SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 12th, 2023 • Lightpath Technologies Inc • Semiconductors & related devices • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of January 12, 2023, between LightPath Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • April 9th, 2010 • Lightpath Technologies Inc • Semiconductors & related devices
This Registration Rights Agreement (this “Agreement”) is made and entered into as of April 8, 2010, between Lightpath Technologies, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
AGREEMENTAgreement • May 14th, 1999 • Lightpath Technologies Inc • Glass products, made of purchased glass • New Mexico
RECITALSEmployment Agreement • September 17th, 1998 • Lightpath Technologies Inc • Glass products, made of purchased glass • New Mexico
MERGER AGREEMENTMerger Agreement • October 3rd, 2000 • Lightpath Technologies Inc • Semiconductors & related devices • Delaware
b) "Affiliate" and "Associate" shall have the respective meanings ascribed to such terms in Rule 12b-2 of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended and in effect on the date of this Agreement (the...Rights Agreement • April 28th, 1998 • Lightpath Technologies Inc • Glass products, made of purchased glass • Delaware
COMMON STOCK PURCHASE WARRANT LIGHTPATH TECHNOLOGIES, INC.Lightpath Technologies Inc • August 20th, 2009 • Semiconductors & related devices
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six month anniversary of the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Lightpath Technologies, Inc., a Delaware corporation (the “Company”), up to shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 26th, 2007 • Lightpath Technologies Inc • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of July 26, 2007, between Lightpath Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 11th, 2012 • Lightpath Technologies Inc • Semiconductors & related devices • Illinois
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 11, 2012, is by and among LightPath Technologies, Inc., a Delaware corporation (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
EX-4.1 FORM OF OPTION THIS OPTION MAY NOT BE OFFERED FOR SALE, SOLD, HYPOTHECATED, ASSIGNED OR OTHERWISE TRANSFERRED, EXCEPT (I) BY WILL OR THE LAWS OF DESCENT AND DISTRIBUTION, (II) UNDER A DOMESTIC RELATIONS ORDER IN SETTLEMENT OF MARITAL PROPERTY...Lightpath Technologies Inc • April 15th, 2002 • Semiconductors & related devices • Delaware
7,000,000 Shares LightPath Technologies, Inc. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 20th, 2016 • Lightpath Technologies Inc • Semiconductors & related devices • New York
LightPath Technologies, Inc., a Delaware corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Roth Capital Partners, LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of 7,000,000 authorized but unissued shares (the “Firm Shares”) of Class A common stock, par value $0.01 per share (the “Common Stock”), of the Company. The Company also proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters up to 1,000,000 shares of Common Stock (the “Additional Shares”), if and to the extent that the Underwriters shall have determined to exercise the right to purchase Additional Shares granted to the Underwriters in Section 4(b) hereof. The Firm Shares and Additional Shares are collectively referred to as the “Shares” or the “Securi
SUBSIDIARY GUARANTEESubsidiary Guarantee • August 6th, 2008 • Lightpath Technologies Inc • Semiconductors & related devices • New York
SUBSIDIARY GUARANTEE, dated as of August 1, 2008 (this “Guarantee”), made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the purchasers signatory (together with their permitted assigns, the “Purchasers”) to that certain Securities Purchase Agreement, dated as of the date hereof, between Lightpath Technologies, Inc., a Delaware corporation (the “Company”) and the Purchasers.
