER SERVICE AGREEMENT ("Agreement") is made and entered into as of this 15th day of September, 2003, by and between Morgan Stanley Distributors Inc. (the...Shareholder Service Agreement • April 28th, 2004 • Morgan Stanley Variable Investment Series
Shareholder Service Agreement This agreement is between IDS Precious Metals Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial...Shareholder Service Agreement • May 27th, 1998 • Ids Precious Metals Fund Inc
This agreement is between IDS Precious Metals Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
SHAREHOLDER SERVICE AGREEMENT (CLASS A AND CLASS B SHARES) By this agreement, dated ____________, 19___ (the "Agreement"), AmeriPrime Financial Securities, Inc., with its principal office located at 1793 Kingswood Drive, Suite 200, Southlake, TX 76092...Shareholder Service Agreement • January 28th, 2000 • Tanaka Funds Inc
Shareholder Service Agreement This agreement is between IDS Federal Income Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial...Shareholder Service Agreement • July 29th, 1998 • Ids Federal Income Fund Inc
This agreement is between IDS Federal Income Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
PAGE 1 Shareholder Service Agreement This agreement is between IDS Global Series, Inc. (the "Corporation"), on behalf of its underlying series funds, and American Express Financial Advisors Inc., the principal underwriter of the Corporation, for...Shareholder Service Agreement • December 23rd, 1996 • Ids Global Series Inc
This agreement is between IDS Global Series, Inc. (the "Corporation"), on behalf of its underlying series funds, and American Express Financial Advisors Inc., the principal underwriter of the Corporation, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Corporation offers multiple classes of shares.
Exhibit 23(h)(iii) SA FUNDS - INVESTMENT TRUST SHAREHOLDER SERVICE AGREEMENT AGREEMENT made this 8th day of July 1999, by and between SA FUNDS - INVESTMENT TRUST, a Delaware business trust (the "Trust"), and RWB ADVISORY SERVICES INC. ("RWB"), a...Shareholder Service Agreement • December 21st, 1999 • Sa Funds Investment Trust • California
CLASS Y SHAREHOLDER SERVICE AGREEMENT AMENDED AND RESTATED This Class Y Shareholder Service Agreement ("Agreement"), dated as of May 1, 2006, is by and between the Corporations ("Registrants"), each on behalf of its underlying series listed in...Shareholder Service Agreement • May 24th, 2006 • Riversource Selected Series, Inc. • Minnesota
This Class Y Shareholder Service Agreement ("Agreement"), dated as of May 1, 2006, is by and between the Corporations ("Registrants"), each on behalf of its underlying series listed in Schedule A, and Ameriprise Financial Services, Inc. ("Ameriprise Financial Services"), a Delaware corporation and principal underwriter of the Funds, for services to be provided to shareholders of Class Y of the Funds by Ameriprise Financial Services and other servicing agents. The terms "Fund" or "Funds" are used to refer to either the Registrants or the underlying series as context requires.
Class Y Shareholder Service Agreement This agreement is between AXP New Dimensions Fund, Inc. on behalf of its underlying series AXP Growth Dimensions Fund (the Fund) and American Express Financial Advisors Inc. (AEFA), the principal underwriter of...Shareholder Service Agreement • September 25th, 2002 • Axp New Dimensions Fund Inc /Mn/
This agreement is between AXP New Dimensions Fund, Inc. on behalf of its underlying series AXP Growth Dimensions Fund (the Fund) and American Express Financial Advisors Inc. (AEFA), the principal underwriter of the Fund, for services to be provided to shareholders of Class Y of the Fund by AEFA and other servicing agents.
PAGE 1 Shareholder Service Agreement This agreement is between IDS International Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal...Shareholder Service Agreement • December 23rd, 1996 • Ids International Fund Inc
This agreement is between IDS International Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
Shareholder Service Agreement This agreement is between IDS Discovery Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial...Shareholder Service Agreement • September 25th, 1998 • Ids Discovery Fund Inc
This agreement is between IDS Discovery Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
WITNESSETH:Shareholder Service Agreement • October 30th, 1997 • Pilgrim America Investment Funds Inc
VAN KAMPEN FUNDS INC. SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • April 23rd, 2010 • Separate Account Ii of National Integrity Life Insurance Co • Delaware
This SHAREHOLDER SERVICE AGREEMENT (“Agreement”) is made and entered into as of this 2nd day of January, 2003, by and between Van Kampen Funds Inc. (the “Distributor”) and National Integrity Life Insurance Company (the “Company”).
