INVESTMENT ADVISORY AGREEMENT FIRSTHAND FUNDS INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT This Investment Advisory and Management Agreement ("Agreement"), is made and entered into as of _________________, 2001, by and between FIRSTHAND FUNDS, a...Investment Advisory Agreement • December 7th, 2001 • Firsthand Funds
EXHIBIT (4) AGREEMENT AND PLAN OF REORGANIZATION This AGREEMENT AND PLAN OF REORGANIZATION ("Agreement") is made as of this 10th day of August, 2002 by and between Firsthand Technology Value Fund (the "Acquiring Fund") and Firsthand Communications...Agreement and Plan of Reorganization • September 6th, 2002 • Firsthand Funds • Delaware
ADMINISTRATIVE SERVICES AGREEMENT AGREEMENT dated as of February 28, 1997 between Interactive Investments, a Delaware business trust (the "Trust"), Interactive Research Advisers, Inc. (the "Adviser"), a California corporation, and Countrywide Fund...Administrative Services Agreement • April 21st, 1997 • Interactive Investments • Ohio
AMENDMENT TO CUSTODY AGREEMENT This Amendment to the Custody Agreement is made as of May 12, 200l by and between FIRSTHAND FUNDS (the "Fund") and STATE STREET BANK AND TRUST COMPANY ("State Street"). Capitalized terms used in this Amendment without...Custody Agreement • December 7th, 2001 • Firsthand Funds
DELEGATION AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT July 24, 2002 Firsthand Funds 125 South Market, Suite 1200 San Jose, California 95113 Dear Sir or Madam: FIRSTHAND FUNDS (the "Fund") and STATE STREET BANK AND TRUST COMPANY (the "Transfer...Transfer Agency and Service Agreement • April 30th, 2003 • Firsthand Funds
PURCHASE AGREEMENT ------------------ Firsthand Funds (the "Trust"), a Delaware business trust, on behalf of the Firsthand Aggressive Growth Fund (the "New Portfolio"), and Kevin Landis hereby agree as follows: 1. The Trust hereby offers Mr. Landis...Purchase Agreement • December 31st, 2001 • Firsthand Funds
FORM OF INVESTMENT ADVISORY AGREEMENT FIRSTHAND FUNDS INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT This Investment Advisory and Management Agreement ("Agreement"), is made and entered into as of September 9, 1999 by and between FIRSTHAND FUNDS, a...Investment Advisory Agreement • February 1st, 2002 • Firsthand Funds
UNDERWRITING AGREEMENT ---------------------- This Agreement made as of May 9, 1998 by and between Firsthand Funds (the "Company"), a Delaware business trust, Interactive Research Advisers, Inc. (the "Manager"), a Delaware corporation, and CW Fund...Underwriting Agreement • March 1st, 1999 • Firsthand Funds • Delaware
WITNESSETH:Administration Agreement • September 19th, 1997 • Interactive Investments
EXHIBIT (6)(A) FIRSTHAND FUNDS MASTER INVESTMENT ADVISORY AGREEMENT This Master Investment Advisory Agreement ("Agreement"), is made and entered into as of August 19, 2002 by and between FIRSTHAND FUNDS, a Delaware business trust (the "Trust") and...Master Investment Advisory Agreement • September 6th, 2002 • Firsthand Funds
ACCOUNTING SERVICES AGREEMENT AGREEMENT dated as of February 28, 1997 between Interactive Investments, a Delaware business trust (the "Trust"), Interactive Research Advisers, Inc. (the "Adviser"), a California corporation, and Countrywide Fund...Accounting Services Agreement • April 21st, 1997 • Interactive Investments • Ohio
AMENDED AND RESTATED SUB-ADMINISTRATION AGREEMENT Agreement dated as of May 24, 2001 by and among State Street Bank and Trust Company, a Massachusetts trust company (the "Sub-Administrator"), Firsthand Capital Management, Inc., a California...Sub-Administration Agreement • December 7th, 2001 • Firsthand Funds • Delaware
ADMINISTRATION AGREEMENT Agreement dated as of April 30, 2000 by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator"), and Firsthand Funds, a Delaware business trust (the "Trust"). WHEREAS, the Trust is...Administration Agreement • April 28th, 2000 • Firsthand Funds • Delaware