COMMON STOCK PURCHASE WARRANT LIGHTPATH TECHNOLOGIES, INC.Lightpath Technologies Inc • April 9th, 2010 • Semiconductors & related devices
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six month anniversary of the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Lightpath Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
January 12, 2023Lightpath Technologies Inc • January 12th, 2023 • Semiconductors & related devices • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 22nd, 2006 • Lightpath Technologies Inc • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of March 19, 2006, among Lightpath Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
LIGHTPATH TECHNOLOGIES, INC. CLASS A COMMON STOCK SALES AGREEMENTSales Agreement • February 16th, 2022 • Lightpath Technologies Inc • Semiconductors & related devices • New York
LightPath Technologies, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with A.G.P./Alliance Global Partners (the “Sales Agent”), as follows:
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 26th, 2007 • Lightpath Technologies Inc • Semiconductors & related devices
This Registration Rights Agreement (this “Agreement”) is made and entered into as of July 26, 2007, between Lightpath Technologies, Inc., a Delaware corporation (the “Company”) and each of the several purchasers signatory hereto (each such purchaser is a “Purchaser” and, collectively, the “Purchasers”).
WARRANT TO PURCHASE CLASS A COMMON STOCK OF LIGHTPATH TECHNOLOGIES, INC.Lightpath Technologies Inc • January 10th, 2000 • Semiconductors & related devices
WARRANT AGREEMENT BETWEEN LIGHTPATH TECHNOLOGIES, INC. AND REGISTRAR AND TRANSFER COMPANY DATED AS OF ___________________________, 2011Warrant Agreement • November 29th, 2011 • Lightpath Technologies Inc • Semiconductors & related devices • New Jersey
This Warrant Agreement (the “Agreement”), dated as of ________, 2011, is between LightPath Technologies, Inc., a Delaware corporation (the “Company”) and Registrar and Transfer Company, a New Jersey corporation (the “Warrant Agent”).
Class G Warrant to Purchase Common Stock of LIGHTPATH TECHNOLOGIES, INC.Lightpath Technologies Inc • March 13th, 1998 • Glass products, made of purchased glass
8% SENIOR SECURED CONVERTIBLE DEBENTURE DUE August 1, 2011Lightpath Technologies Inc • August 6th, 2008 • Semiconductors & related devices • New York
THIS 8% SENIOR SECURED CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued 8% Senior Secured Convertible Debentures of Lightpath Technologies, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 2603 Challenger Tech CT, Suite 100, Orlando, FL 32826, designated as its 8% Senior Secured Convertible Debenture due August 1, 2011 (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
LightPath Technologies, Inc. Avidbank Corporate Finance, a division of Avidbank LOAN AND SECURITY AGREEMENTLoan and Security Agreement • October 3rd, 2013 • Lightpath Technologies Inc • Semiconductors & related devices • California
This Loan And Security Agreement is entered into as of September 30, 2013, by and between Avidbank Corporate Finance, a division of Avidbank (“Bank”) and LightPath Technologies, Inc. (“Borrower”).
LightPath Technologies, Inc. Avidbank SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • December 27th, 2016 • Lightpath Technologies Inc • Semiconductors & related devices • California
This Second Amended and Restated Loan And Security Agreement is entered into as of December 21, 2016, by and between Avidbank (“Bank”) and LightPath Technologies, Inc. (“Parent”).
Void after June 1, 2010 Warrant No. SC-01 2005Lightpath Technologies Inc • June 6th, 2005 • Semiconductors & related devices
This Warrant and any shares acquired upon the exercise of this Warrant have not been registered under the Securities Act of 1933. This Warrant and such shares may not be sold or transferred in the absence of such registration or an exemption therefrom under said Act. This Warrant and such shares may not be transferred except upon the conditions specified in this Warrant, and no transfer of this Warrant or such shares shall be valid or effective unless and until such conditions shall have been complied with.
