Exhibit 99.(h)(2) LEAD MANAGING UNDERWRITER ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • May 25th, 2006 • RMR Asia Pacific Real Estate Fund • New York
Contract Type FiledMay 25th, 2006 Company Jurisdiction
EXHIBIT 99.2(h)(iii) ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of December [ ], 2004 between Wachovia Capital Markets, LLC ("Wachovia") and Claymore Advisors, LLC ("Claymore"). WHEREAS,...Additional Compensation Agreement • December 21st, 2004 • Fiduciary/Claymore MLP Opportunity Fund • New York
Contract Type FiledDecember 21st, 2004 Company Jurisdiction
FORM OF ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • October 24th, 2006 • ING Risk Managed Natural Resources Fund • New York
Contract Type FiledOctober 24th, 2006 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of October , 2006, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and ING Investments, LLC. (“ING Investments”).
FORM OF] ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • December 22nd, 2005 • SunAmerica Focused Alpha Large-Cap Fund, Inc. • New York
Contract Type FiledDecember 22nd, 2005 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of November [ ], 2005, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and AIG SunAmerica Asset Management Corp. (“SAAMCo”).
EXHIBIT (k)(7) ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • December 16th, 2004 • Pioneer Floating Rate Trust • New York
Contract Type FiledDecember 16th, 2004 Company Jurisdiction
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • February 23rd, 2011 • Nuveen Energy MLP Total Return Fund • New York
Contract Type FiledFebruary 23rd, 2011 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of February [—], 2011, between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Nuveen Fund Advisors, Inc. (“Nuveen”).
FORM OF LEAD MANAGING UNDERWRITER ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • October 19th, 2004 • RMR F.I.R.E. Fund • New York
Contract Type FiledOctober 19th, 2004 Company Jurisdiction
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • October 20th, 2010 • Western Asset High Yield Defined Opportunity Fund Inc. • New York
Contract Type FiledOctober 20th, 2010 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of October [•], 2010, between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Legg Mason Partners Fund Advisor, LLC (“Legg Mason”).
exhibit h.5 ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • February 18th, 2005 • NFJ Dividend, Interest & Premium Strategy Fund • Loan brokers • New York
Contract Type FiledFebruary 18th, 2005 Company Industry Jurisdiction
ADDITIONAL COMPENSATION AGREEMENT May [ ], 2011Additional Compensation Agreement • May 24th, 2011 • Salient MLP & Energy Infrastructure Fund • New York
Contract Type FiledMay 24th, 2011 Company JurisdictionReference is made to the Underwriting Agreement dated May [ ], 2011 (the “Underwriting Agreement”), by and among Salient MLP & Energy Infrastructure Fund (the “Fund”), Salient Capital Advisors, LLC (the “Adviser”), and the several Underwriters named in Schedule I thereto (each, an “Underwriter” and collectively, the “Underwriters”) for whom Stifel, Nicolaus & Company, Incorporated, RBC Capital Markets, LLC, Morgan Keegan & Company, Inc., Oppenheimer & Co., Inc., Robert W. Baird & Co. Incorporated and BB&T Capital Markets, a division of Scott & Stringfellow, LLC are acting as representatives, with
ADDITIONAL COMPENSATION AGREEMENT October [ ], 2004Additional Compensation Agreement • October 26th, 2004 • PIMCO Floating Rate Strategy Fund • New York
Contract Type FiledOctober 26th, 2004 Company Jurisdiction
EOT Form Of ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • May 22nd, 2009 • Eaton Vance National Municipal Opportunities Trust • New York
Contract Type FiledMay 22nd, 2009 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of May [26], 2009, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Eaton Vance Management (“Eaton Vance”).
Eaton Vance ManagementAdditional Compensation Agreement • June 23rd, 2010 • Eaton Vance Tax-Advantaged Bond & Option Strategies Fund • New York
Contract Type FiledJune 23rd, 2010 Company Jurisdiction
Additional Compensation AgreementAdditional Compensation Agreement • October 28th, 2020
Contract Type FiledOctober 28th, 2020
Additional Compensation AgreementAdditional Compensation Agreement • May 6th, 2023
Contract Type FiledMay 6th, 2023
LEAD MANAGING UNDERWRITER ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • June 27th, 2006 • First Trust Tax-Advantaged Preferred Income Fund • New York
Contract Type FiledJune 27th, 2006 Company Jurisdiction
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • April 22nd, 2005 • Clough Global Equity Fund • New York
Contract Type FiledApril 22nd, 2005 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of April , 2005, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Clough Capital Partners L.P. ("Clough").
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • April 25th, 2005 • Nicholas-Applegate International & Premium Strategy Fund • New York
Contract Type FiledApril 25th, 2005 Company Jurisdiction
AMENDMENT TO ADDITIONAL COMPENSATION AGREEMENT This Amendment to that certain Additional Compensation Agreement ("Amendment") is entered into as of this 28th day of June, 2000 by and between Downey Savings and Loan Association, F. A. ("Downey")...Additional Compensation Agreement • August 2nd, 2000 • Downey Financial Corp • Savings institution, federally chartered
Contract Type FiledAugust 2nd, 2000 Company Industry
FORM OF ADDITIONAL COMPENSATION AGREEMENT August [ ], 2005Additional Compensation Agreement • August 25th, 2005 • Macquarie Global Infrastructure Total Return Fund Inc. • New York
Contract Type FiledAugust 25th, 2005 Company JurisdictionReference is made to the Underwriting Agreement dated the date hereof (the “Underwriting Agreement”), by and among Macquarie Global Infrastructure Total Return Fund Inc. (the “Fund”), Macquarie Infrastructure Fund Adviser, LLC (the “Adviser”) and each of the Underwriters named therein, with respect to the issue and sale of the Fund’s Common Shares, as described therein. Reference is also made to (i) the Investment Advisory and Management Agreement (the “Investment Management Agreement”) between the Adviser and the Fund and (ii) the registration statement on Form N-2 with respect to the Common Shares of the Fund (the “Registration Statement”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
Exhibit (h)(6) ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • February 24th, 2004 • Ing Clarion Global Real Estate Income Fund • New York
Contract Type FiledFebruary 24th, 2004 Company Jurisdiction
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • June 25th, 2007 • DWS RREEF World Real Estate & Tactical Strategies Fund, Inc. • New York
Contract Type FiledJune 25th, 2007 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of June [___], 2007, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Deutsche Investment Management Americas Inc. (“DeIM”).
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • September 22nd, 2015 • Gabelli Go Anywhere Trust • New York
Contract Type FiledSeptember 22nd, 2015 Company JurisdictionReference is made to (i) the Investment Advisory Agreement to be entered into between Gabelli Funds, LLC (the “Adviser”) and The Gabelli Go Anywhere Trust (the “Fund”) and (ii) to the registration statement of the Fund on Form N-2 under the Investment Company Act of 1940, as amended (the “1940 Act”) relating to the offering up to 4,500,000 common shares of beneficial interest, par value $0.001 (the “Common Shares”), and up to 1,500,000 Series A Cumulative Puttable and Callable Preferred Shares, par value $0.001 (the “Preferred Shares,” and together with the Common Shares, the “Shares”), to be offered in combinations each consisting of three Common Shares and one Preferred Share (the “Combinations”), upon the terms and subject to the conditions set forth in such registration statement (the “Registration Statement”), dated [ ], 2015 (the “Offering”). Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Registration Statement.
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • January 4th, 2007 • Ing Clarion Global Real Estate Income Fund • New York
Contract Type FiledJanuary 4th, 2007 Company JurisdictionReference is made to the Underwriting Agreement dated the date hereof (the “Underwriting Agreement”), by and among ING Clarion Global Real Estate Income Fund (the “Trust”), ING Clarion Real Estate Securities, L.P. (the “Sponsor”) and each of the Underwriters named therein, with respect to the issue and sale of the Trust’s Common Shares, as described therein. Reference is also made to (i) the Investment Management Agreement (the “Investment Management Agreement”) between the Sponsor and the Trust and (ii) the registration statement on Form N-2 with respect to the Common Shares of the Trust (the “Registration Statement”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FORM OF ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • October 24th, 2006 • ING Risk Managed Natural Resources Fund • New York
Contract Type FiledOctober 24th, 2006 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of October , 2006, between A.G. Edwards & Sons, Inc. (“A.G. Edwards”) and ING Investments, LLC. (“ING Investments”).
US DATAWORKS, INC. ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • August 16th, 2004 • Us Dataworks Inc • Services-prepackaged software • Texas
Contract Type FiledAugust 16th, 2004 Company Industry JurisdictionThis ADDITIONAL COMPENSATION AGREEMENT (this “Agreement”) is made and effective as of April 12, 2004, by and between US Dataworks, Inc., a Nevada corporation (the “Company”) and John S. Reiland (“Reiland”).
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • November 21st, 2007 • PIMCO Income Opportunity Fund • New York
Contract Type FiledNovember 21st, 2007 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of November [ ], 2007, between Oppenheimer & Co. Inc. (“Oppenheimer”) and Allianz Global Investors Fund Management LLC (“Allianz”).
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • October 23rd, 2009 • Western Asset Global Corporate Defined Opportunity Fund Inc. • New York
Contract Type FiledOctober 23rd, 2009 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of [ ], 2009 between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Legg Mason Partners Fund Advisor, LLC (“LMPFA”).
EXHIBIT (k)(ii) ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • March 28th, 2005 • Gabelli Global Gold, Natural Resources & Income Trust • New York
Contract Type FiledMarch 28th, 2005 Company Jurisdiction
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • April 25th, 2006 • Clough Global Opportunities Fund • New York
Contract Type FiledApril 25th, 2006 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of April 28, 2006, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Clough Capital Partners L.P. ("Clough").
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • February 21st, 2007 • Nicholas-Applegate Equity & Convertible Income Fund • New York
Contract Type FiledFebruary 21st, 2007 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of February [ ], 2007, between [ ] (“[ ]”) and Allianz Global Investors Fund Management LLC (“Allianz”).
EXHIBIT 99.h.1 FRANKLIN TEMPLETON LIMITED DURATION INCOME TRUST _____ COMMON SHARES OF BENEFICIAL INTEREST [FORM OF] UNDERWRITING AGREEMENTAdditional Compensation Agreement • August 26th, 2003 • Franklin Templeton Limited Duration Income Trust • New York
Contract Type FiledAugust 26th, 2003 Company Jurisdiction
EXHIBIT h.4 ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • March 25th, 2004 • Calamos Strategic Total Return Fund • New York
Contract Type FiledMarch 25th, 2004 Company Jurisdiction
Exhibit (k)(5) ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • February 23rd, 2005 • Eaton Vance Short Duration Diversified Income Fund • New York
Contract Type FiledFebruary 23rd, 2005 Company Jurisdiction
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • October 22nd, 2004 • PIMCO Floating Rate Strategy Fund • New York
Contract Type FiledOctober 22nd, 2004 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of October [ ], 2003, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and PA Fund Management LLC (“PAFM”).