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT This Investment Advisory and Management Agreement ("Agreement"), is made and entered into as of July 21, 1997 by and between INTERACTIVE INVESTMENTS, a Delaware business trust (the "Fund") and INTERACTIVE...Investment Advisory and Management Agreement • May 11th, 1999 • Firsthand Funds
WITNESSETH:Investment Accounting Agreement • April 28th, 2000 • Firsthand Funds • Delaware
CUSTODY AGREEMENT THIS AGREEMENT is made effective the 1st day of May, 2000, by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the Commonwealth of Massachusetts, having its principal office and place of...Custody Agreement • August 18th, 2000 • Firsthand Funds • Delaware
TRANSFER, DIVIDEND DISBURSING, SHAREHOLDER SERVICE AND PLAN AGENCY AGREEMENT AGREEMENT dated as of February 28, 1997 between Interactive Investments (the "Trust"), a Delaware business trust, Interactive Research Advisers, Inc. (the "Adviser"), a...Service and Plan Agency Agreement • April 21st, 1997 • Interactive Investments • Ohio
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • October 7th, 2005 • Firsthand Funds
THIS AGREEMENT is made as of July 8, 2005 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and FIRSTHAND FUNDS, a Delaware statutory trust (the "Fund").
DISTRIBUTION AGREEMENTDistribution Agreement • April 29th, 2008 • Firsthand Funds • Delaware
AGREEMENT dated as of September 30, 2005, between Firsthand Funds (the "Fund"), an open-end, management investment company organized as a trust under the laws of the State of Delaware and ALPS Distributors, Inc., a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, having its principal place of business in Denver, Colorado (the "Distributor").
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • January 13th, 2012 • Firsthand Funds • Delaware
This AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of this __ day of ______, 20__ by and between Firsthand Technology Opportunities Fund (the “Acquiring Fund”) and Firsthand Technology Leaders Fund (the “Acquired Fund”), each of which is a series of Firsthand Funds, a Delaware statutory trust (the “Trust”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2007 • Firsthand Funds • California
AGREEMENT, dated as of November 8, 2005, by and among Firsthand Funds, a Delaware statutory trust which is an investment company registered under the Investment Company Act of 1940, as amended (“Investment Company Act”), Firsthand Capital Management, Inc., a corporation organized under the laws of the State of California (the “Manager”), and Sectoral Asset Management Inc. a corporation organized under the laws of Canada (the “Sub-Adviser”).
FORM OF INVESTMENT ADVISORY AGREEMENT FIRSTHAND FUNDS INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT This Investment Advisory and Management Agreement (Agreement), is made and entered into as of _________________, 2001, by and between FIRSTHAND FUNDS, a...Investment Advisory Agreement • March 1st, 2002 • Firsthand Funds
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT This Investment Advisory and Management Agreement ("Agreement"), is made and entered into as of July 21, 1997 by and between INTERACTIVE INVESTMENTS, a Delaware business trust (the "Fund") and INTERACTIVE...Investment Advisory and Management Agreement • September 19th, 1997 • Interactive Investments
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • February 26th, 2010 • Firsthand Funds
THIS AGREEMENT is effective as of November 21, 2009 or such other date as mutually agreed upon by the parties hereto ("Effective Date") by and between PNC Global Investment Servicing (U.S.) Inc. (“PNC”), and Firsthand Funds (the “Investment Company”). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Appendix A.
FIRSTHAND FUNDS FORM OF INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT This Investment Advisory and Management Agreement ("Agreement"), is made and entered into as of September 9, 1999 by and between FIRSTHAND FUNDS, a Delaware business trust (the...Investment Advisory and Management Agreement • April 30th, 2002 • Firsthand Funds
WITNESSETH:Administration Agreement • April 28th, 2000 • Firsthand Funds
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 30th, 2007 • Firsthand Funds • Ohio
TRANSFER AGENCY AGREEMENT (the “Agreement”) dated as of April 19, 2006 between Firsthand Funds (the “Trust”), BISYS Fund Services Ohio, Inc. (“BISYS”) and BISYS Fund Services, Inc. (“BFI”).
INTERMEDIARY AGREEMENTIntermediary Agreement • April 29th, 2020 • Firsthand Funds • Colorado
THIS INTERMEDIARY AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, SiVest Group, Inc., a California corporation, the investment adviser to the Funds (the “Adviser”), and _______________________, a _________________ company having its principal place of business at _______________________________ (hereinafter “Servicer” or “Intermediary”).
DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2012 • Firsthand Funds • Delaware
Distribution Agreement (the “Agreement”) made this 1st day of November, 2011, by and between Firsthand Funds, a Delaware statutory trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
ADMINISTRATION AGREEMENTAdministration Agreement • February 26th, 2010 • Firsthand Funds
This Administration Agreement is made this 3rd day of August, 2009, by and between FIRSTHAND FUNDS, a Delaware statutory trust (the “Trust”), and SIVEST GROUP, INCORPORATED, a California corporation (the “Administrator”).
DISTRIBUTION AGREEMENT AGREEMENT dated as of _________________________ between Firsthand Funds Trust (the "Fund"), an open-end, management investment company organized as a trust under the laws of the State of ____________________ and ALPS Mutual...Distribution Agreement • April 28th, 2000 • Firsthand Funds
AMENDMENT TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 29th, 2008 • Firsthand Funds
AMENDMENT (“Amendment”) made as of August 11, 2007, by and among Firsthand Funds, a Delaware statutory trust having its principal place of business at 125 S. Market, Suite 1200, San Jose, California 95113 (the “Trust”), Citi Fund Services Ohio, Inc., formerly known as BISYS Fund Services Ohio, Inc., an Ohio corporation having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, (“Citi”), and Citi Fund Services, Inc., formerly known as BISYS Fund Services, Inc. (“CFI”), to that certain Transfer Agency Agreement dated as of April 19, 2006, among the Trust, CFI and Citi (as amended and in effect as of the date hereof, the “Agreement”). All capitalized terms used in this Amendment but not otherwise defined herein shall have the meanings given to them in the Agreement.
AMENDED AND RESTATED DISTRIBUTION AGREEMENT AGREEMENT dated as of August 11, 2001, between Firsthand Funds (the "Fund"), an open-end, management investment company organized as a trust under the laws of the State of Delaware and ALPS Distributors,...Amended and Restated Distribution Agreement • December 31st, 2001 • Firsthand Funds • Delaware
SUB-ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTSub-Administration and Accounting Services Agreement • February 26th, 2010 • Firsthand Funds
THIS AGREEMENT is made as of November 21, 2009 or such other date as mutually agreed upon by the parties hereto by and among PNC GLOBAL INVESTMENT SERVICING (U.S.) INC., a Massachusetts corporation (“PNC”), SIVEST GROUP, INCORPORATED (the “Adviser”) and FIRSTHAND FUNDS, a Delaware statutory trust (the “Fund”). Capitalized terms not otherwise defined shall have the meanings set forth in Appendix A.
SIVEST GROUP, INCORPORATED MASTER INVESTMENT ADVISORY AGREEMENTMaster Investment Advisory Agreement • February 26th, 2010 • Firsthand Funds
This Master Investment Advisory Agreement (“Agreement”), is made and entered into as of November 9, 2009 by and between FIRSTHAND FUNDS, a Delaware statutory trust (the “Trust”) and SIVEST GROUP, INCORPORATED (the “Adviser”) each having its principal place of business at 469 El Camino Real, Suite 227, Santa Clara, CA 95050.