INVESTOR RIGHTS AGREEMENTInvestor Rights Agreement • June 6th, 2005 • Lightpath Technologies Inc • Semiconductors & related devices • Florida
This INVESTOR RIGHTS AGREEMENT (this "Agreement") is made as of June 1 2005, by and among LightPath Technologies, Inc., a Delaware corporation (the "Company"), Shadow Capital, LLC, a Kansas limited liability company, and Whitney B. Garlinghouse (each an "Investor" and together the "Investors")
RECITALS:Director Compensation Agreement • August 31st, 2000 • Lightpath Technologies Inc • Semiconductors & related devices • Delaware
GUARANTY AGREEMENTGuaranty Agreement • March 1st, 2019 • Lightpath Technologies Inc • Semiconductors & related devices • Florida
FOR VALUE RECEIVED, this 26th day of February, 2019, and to induce BANKUNITED, N.A., a national banking association ("Lender"), whose address is 7815 NW 148th Street, Miami Lakes, Florida 33016, to make loans or advances or to extend credit or other financial accommodations or benefits, with or without security, to or for the account of LIGHTPATH TECHNOLOGIES, INC., a Delaware corporation (the "Borrower"), each of the undersigned guarantors (collectively "Guarantor"), whose address is 2603 Challenger Tech Court, Suite 100, Orlando, Florida 32826, hereby irrevocably guarantees, to Lender the full and prompt payment when due, whether by acceleration or otherwise, of any of the Guaranteed Obligations (as hereinafter defined).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 9th, 2010 • Lightpath Technologies Inc • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of April 8, 2010, between Lightpath Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
4,500,000 Units LIGHTPATH TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 23rd, 2011 • Lightpath Technologies Inc • Semiconductors & related devices • New York
AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • February 5th, 2015 • Lightpath Technologies Inc • Semiconductors & related devices • California
This AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of December 23, 2014 is between AVIDBANK (“Bank”), and LIGHTPATH TECHNOLOGIES, INC., a Delaware corporation (“Borrower”).
LIGHTPATH TECHNOLOGIES, INC. CLASS A COMMON STOCK WARRANTLightpath Technologies Inc • November 29th, 2011 • Semiconductors & related devices • New York
THIS CERTIFIES THAT, for value received, the Holder is entitled to purchase, and LightPath Technologies, Inc., a Delaware corporation (the “Company”), promises and agrees to sell and issue to the Holder, at any time, or from time to time, during the Exercise Period, up to _________ shares of Class A common stock, par value $0.01 per share (the “Common Stock”), of the Company, at the Exercise Price, subject to the provisions and upon the terms and conditions hereinafter set forth.
EMPLOYMENT AGREEMENTEmployment Agreement • February 28th, 2020 • Lightpath Technologies Inc • Semiconductors & related devices • Florida
THIS EMPLOYMENT AGREEMENT (the “Agreement”), is entered into by and between Mr. Sam Rubin (“Employee”), and LightPath Technologies, Inc., a Delaware corporation, having a principal address of 2603 Challenger Tech Ct., Suite 100, Orlando, Florida 32826 (“Company”) and is effective as of the date Employee and the Company execute this Agreement, whichever date is latest (“Effective Date”).
FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • September 13th, 2018 • Lightpath Technologies Inc • Semiconductors & related devices
This Fourth Amendment to Second Amended and Restated Loan and Security Agreement is entered into as of September 7, 2018 (the “Amendment”), by and between AVIDBANK (“Bank”), LIGHTPATH TECHNOLOGIES, INC. (“Parent”) and ISP OPTICS CORPORATION (“ISP”). Parent and ISP are each also referred to as a “Borrower” and together as the “Borrowers”.
Joint Filing AgreementJoint Filing Agreement • November 28th, 2017 • Lightpath Technologies Inc • Semiconductors & related devices
In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the shares of Class A Common Stock of LightPath Technologies, Inc. and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filing. In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of November 28, 2017. This Agreement may be executed in any number of counterparts, all of which, taken together, shall constitute one and the same instrument.
SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • November 6th, 2014 • Lightpath Technologies Inc • Semiconductors & related devices
This Second Amendment to Loan and Security Agreement is entered into as of November 5, 2014 (the “Amendment”), by and between AVIDBANK CORPORATE FINANCE, a division of AVIDBANK (“Bank”), and LIGHTPATH TECHNOLOGIES, INC. (“Borrower”).
