MANAGEMENT AGREEMENT MANAGEMENT AGREEMENT, dated as of March 19, 1998 between SELIGMAN PORTFOLIOS, INC., a Maryland corporation (the "Corporation"), on behalf of Seligman Large-Cap Value Portfolio and Seligman Small-Cap Value Portfolio (the...Management Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny • New York
FUND PARTICIPATION AGREEMENT THIS AGREEMENT is made this ___ day of _______, ___, between Seligman Portfolios, Inc., an open-end management investment company organized as a Maryland Corporation (the "Fund"), and ____________, a life insurance company...Fund Participation Agreement • April 28th, 2000 • Seligman Portfolios Inc/Ny • New York
WITNESSETH:Custody Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny • New York
RECITALSAgency Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny
Exhibit 99.(d)(2) MANAGEMENT AGREEMENT MANAGEMENT AGREEMENT, dated as of December 5, 2003 between SELIGMAN PORTFOLIOS, INC., a Maryland corporation (the "Corporation"), on behalf of each of the portfolios listed on the Fee Schedule attached hereto...Management Agreement • February 17th, 2004 • Seligman Portfolios Inc/Ny • New York
SHAREHOLDER SERVICING AGREEMENT SHAREHOLDER SERVICING AGREEMENT, dated as of ___________, 2000 between Seligman Advisors, Inc. ("Seligman Advisors") and [Participating Insurance Company] (the "Company"). The parties hereto enter into a Shareholder...Shareholder Servicing Agreement • April 28th, 2000 • Seligman Portfolios Inc/Ny • New York
Home Office 500 Mamaroneck Avenue Harrison, New York 10528 (914) 835-8400 Annuity Service Office 6201 Powers Ferry Road Atlanta, Georgia 30339 (800) 905-1959Selling Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny • New York
INVESTMENT MANAGEMENT SERVICES AGREEMENT AMENDED AND RESTATED This Agreement dated as of November 7, 2008, amended and restated April 6, 2010, is by and between RiverSource Investments, LLC (the "Investment Manager"), a Minnesota limited liability...Investment Management Services Agreement • April 30th, 2010 • Seligman Portfolios Inc/Ny • Minnesota
MANAGEMENT AGREEMENT MANAGEMENT AGREEMENT, dated as of March 18, 1999 between SELIGMAN PORTFOLIOS, INC., a Maryland corporation (the "Corporation"), on behalf of Seligman Large-Cap Growth Portfolio (the "Portfolio"), and J. & W. SELIGMAN & CO....Management Agreement • April 30th, 1999 • Seligman Portfolios Inc/Ny • New York
NY12527:131901.1 NY12527:131901.1 MANAGEMENT AGREEMENTManagement Agreement • February 27th, 2004 • Seligman Portfolios Inc/Ny • New York
INVESTMENT LETTERInvestment Letter • April 28th, 2000 • Seligman Portfolios Inc/Ny
RECITALSRecordkeeping Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny
INVESTMENT MANAGEMENT SERVICES AGREEMENT AMENDED AND RESTATEDInvestment Management Services Agreement • April 30th, 2009 • Seligman Portfolios Inc/Ny • Minnesota
This Agreement dated as of November 7, 2008, amended and restated April , 2009, is by and between RiverSource Investments, LLC (the “Investment Manager”), a Minnesota limited liability company and Seligman Portfolios, Inc. (the “Registrant”), a Maryland corporation, on behalf of its underlying series listed in Schedule A (the term “Fund” or “Funds” is used to refer to either the Registrant or its underlying series, as context requires).
