INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 1st, 2022 • SSGA Active Trust • Massachusetts
Contract Type FiledApril 1st, 2022 Company JurisdictionAGREEMENT, dated as of January 26, 2021, by and between SSGA Funds Management, Inc., a Massachusetts corporation (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
SSgA ACTIVE ETF TRUST FORM OF PARTICIPANT AGREEMENTParticipant Agreement • January 6th, 2012 • SSgA Active ETF Trust • Massachusetts
Contract Type FiledJanuary 6th, 2012 Company JurisdictionThis Participant Agreement (the “Agreement”) is entered into by and among State Street Global Markets LLC (the “Distributor”), State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”) and [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by the SSgA Active ETF Trust (the “Trust”). The Trust is an open-end management investment company organized as a Massachusetts business trust consisting of separate investment portfolios (each, a “Fund” and collectively, the “Funds”). The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
FORM OF MASTER FEEDER PARTICIPATION AGREEMENT BETWEEN SSGA ACTIVE ETF TRUST AND SSGA MASTER TRUST DATED AS OF AGREEMENTAgreement • April 20th, 2012 • SSgA Active ETF Trust • Massachusetts
Contract Type FiledApril 20th, 2012 Company Jurisdiction
MASTER SUB-ADMINISTRATION AGREEMENTMaster Sub-Administration Agreement • October 28th, 2015 • SSGA Active Trust • Massachusetts
Contract Type FiledOctober 28th, 2015 Company Jurisdiction
CUSTODIAN AGREEMENTCustodian Agreement • October 9th, 2013 • SSgA Active ETF Trust • Massachusetts
Contract Type FiledOctober 9th, 2013 Company JurisdictionThis Agreement is made as of April 18, 2012 by and between SSgA Active ETF Trust, a business trust organized and existing under the laws of the Commonwealth of Massachusetts whose principal place of business is located at One Lincoln Street, Boston, MA 02111 (the “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
AMENDMENT TO MASTER SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • October 29th, 2018 • SSGA Active Trust • Massachusetts
Contract Type FiledOctober 29th, 2018 Company JurisdictionThis Amendment to the Master Sub-Administration Agreement is made as of June 29, 2018 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”) and SSGA Funds Management, Inc., a Massachusetts Corporation (the “Administrator”), and shall be effective as set forth in Section 2 below. Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
ADMINISTRATION AGREEMENTAdministration Agreement • October 9th, 2013 • SSgA Active ETF Trust • Massachusetts
Contract Type FiledOctober 9th, 2013 Company JurisdictionThis Administration Agreement (“Agreement”) dated and effective as of April 18, 2012, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and SSgA Active ETF Trust, a Massachusetts business trust (the “Trust”).
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN SSGA FUNDS MANAGEMENT, INC. AND CBRE CLARION SECURITIES LLCInvestment Sub-Advisory Agreement • August 31st, 2015 • SSGA Active Trust • Massachusetts
Contract Type FiledAugust 31st, 2015 Company JurisdictionThis Agreement is made as of this 20th day of January, 2015, between SSgA Funds Management, Inc., a Massachusetts corporation (the “Adviser”) and CBRE Clarion Securities LLC, a Delaware limited liability company (the “Sub-Adviser”).
AMENDMENT NO. 2 TO MASTER SUB-ADMINISTRATION AGREEMENT (SSGA Funds Management, Inc.)Master Sub-Administration Agreement • August 23rd, 2023 • SSGA Active Trust
Contract Type FiledAugust 23rd, 2023 CompanyTHIS AMENDMENT TO THE MASTER SUB-ADMINISTRATION AGREEMENT, effective as of August 14, 2019 (the “Amendment”), is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and SSGA Funds Management, Inc., a Massachusetts corporation (the “Administrator”). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
MASTER AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Among SPDR SERIES TRUST, SPDR INDEX SHARES, SSGA ACTIVE TRUST, and SSGA MASTER TRUST EACH ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT...Securities Lending Authorization Agreement • August 29th, 2018 • SSGA Active Trust • Massachusetts
Contract Type FiledAugust 29th, 2018 Company JurisdictionThis Agreement shall be deemed for all purposes to constitute a separate and discrete agreement between State Street and each of the series of each Trust as listed on Schedule B to this Agreement (such Trust acting on behalf of each of its series, a “Fund” and collectively, the “Funds”) as it may be amended by the parties, and no series of shares of a Trust shall be responsible or liable for any of the obligations of any other series of such Trust or of any other Trust under this Agreement or otherwise, notwithstanding anything to the contrary contained herein.
