STREAM S&P Dynamic Roll Global Commodities Fund 600,000 Shares (15 Baskets) Initial Purchaser AgreementSTREAM S&P Dynamic Roll Global Commodities Fund • April 23rd, 2012 • Commodity contracts brokers & dealers • New York
GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • April 23rd, 2012 • STREAM S&P Dynamic Roll Global Commodities Fund • Commodity contracts brokers & dealers • New York
AGREEMENT, dated as of September 7th, 2011, by and between BNP Paribas Quantitative Strategies, LLC, as sponsor of the funds listed in Exhibit A, as amended or supplemented from time to time (each, a “Customer”, as further defined below), each a series trust under the BNP Paribas Exchange Traded Trust, severally and not jointly, and The Bank of New York Mellon (“Custodian”).
STREAM EXCHANGE TRADED TRUST MARKETING AGENT AGREEMENTMarketing Agent Agreement • April 23rd, 2012 • STREAM S&P Dynamic Roll Global Commodities Fund • Commodity contracts brokers & dealers • New York
MARKETING AGENT AGREEMENT (the “Agreement”) made as of April 20, 2012, by and among STREAM Exchange Traded Trust, a Delaware series trust (the “Trust”) with respect to each fund listed in Schedule A, each a separate series of the Trust (each a “Fund”), BNP Paribas Quantitative Strategies, LLC, a Delaware limited liability company, as sponsor of the Trust (the “Sponsor”) and ALPS Distributors, Inc., a Colorado corporation (the “Marketing Agent”). Capitalized terms used but not defined in this Agreement shall have the meaning ascribed thereto in each Fund’s prospectus (each a “Prospectus”) included its registration statement on Form S-1 (each a “Registration Statement”) (as detailed on Schedule A), as each may be amended from time-to-time.
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • April 23rd, 2012 • STREAM S&P Dynamic Roll Global Commodities Fund • Commodity contracts brokers & dealers • New York
AGREEMENT made as of September 7th, 2011, by and between BNP Paribas Quantitative Strategies, LLC, as sponsor of the funds listed on Exhibit A, as amended or supplemented from time to time (each, individually, a “Fund” and collectively, the “Funds”), and The Bank of New York Mellon, a New York banking organization (“BNY”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • April 23rd, 2012 • STREAM S&P Dynamic Roll Global Commodities Fund • Commodity contracts brokers & dealers • New York
AGREEMENT made as of the September 7th 2011, by and between BNP Paribas Quantitative Strategies, LLC (“Client”), as sponsor of the funds listed in Appendix I, as amended or supplemented from time to time (each, individually, a “Fund” and collectively, the “Funds”) listed on Appendix I hereto (as such Appendix be amended from time to time), severally and not jointly, and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
FOURTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF STREAM EXCHANGE TRADED TRUST Dated as of April 20, 2012 By and Between BNP PARIBAS QUANTITATIVE STRATEGIES, LLC and WILMINGTON TRUST COMPANYTrust Agreement • April 23rd, 2012 • STREAM S&P Dynamic Roll Global Commodities Fund • Commodity contracts brokers & dealers • Delaware
This FOURTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT of STREAM Exchange Traded Trust is made and entered into as of the 20th day of April, 2012, by and between BNP Paribas Quantitative Strategies, LLC, a Delaware limited liability company, and Wilmington Trust Company, a Delaware trust company, as trustee.
BNP Paribas Prime Brokerage, Inc. Customer Agreement and Account Application Hedge Fund / Fund Agreement and New Account InformationCustomer Agreement • April 23rd, 2012 • STREAM S&P Dynamic Roll Global Commodities Fund • Commodity contracts brokers & dealers • New York
In consideration of the acceptance by BNP Paribas Prime Brokerage, Inc. (“Broker”), of one or more accounts of BNP Paribas Quantitative Strategies, LLC, as managing owner and sponsor of each fund in the BNP Paribas Exchange Traded Trust, severally and not jointly (each fund, individually, a “Customer”) (if more than one account is carried by Broker, all are covered by this Agreement and are referred to individually as the “Account”), and Broker’s agreement to act as Customer’s broker for the execution. clearance and/or carrying of transactions (“Transactions”) for the purchase and sale of cash – settled commodity interests, including commodities, commodity futures contracts (“Futures Contracts”) and related options (“Option Contracts” and. together with Futures Contracts, “Contracts”), Customer and Broker agree as follows:
FORM OF PARTICIPANT AGREEMENT STREAM EXCHANGE TRADED TRUSTParticipant Agreement • April 23rd, 2012 • STREAM S&P Dynamic Roll Global Commodities Fund • Commodity contracts brokers & dealers • New York
The undersigned, each a duly authorized officer of BNP Paribas Quantitative Strategies, LLC, a Delaware limited liability company (the “Managing Owner”), the managing owner of STREAM Exchange Traded Trust (the “Trust”), a Delaware statutory trust with separate series, including [-] (each a “Fund” and collectively, the: “Funds”), and pursuant to Section 13(c) of the STREAM Exchange Traded Trust Participant Agreement (the “Agreement”), dated as of , 20 , as amended from time to time, by and among the Managing Owner, the Trust with respect to each of the Funds and [-] (the “Authorized Participant”), hereby certify that:
