BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • April 7th, 2020 • Pruco Life Variable Universal Account • New Jersey
This Broker-Dealer Selling Agreement (hereinafter “Agreement”) is made by and between PRUCO SECURITIES, LLC (hereinafter "Distributor"), The Prudential Insurance Company of America (hereinafter “Prudential”), Pruco Life Insurance Company (hereinafter “PLIC) and Pruco Life Insurance Company of New Jersey (hereinafter “PLNJ”), (hereinafter, the preceding three entities referred to collectively as the “Company”), and Broker Dealer (hereinafter "Broker-Dealer"), and together with Broker-Dealer’s duly licensed affiliates set forth on the Schedule A, attached hereto and made a part hereof (hereinafter the “Affiliates”)
BROKER-DEALER SELLING AGREEMENTBroker-Dealer Selling Agreement • July 28th, 2016 • Dreyfus Premier Short Intermediate Municipal Bond Fund • New York
MBSC Securities Corporation (“we or “us”), as the principal underwriter and exclusive agent for the continuous distribution of the shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by The Dreyfus Corporation (“Dreyfus”) or its subsidiaries or affiliates (each, a “Fund” and collectively, the “Funds”) pursuant to the terms of a Distribution Agreement between us and the Funds, agrees to sell Fund shares to you, the firm specified on the signature page hereto (“you”), in accordance with the terms and conditions set forth in this Agreement. Unless the context otherwise requires, as used herein the term “Prospectus” shall mean the full, statutory prospectus (the “Statutory Prospectus”) and related statement of additional information (the “SAI”) incorporated therein by reference (as amended or supplemented) of each of the respective Funds included in the then currently effective registration statement (or post-effective
BROKER-DEALER SELLING AGREEMENTBroker-Dealer Selling Agreement • December 20th, 2021 • Bny Mellon Municipal Funds, Inc. • New York
BNY Mellon Securities Corporation (“we” or “us”), as the principal underwriter and exclusive agent for the continuous distribution of the shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by BNY Mellon Investment Adviser, Inc. (“Adviser”) or its subsidiaries or affiliates (each, a “Fund” and collectively, the “Funds”) pursuant to the terms of a Distribution Agreement between us and the Funds, agrees to sell Fund shares to you, the firm specified on the signature page hereto (“you”), in accordance with the terms and conditions set forth in this Agreement. You may make shares of the Funds available to your customers and, with respect to certain Fund shares, provide shareholder, administrative or other services to your customers who own shares of the Funds in accordance with the terms and conditions set forth in this Agreement. Unless the context otherwise requires, as used herein the term “Prospectus” shall mean the
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • April 6th, 2023 • Pruco Life of New Jersey Variable Appreciable Account • New Jersey
This Broker-Dealer Selling Agreement (hereinafter “Agreement”) is made by and between PRUCO SECURITIES, LLC (hereinafter "Distributor"), The Prudential Insurance Company of America (hereinafter “Prudential”), Pruco Life Insurance Company (hereinafter “PLIC) and Pruco Life Insurance Company of New Jersey (hereinafter “PLNJ”), (hereinafter, the preceding three entities referred to collectively as the “Company”), and [Broker Dealer]. (hereinafter "Broker-Dealer"), and together with Broker-Dealer’s duly licensed affiliates set forth on the Schedule A, attached hereto and made a part hereof (hereinafter the “Affiliates”)
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • May 3rd, 2007 • Campbell Multi-Strategy Trust • Colorado
EXHIBIT 10.1 BROKER-DEALER SELLING AGREEMENT FOR THE SALE OF LIMITED PARTNERSHIP UNITS ISSUED BY ABIC REALTY FUND I, L.P. By our signature to this Broker-Dealer Selling Agreement, we agree with ABIC Realty Fund I, L.P. (the "Issuer") to the following...Broker-Dealer Selling Agreement • April 11th, 2003 • Abic Realty Fund I Lp • Operators of nonresidential buildings
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • May 29th, 2019 • Resource Real Estate Diversified Income Fund • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________, a _________________ company having its principal place of business ___________________________________ (hereinafter “Broker/Dealer”).
BROKER-DEALER SELLING AGREEMENT AGREEMENT by and among The Lincoln National Life Insurance Company, a life insurance company organized under the laws of Indiana, Lincoln Life & Annuity Company of New York, a life insurance company organized under the...Broker-Dealer Selling Agreement • April 8th, 2011 • Lincoln Life Variable Annuity Account N
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • April 13th, 2015 • Resource Credit Income Fund • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • January 27th, 2017 • USCF Mutual Funds Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation __________ having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 ______________________________, and __________, a __________ company having its principal place of business __________ (hereinafter “Broker/Dealer”).
BROKER-DEALER SELLING AGREEMENTBroker-Dealer Selling Agreement • August 3rd, 2016 • HempTech Corp • New York
This Broker-Dealer Selling Agreement (this “Agreement”) is made and entered into as of August 1, 2016 by and between FundAmerica Securities, LLC (“FundAmerica”, “us, “our”, or “we”) and HempTech Corp., (“Issuer”, “you” or “your”).
BROKER-DEALER SELLING AGREEMENTBroker-Dealer Selling Agreement • April 13th, 2012 • Penn Mutual Variable Annuity Account Iii • Pennsylvania
WHEREAS, Distributor is a wholly owned subsidiary of Penn Mutual, is registered as a broker-dealer under the Securities Exchange Act of 1934, is a member of FINRA, and is assisting Penn Mutual in the distribution of such contracts;
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • April 30th, 2007 • Westcore Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT ("Agreement") made and entered into between ALPS Distributors, Inc. ("ADI"), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and, __________________________________ a _________________________ company having its principal place of business at ____________________________________________________________ (hereinafter "Broker/Dealer").
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • April 29th, 2009 • Prudential Variable Contract Account Gi-2 • New Jersey
This Broker-Dealer Selling Agreement (hereinafter “Agreement”) is made by and between PRUCO SECURITIES, LLC (hereinafter "Distributor"), The Prudential Insurance Company of America (hereinafter “Prudential”), Pruco Life Insurance Company (hereinafter “PLIC) and Pruco Life Insurance Company of New Jersey (hereinafter “PLNJ”), (hereinafter, the preceding three entities referred to collectively as the “Company”), and Broker Dealer (hereinafter "Broker-Dealer"), and together with Broker-Dealer’s duly licensed affiliates set forth on the Schedule A, attached hereto and made a part hereof (hereinafter the “Affiliates”)
Penn Mutual The Penn Mutual Life Insurance Company Independence Square, Philadelphia, PA 19172 National Accounts - Broker-Dealers Licensed to Sell Variable Annuities and/or Variable Life Insurance under Federal Securities Laws (Companion Agreement to...Broker-Dealer Selling Agreement • April 13th, 2012 • Penn Mutual Variable Annuity Account Iii • Pennsylvania
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • December 14th, 2018 • Colorado
WHEREAS, Broker/Dealer desires to enter in this Agreement with the Distributor to sell shares of the Brown Advisory Funds (“Company”), a registered open-end investment management company, Broker/Dealer will provide distribution related, continuing personal services to shareholder and/or administration of shareholder accounts in, to the fund(s) currently offered by the Company. The Distributor is the principal underwriter and agent for the Company.
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • March 25th, 2010 • Transparent Value Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).
BROKER-DEALER SELLING AGREEMENTBroker-Dealer Selling Agreement • May 27th, 2016 • Bny Mellon Funds Trust • New York
MBSC Securities Corporation ("we or "us"), as the principal underwriter and exclusive agent for the continuous distribution of the shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by The Dreyfus Corporation ("Dreyfus") or its subsidiaries or affiliates (each, a "Fund" and collectively, the "Funds") pursuant to the terms of a Distribution Agreement between us and the Funds, agrees to sell Fund shares to you, the firm specified on the signature page hereto ("you"), in accordance with the terms and conditions set forth in this Agreement. Unless the context otherwise requires, as used herein the term "Prospectus" shall mean the full, statutory prospectus (the "Statutory Prospectus") and related statement of additional information (the "SAI") incorporated therein by reference (as amended or supplemented) of each of the respective Funds included in the then currently effective registration statement (or post-effective
BROKER-DEALER SELLING AGREEMENTBroker-Dealer Selling Agreement • February 11th, 2021 • ALPS Series Trust • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • September 28th, 2006 • Westcore Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT ("Agreement") made and entered into between ALPS Distributors, Inc. ("ADI"), a Colorado corporation having its principal place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202, and, __________________________________ a _________________________ company having its principal place of business at ____________________________________________________________ (hereinafter "Broker/Dealer").
BROKER-DEALER SELLING AGREEMENT (VARIABLE PRODUCTS)Broker-Dealer Selling Agreement • April 28th, 2014 • Separate Account Vul 3 • Iowa
This Broker-Dealer Selling Agreement (the "Agreement") is made effective as of this day of , 20 , by and between Transamerica Life Insurance Company ("TLIC"), Transamerica Capital, Inc. (“TCI”), a broker-dealer registered with the Securities and Exchange Commission ("SEC") under the Securities Exchange Act of 1934 ("1934 Act") and a member of the Financial Industry Regulatory Authority ("FINRA"), and ("Broker-Dealer"), also a broker- dealer registered with the SEC under the 1934 Act and a member of FINRA, and any and all insurance agency affiliates (“Agencies") of this Broker-Dealer, (hereinafter Broker-Dealer and Agencies are collectively referred to as "Producers" or “you”). Such affiliates are named in the Appendix of this Agreement. The Appendix lists any assumed names used by Broker-Dealer in any state in order to comply with state insurance licensing requirements. This Agreement pertains only to the insurance products for which compensation arrangements for the distribution of su
SELLING AGREEMENT BD NAMEBroker-Dealer Selling Agreement • May 7th, 2020 • Prudential Annuities Life Assurance Corp Variable Account B • New Jersey
This Broker-Dealer Selling Agreement (“Agreement”) is made on the day of __________, by and between ___________________________________________________ ("Broker-Dealer") and together with Broker-Dealer's duly licensed affiliates set forth on Schedule A, attached hereto and made a part hereof (hereinafter the "Affiliates"), and Prudential Annuities Distributors, Inc. ("Distributor"), The Prudential Insurance Company of America, Pruco Life Insurance Company, Pruco Life Insurance Company of New Jersey, and Prudential Annuities Life Assurance Corporation, and supersedes all previous agreements related to the distribution of the products contemplated herein entered into by these parties.
Exhibit 3(f) ADDENDUM NO. 98-1 To the BROKER-DEALER SELLING AGREEMENT ("Agreement") dated February 15, 1994 between The Penn Mutual Life Insurance Company ("Penn Mutual"), Hornor, Townsend, Kent Inc. ("HTK"), and __________________("Firm") ....Broker-Dealer Selling Agreement • September 3rd, 1998 • Penn Mutual Variable Annuity Account Iii
To the BROKER-DEALER SELLING AGREEMENT ("Agreement") dated February 15, 1994 between The Penn Mutual Life Insurance Company ("Penn Mutual"), Hornor, Townsend, Kent Inc. ("HTK"), and __________________("Firm") . Notwithstanding the representation contained in the Agreement, Firm is not licensed to sell variable annuity and variable life insurance contracts in certain states. This Addendum is only applicable to Penn Mutual variable annuity and variable life insurance products that are approved for sale in the State of _____________.
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • April 24th, 2008 • Prudential Variable Contract Account Gi-2 • New Jersey
This Broker-Dealer Selling Agreement (hereinafter “Agreement”) is made by and between PRUCO SECURITIES, LLC (hereinafter "Distributor"), The Prudential Insurance Company of America (hereinafter “Prudential ”), Pruco Life Insurance Company (hereinafter “PLIC) and Pruco Life Insurance Company of New Jersey (hereinafter “PLNJ”), (hereinafter, the preceding three entities referred to collectively as the “Company”), and Broker Dealer (hereinafter "Broker-Dealer"), and together with Broker-Dealer’s duly licensed affiliates set forth on the Schedule A, attached hereto and made a part hereof (hereinafter the “Affiliates”) Whereas, Company is an issuer of variable life contracts (hereinafter “Contracts”) identified on attached Schedule B and have appointed Distributor as the sole principal underwriter of such Contracts; and Whereas, Company is also an issuer of certain traditional life policies that are not considered securities under the federal securities laws (hereinafter “Policies”), whic