AdHocReviewCycleID1667630620_EmailSubjectSub advisory agreement_AuthorEmailadam.caskey@lasalle.com_AuthorEmailDisplayNameAdam Caskey SUB-ITEM 77Q1(e) SELIGMAN PORTFOLIOS, INC. NEW OR AMENDED REGISTRANT INVESTMENT ADVISORY SUBADVISORY AGREEMENT...Seligman Portfolios Inc/Ny • February 27th, 2004 • New York
Exhibit 99.(d)(1) SUBADVISORY AGREEMENT SUBADVISORY AGREEMENT, dated December 5, 2003 between J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the "Manager") and WELLINGTON MANAGEMENT COMPANY, LLP., a Massachusetts limited liability...Subadvisory Agreement • February 17th, 2004 • Seligman Portfolios Inc/Ny • New York
PROMOTIONAL AGENT DISTRIBUTION AGREEMENT THIS AGREEMENT, made this ____ day of __________, 1993 is among CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC., a Georgia corporation ("CLAFS"), CANADA LIFE INSURANCE COMPANY OF New York, a New York...Promotional Agent Distribution Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny • New York
SUBADVISORY AGREEMENT SUBADVISORY AGREEMENT, dated as of March 30, 1998 between J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the "Manager") and SELIGMAN HENDERSON CO., a New York general partnership (the "Subadviser"). WHEREAS, the...Subadvisory Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny • New York
FEE CAP/FEE WAIVER AGREEMENT AMENDED AND RESTATEDFee Waiver Agreement • April 30th, 2009 • Seligman Portfolios Inc/Ny
This Agreement, dated Oct. 1, 2005, as amended and restated April , 2009, is between each of the investment companies (each a “Registrant”), on behalf of its underlying series funds, as listed in Schedule A (the term “Fund” is used to refer to either the Registrant or the series as context requires), and RiverSource Investments, LLC, in its capacity as investment manager of the Funds, Ameriprise Financial, Inc, in its capacity as administrator of the Funds, RiverSource Service Corporation, in its capacity as transfer agent of the Funds, and RiverSource Fund Distributors, Inc. and RiverSource Distributors, Inc, in their capacity as principal underwriters and distributors of the Funds (collectively referred to as the “Service Providers”). Under this Agreement, the Service Providers hereby agree to waive all or a portion of the fees they earn and/or cap or reimburse expenses of each Fund incurred in connection with the services they provide to the Funds, in an amount equal to the amount b
FORM OF MANAGEMENT AGREEMENTManagement Agreement • February 15th, 1996 • Seligman Portfolios Inc/Ny • New York
SUBADVISORY AGREEMENT SUBADVISORY AGREEMENT, dated as of March 30, 1998 between J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the "Manager") and SELIGMAN HENDERSON CO., a New York general partnership (the "Subadviser"). WHEREAS, the...Subadvisory Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny • New York
BUY-SELL AGREEMENT THIS AGREEMENT is made on this __th day of _________, 1994 by and among the Canada Life Insurance Company of New York, a New York corporation ("CLNY") on its own behalf and on behalf of its Variable Annuity Account 2 (the "Separate...Buy-Sell Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny • New York
DISTRIBUTION AND SHAREHOLDER SERVICING AGREEMENT DISTRIBUTION AND SHAREHOLDER SERVICING AGREEMENT, dated as of March 16, 2000, between SELIGMAN PORTFOLIOS, INC., a Maryland corporation (the "Fund"), and SELIGMAN ADVISORS, INC., a Delaware corporation...Distribution and Shareholder Servicing Agreement • April 28th, 2000 • Seligman Portfolios Inc/Ny • New York
SUBADVISORY AGREEMENT SUBADVISORY AGREEMENT, dated as of March 30, 1998 between J. & W. SELIGMAN & CO. INCORPORATED, a Delaware Corporation (the "Manager") and SELIGMAN HENDERSON CO., a New York general partnership (the "Subadviser"). WHEREAS, the...Subadvisory Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny • New York
PLAN ADMINISTRATION SERVICES AGREEMENT AMENDED AND RESTATEDPlan Administration Services Agreement • April 30th, 2009 • Seligman Portfolios Inc/Ny • Minnesota
PLAN ADMINISTRATION SERVICES AGREEMENT (“Agreement”) dated as of December 1, 2006, amended and restated April , 2009, by and among RiverSource Service Corporation, a Minnesota corporation (“RiverSource Service Corporation”), and each of the registrants (acting separately on behalf of their series) identified from time to time on Exhibit A hereto (each a “Fund” and collectively the “Funds”).
SUBADVISORY AGREEMENTSubadvisory Agreement • April 30th, 2009 • Seligman Portfolios Inc/Ny • New York
WHEREAS, the Manager has entered into an Investment Management Services Agreement, dated as of the date hereof (the “Management Agreement”), with Seligman Portfolios, Inc. (the “Corporation”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), to render or contract to obtain assistance in rendering investment management services to the Corporation, and to administer the business and other affairs of the Corporation; and
WAIVER/REIMBURSEMENT AGREEMENTReimbursement Agreement • July 21st, 2008 • Seligman Portfolios Inc/Ny
This WAIVER/REIMBURSEMENT AGREEMENT, dated as of ________, 2008, is between SELIGMAN PORTFOLIOS, INC., a Maryland corporation (the “Fund”), on behalf of Seligman Large-Cap Value Portfolio (the “Portfolio”), and J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the “Manager”). The Manager hereby agrees to waive its management fee and/or reimburse the Portfolio’s “other expenses” to the extent set forth in the Portfolio’s prospectus included in the Fund’s Registration Statement filed on or about October 1, 2008 with the Securities and Exchange Commission.