AMENDED AND RESTATED DISTRIBUTION AGREEMENT SSGA Active TrustDistribution Agreement • October 30th, 2017 • SSGA Active Trust • Massachusetts
Contract Type FiledOctober 30th, 2017 Company JurisdictionAmended and Restated Distribution Agreement made this 1st day of May, 2017, by and between SSGA Active Trust, a Massachusetts business trust (the “Trust”), and State Street Global Advisors Funds Distributors, LLC (the “Distributor”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 9th, 2013 • SSgA Active ETF Trust • Massachusetts
Contract Type FiledOctober 9th, 2013 Company JurisdictionThis Agreement is made as of the 18th day of April, 2012, by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of The Commonwealth of Massachusetts having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and SSGA ACTIVE ETF TRUST, a Massachusetts business trust (the “Trust”) having its principal office and place of business at One Lincoln Street, Boston, MA 02111.
FIFTH AMENDMENT TO MASTER AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST EACH ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B OF THE AGREEMENT,...Securities Lending Authorization Agreement • August 23rd, 2023 • SSGA Active Trust
Contract Type FiledAugust 23rd, 2023 CompanyThis Fifth Amendment (this “Amendment”) dated February 24, 2022, is among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST, each an open-end management investment company, organized as a Massachusetts business trust, on behalf of each of its respective series as listed on Schedule B of the Agreement (defined below), severally and not jointly, each a registered management investment company organized and existing under the laws of Massachusetts (the “Trust”) and STATE STREET BANK AND TRUST COMPANY (“State Street”). The Trust, acting on behalf of each of its series, a “Fund” and collectively, the “Funds”.
INVESTMENT SUB-ADVISORY AGRREMENTInvestment Sub-Advisory Agrrement • August 31st, 2015 • SSGA Active Trust • Massachusetts
Contract Type FiledAugust 31st, 2015 Company JurisdictionAGREEMENT, dated as of February 23, 2015, by and between SSgA Funds Management, Inc., a Massachusetts corporation (the “Adviser”), and DoubleLine Capital LP, a Delaware limited partnership (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENT BETWEEN SSGA FUNDS MANAGEMENT, INC. AND SSgA ACTIVE ETF TRUSTInvestment Advisory Agreement • October 9th, 2013 • SSgA Active ETF Trust • Massachusetts
Contract Type FiledOctober 9th, 2013 Company JurisdictionThis Agreement is made as of this 25th day of April, 2012, between SSgA Active ETF Trust, a Massachusetts business trust (the “Trust”), and SSgA Funds Management, Inc., a Massachusetts corporation (the “Adviser”).
REDEMPTION AND PURCHASE REQUEST And FIRST AMENDMENT TO MASTER AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Among SPDR SERIES TRUST, SPDR INDEX SHARES, SSGA ACTIVE TRUST, and SSGA MASTER TRUST EACH ON BEHALF OF EACH OF ITS RESPECTIVE...SSGA Active Trust • August 29th, 2019 • Massachusetts
Company FiledAugust 29th, 2019 JurisdictionThis First Amendment (this “Amendment”) dated April 12, 2019 is among SPDR SERIES TRUST, SPDR INDEX SHARES, SSGA ACTIVE TRUST, and SSGA MASTER TRUST, each an open-end management investment company, organized as a Massachusetts business trust, on behalf of each of its respective series as listed on Schedule B of the Agreement (defined below), severally and not jointly, each a registered management investment company organized and existing under the laws of Massachusetts (the “Trust”) and STATE STREET BANK AND TRUST COMPANY (“State Street”). The Trust, acting on behalf of each of its series, a “Fund” and collectively, the “Funds”.