CLASS Y SHAREHOLDER SERVICE AGREEMENT This agreement, dated as of April 9, 2003, is by and between AXP Discovery Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Core Bond Fund, AXP Income...Shareholder Service Agreement • July 24th, 2003 • Axp Discovery Series Inc • Minnesota
This agreement, dated as of April 9, 2003, is by and between AXP Discovery Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Core Bond Fund, AXP Income Opportunities Fund and AXP Limited Duration Bond Fund (individually a "Fund" and collectively the "Funds"), and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the Funds, for services to be provided to shareholders of Class Y of the Funds by AEFA and other servicing agents.
TERMS:Shareholder Service Agreement • April 20th, 2009 • Aul American Unit Trust • New York
MORGAN STANLEY INSTITUTIONAL FUND TRUST INVESTMENT CLASS AMENDED AND RESTATED SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • January 28th, 2011 • Morgan Stanley Institutional Fund Trust • New York
Morgan Stanley Institutional Fund Trust (the “Fund”) is an open-end investment company registered under the Investment Company Act of 1940, as amended, and currently consisting of a number of separately managed portfolios (the “Portfolios”). The Fund desires to retain Morgan Stanley Distribution, Inc. (the “Distributor”), a Pennsylvania corporation, to compensate Service Providers who provide the services described herein to their clients (the “Clients”) who may from time to time beneficially own Investment Class shares (the “Shares”) of the Portfolios identified at Schedule A of this Agreement. The Distributor is willing to compensate the Service Providers for providing such shareholder services in accordance with the terms and conditions of this Agreement.
PAGE 1 Shareholder Service Agreement This agreement is between IDS Tax-Exempt Bond Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal...Shareholder Service Agreement • January 28th, 1997 • Ids Tax Exempt Bond Fund Inc
This agreement is between IDS Tax-Exempt Bond Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
Shareholder Service Agreement This agreement is between IDS Tax-Exempt Bond Fund, Inc. (the "Corporation") on behalf of its underlying series fund: IDS Intermediate Tax-Exempt Fund (the "Fund"); and American Express Financial Advisors Inc., the...Shareholder Service Agreement • January 28th, 1998 • Ids Tax Exempt Bond Fund Inc
This agreement is between IDS Tax-Exempt Bond Fund, Inc. (the "Corporation") on behalf of its underlying series fund: IDS Intermediate Tax-Exempt Fund (the "Fund"); and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents.
SA FUNDS - INVESTMENT TRUST AMENDED AND RESTATED SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • June 29th, 2015 • Sa Funds Investment Trust • California
This Amended and Restated Shareholder Service Agreement (the “Agreement”) is made December 9, 2014, by and between SA FUNDS - INVESTMENT TRUST, a Delaware business trust (the “Trust”), and LWI FINANCIAL INC. (“Loring Ward”), a Delaware corporation.
VAN KAMPEN FUNDS INC. SHAREHOLDER SERVICE AGREEMENT This SHAREHOLDER SERVICE AGREEMENT ("Agreement") is made and entered into as of this 1st day of May, 2008, by and between Van Kampen Funds Inc. (the "Distributor") and CUNA Mutual Insurance Society...Shareholder Service Agreement • April 27th, 2009 • Cuna Mutual Variable Annuity Account • Delaware
PAGE 1 Shareholder Service Agreement This agreement is between IDS High Yield Tax-Exempt Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by...Shareholder Service Agreement • January 28th, 1997 • Ids High Yield Tax Exempt Fund Inc /Mn/
This agreement is between IDS High Yield Tax-Exempt Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
SA FUNDS - INVESTMENT TRUST SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • October 25th, 2019 • Sa Funds Investment Trust • California
This Shareholder Service Agreement (the “Agreement”) is made November 30, 2018 by and between SA FUNDS - INVESTMENT TRUST, a Delaware business trust (the “Trust”), and BAM Advisor Services, LLC (the “Adviser”).