A wholly-owned subsidiary of The Canada Life Assurance Company Annuity Service Office 6201 Powers Ferry Road Atlanta, Georgia 30339 (800) 333-2542Canada Life • April 28th, 1998 • Seligman Portfolios Inc/Ny • Georgia
SUBADVISORY AGREEMENT SUBADVISORY AGREEMENT, dated as of March 30, 1998 between J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the "Manager") and Seligman Henderson Co., a New York general partnership (the "Subadviser"). WHEREAS, the...Subadvisory Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny • New York
INVESTMENT LETTERSeligman Portfolios Inc/Ny • April 30th, 1999
GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • April 29th, 2008 • Seligman Portfolios Inc/Ny • New York
This Agreement, dated May 8, 2007, amends and restates the Custody Agreement dated May 1, 1996 between JPMORGAN CHASE BANK, N.A. (“Bank”), as successor by operation of law to Morgan Stanley Trust Company, with a place of business at 4 MetroTech Center, Brooklyn, NY, 11245; and each investment company listed on Schedule A hereto, as may be amended from time to time, incorporated herein by reference, (each a “Customer”) each having its place of business at 100 Park Avenue, New York, NY 10017.
TRANSFER AGENCY AND SERVICING AGREEMENT AMENDED AND RESTATEDTransfer Agency and Servicing Agreement • April 30th, 2009 • Seligman Portfolios Inc/Ny • Minnesota
This Transfer Agency and Servicing Agreement (“Agreement”), dated as of November 8, 2007, amended and restated April , 2009, is by and between RiverSource Service Corporation (“Transfer Agent”), a Minnesota corporation, and RiverSource Variable Series Trust, a Massachusetts business trust and Seligman Portfolios, Inc., a Maryland corporation, (“Registrant” or “Registrants”) on behalf of the underlying series listed in Schedule A (each a “Fund” and collectively the “Funds”). The terms “Fund” or “Funds” are used to refer to either the Registrant or the underlying series as context requires. The Fund and the Transfer Agent are collectively referred to as the “parties.”
PLAN OF DISTRIBUTION AND AGREEMENT OF DISTRIBUTIONPlan of Distribution And • April 30th, 2009 • Seligman Portfolios Inc/Ny • Minnesota
The Plan of Distribution (“Plan”) and Agreement of Distribution (“Agreement”), effective April , 2009, (together “Plan and Agreement”), is by and between RiverSource Fund Distributors, Inc. (“RiverSource Fund Distributors” or the “Distributor”), a Delaware corporation, principle underwriter of RiverSource Variable Series Trust and Seligman Portfolios, Inc. pursuant to a separate distribution agreement (“Distribution Agreement”), for distribution services to the funds, and RiverSource Variable Series Trust, a Massachusetts business trust, and Seligman Portfolios, Inc., a Maryland corporation (“Registrant” or “Registrants”), on behalf of their underlying series, listed in Schedule A (each a “fund” and collectively the “funds”). The terms “Fund” or “Funds” are used to refer to either the Registrants or the underlying series as context requires.
INVESTMENT LETTERSeligman Portfolios Inc/Ny • April 30th, 1999
RECITALSFirst Amendment of Agency Agreement • April 28th, 1998 • Seligman Portfolios Inc/Ny
WAIVER/REIMBURSEMENT AGREEMENTWaiver/Reimbursement Agreement • April 27th, 2007 • Seligman Portfolios Inc/Ny
WAIVER/REIMBURSEMENT AGREEMENT, dated as of May 1, 2007, between SELIGMAN PORTFOLIOS, INC., a Maryland corporation (the “Fund”), on behalf of Seligman International Growth Portfolio (the “Portfolio”), and J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the “Manager”). The Manager hereby agrees to waive its management fee and/or reimburse the Portfolio’s “other expenses” to the extent set forth in the Fund’s prospectuses included in the Fund’s Registration Statement filed on or about April 25, 2007 with the Securities and Exchange Commission.
