FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND UP TO 5,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) SALES AGREEMENTFirst Trust New Opportunities MLP & Energy Fund • September 29th, 2016 • New York
AMENDMENT AGREEMENTAmendment Agreement • September 29th, 2016 • First Trust New Opportunities MLP & Energy Fund • New York
ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of February 5, 2014, by and between BNY MELLON INVESTMENT SERVICING (US) INC., a Massachusetts corporation ("BNY Mellon") and FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND, a...Administration and Accounting Services Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund
FEE AGREEMENTFee Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund • New York
SECOND AMENDMENT AGREEMENT SECOND AMENDMENT AGREEMENT ("AMENDMENT") dated as of August 28,2014 to the Committed Facility Agreement dated April 7, 2014 between BNP Paribas Prime Brokerage International, LTD. ("PBL") and First Trust New Opportunities...Second Amendment Agreement • September 29th, 2016 • First Trust New Opportunities MLP & Energy Fund • New York
BLANKET BOND INSURANCE AGREEMENT THIS AGREEMENT is made as of the 18th day of April, 2016, by and among the investment companies listed in Appendix A (collectively referred to herein as the "Funds"), First Trust Advisors L.P. (the "Advisor") and First...Blanket Bond Insurance Agreement • April 18th, 2016 • First Trust New Opportunities MLP & Energy Fund
] SHARESUnderwriting Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund • New York
THIRD AMENDMENT AGREEMENTThird Amendment Agreement • September 29th, 2016 • First Trust New Opportunities MLP & Energy Fund • New York
I. GENERALMaster Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund • New York
WITNESSETH:Subscription Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund
Execution copy COMMITTED FACILITY AGREEMENT BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. ("PBL") and the counterparty specified on the signature page ("CUSTOMER"), hereby enter into this Committed Facility Agreement (this "AGREEMENT"), dated as of...Committed Facility Agreement • September 29th, 2016 • First Trust New Opportunities MLP & Energy Fund • New York
CUSTODY AGREEMENT AGREEMENT, dated as of February 5, 2014, between FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND, a business trust organized and existing under the laws of the State of Massachusetts having its principal office and place of business...Custody Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund • New York
WITNESSETH:Investment Management Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund • Illinois
WITNESSETH:Investment Management Agreement • June 25th, 2014 • First Trust New Opportunities MLP & Energy Fund • Illinois
SYNDICATION FEE AGREEMENTSyndication Fee Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 18th day of March, 2014 by and among First Trust New Opportunities MLP & Energy Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership...Sub-Advisory Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund • Illinois
STRUCTURING FEE AGREEMENTFee Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund • New York
FORService Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund • Delaware