SHAREHOLDER SERVICE AGREEMENT FOR SALE OF SHARES OF THE AIM MUTUAL FUNDSShareholder Service Agreement • April 26th, 2022 • Nationwide Variable Account • Texas
This Shareholder Service Agreement (the “Agreement”) has been adopted pursuant to Rule 12b-I under the Investment Company Act of 1940 (the “1940 Act”) by each of the AIM-manned mutual funds (or designated classes of such funds) listed on Schedule A to this Agreement (the “Funds”), under a Distribution Plan (the “Plan”) adopted pursuant to said Rule. This Agreement, being made between A I M Distributors, Inc. (“Distributors”), solely as agent for the Funds, and the undersigned authorized dealer, defines the services to be provided by the authorized dealer for which it is to receive payments pursuant to the Plan adopted by each of the Funds. The Plan and the Agreement have been approved by a majority of the directors of each of the Funds, including a majority of the directors who are not interested persons of such Funds, and who have no direct or indirect financial interest in the operation of the Plan or related agreements (the “Dis-Interested Directors”), by votes cast in person at a m
SA FUNDS - INVESTMENT TRUST SHAREHOLDER SERVICE AGREEMENT FOR THE ALLOCATION FUNDSShareholder Service Agreement • June 29th, 2015 • Sa Funds Investment Trust • California
This Shareholder Service Agreement (the “Agreement”) is made December 9, 2014, by and between SA FUNDS - INVESTMENT TRUST, a Delaware business trust (the “Trust”), and LWI FINANCIAL INC. (“Loring Ward”), a Delaware corporation.
DOMINI SOCIAL INVESTMENT TRUST DOMINI INSTITUTIONAL TRUST DOMINI ADVISOR SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • September 26th, 2008 • Domini Social Investment Trust • New York
This SHAREHOLDER SERVICE AGREEMENT is being entered into as of the 2nd day of June, 2008, between Domini Social Investment Trust, Domini Institutional Trust and Domini Advisor Trust (each a “Fund” and collectively, the “Funds”), and Domini Social Investments, LLC (the “Domini”) for services provided on behalf of each Fund’s shareholders.
Class Y Shareholder Service Agreement This agreement is between AXP Partners Series, Inc. on behalf of AXP Partners Fundamental Value Fund, AXP Partners Value Fund and AXP Partners Small Cap Value Fund (the Funds) and American Express Financial...Shareholder Service Agreement • March 29th, 2001 • Axp Partners Series Inc
This agreement is between AXP Partners Series, Inc. on behalf of AXP Partners Fundamental Value Fund, AXP Partners Value Fund and AXP Partners Small Cap Value Fund (the Funds) and American Express Financial Advisors Inc. (AEFA), the principal underwriter of the Fund, for services to be provided to shareholders of Class Y of the Funds by AEFA and other servicing agents.
2- 3 accrued to your Clients Shares on that day. For purposes of determining the fees payable under this Section 6, the average daily net asset value of the Clients Shares will be computed in the manner specified in our registration statement (as the...Shareholder Service Agreement • February 23rd, 1996 • Pacific Horizon Funds Inc
AMENDMENT TO SHAREHOLDER SERVICE AGREEMENT FOR SALE OF AIM MUTUAL FUNDSShareholder Service Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
THIS AMENDMENT TO THE SHAREHOLDER SERVICE AGREEMENT (the "Amendment") is made and entered into as of the 1st day of October, 2000, by and among A I M Distributors, Inc. ("Distributor"), Aetna Investment Services, Inc. ("AISI") (now known as Aetna Investment Services, LLC), and Aetna Life Insurance and Annuity Company ("ALIAC").
PAGE 1 Shareholder Service Agreement This agreement is between IDS Global Series, Inc. (the "Corporation"), on behalf of its underlying series funds: IDS Emerging Markets Fund, IDS Global Balanced Fund and IDS Innovations Fund (individually a "Fund"...Shareholder Service Agreement • December 23rd, 1996 • Ids Global Series Inc
This agreement is between IDS Global Series, Inc. (the "Corporation"), on behalf of its underlying series funds: IDS Emerging Markets Fund, IDS Global Balanced Fund and IDS Innovations Fund (individually a "Fund" and collectively the "Funds"); and American Express Financial Advisors Inc., the principal underwriter of the Funds, for services to be provided to shareholders by personal financial advisors and other servicing agents. American Express Financial Advisors Inc. represents that shareholders of the Funds consider their financial advisor or servicing agent a significant factor in their satisfaction with their investment and, to help retain financial advisors or servicing agents, it is necessary for each Fund to pay annual servicing fees to financial advisors and other servicing agents.
NON-12b-1 SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • December 7th, 2012 • Copeland Trust • Delaware
We wish to enter into this Shareholder Service Agreement (“Agreement”) with you concerning the provision of shareholder support or administrative services to your clients (“Customers”) who may from time to time be the record or beneficial owners of Class I shares in one or more series listed on Exhibit I hereto (individually, a “Fund” and collectively, the “Funds”) of the Copeland Trust (“us” or the “Trust”).
3- 4 claim against it which may be the subject of this indemnification, Schwab shall give the Trust written notice of and reasonable opportunity to defend against said claim in its own name or in the name of Schwab.Shareholder Service Agreement • December 17th, 1997 • Schwab Capital Trust • California