ADMINISTRATION AGREEMENTAdministration Agreement • October 28th, 2015 • SSGA Active Trust • Massachusetts
Contract Type FiledOctober 28th, 2015 Company JurisdictionThis Administration Agreement (“Agreement”) dated and effective as of June 1, 2015, is by and between SSGA Funds Management, Inc., a Massachusetts corporation (the “Administrator”), and each of SPDR Series Trust, SPDR Index Shares Funds, SSGA Active Trust and SSGA Master Trust, each a Massachusetts business trust (together, the “Trust”).1
RE: Fee Waiver and/or Expense Reimbursement Arrangement AgreementsSSGA Active Trust • October 28th, 2019
Company FiledOctober 28th, 2019SSGA Funds Management, Inc. (“SSGA FM”), as the investment adviser to each series (each a “Fund” and collectively, the “Funds”) of the SSGA Active Trust, (the “Trust”), agrees:
Annex I To the Distribution Agreement by and between SSGA Active Trust and State Street Global Advisors Funds Distributors, LLCSSGA Active Trust • February 16th, 2022
Company FiledFebruary 16th, 2022
APPENDIX A TO CUSTODIAN AGREEMENTCustodian Agreement • August 26th, 2021 • SSGA Active Trust
Contract Type FiledAugust 26th, 2021 Company
FOURTH AMENDMENT TO MASTER AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST EACH ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B OF THE AGREEMENT,...Securities Lending Authorization Agreement • August 23rd, 2023 • SSGA Active Trust
Contract Type FiledAugust 23rd, 2023 CompanyThis Fourth Amendment (this “Amendment”) dated November 15, 2021 and effective as of January 1, 2022, is among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST, each an open-end management investment company, organized as a Massachusetts business trust, on behalf of each of its respective series as listed on Schedule B of the Agreement (defined below), severally and not jointly, each a registered management investment company organized and existing under the laws of Massachusetts (the “Trust”) and STATE STREET BANK AND TRUST COMPANY (“State Street”). The Trust, acting on behalf of each of its series, a “Fund” and collectively, the “Funds”.
APPENDIX A TO CUSTODIAN AGREEMENTCustodian Agreement • January 8th, 2014 • SSgA Active ETF Trust
Contract Type FiledJanuary 8th, 2014 Company
ADMINISTRATION AGREEMENT SCHEDULE A Listing of FundsAdministration Agreement • April 12th, 2016 • SSGA Active Trust
Contract Type FiledApril 12th, 2016 Company
SSGA Letterhead]SSGA Active Trust • October 29th, 2018
Company FiledOctober 29th, 2018SSGA Funds Management, Inc. (“SSGA FM”), as the investment adviser to each series (each a “Fund” and collectively, the “Funds”) of the SSGA Active Trust, (the “Trust”), agrees:
Annex I To the Distribution Agreement by and between SSgA Active ETF Trust and State Street Global Markets, LLCSSgA Active ETF Trust • January 8th, 2014
Company FiledJanuary 8th, 2014
ADMINISTRATION AGREEMENT SCHEDULE A Listing of FundsAdministration Agreement • February 18th, 2016 • SSGA Active Trust
Contract Type FiledFebruary 18th, 2016 Company
FORM OF DISTRIBUTION AGREEMENT SSgA Active ETF TrustForm of Distribution Agreement • April 1st, 2011 • SSgA Active ETF Trust • Massachusetts
Contract Type FiledApril 1st, 2011 Company JurisdictionDistribution Agreement made this ________ day of __, 2011, by and between SSgA Active ETF Trust, a Massachusetts business trust (the “Trust”), and State Street Global Markets, LLC (the “Distributor”).
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • November 20th, 2020 • SSGA Active Trust • Massachusetts
Contract Type FiledNovember 20th, 2020 Company JurisdictionTHIS AMENDMENT is made as of September 30, 2020, by and between SSGA ACTIVE ETF TRUST (currently known as SSGA Active Trust), a Massachusetts business trust (the “Fund”) and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
APPENDIX A TO CUSTODIAN AGREEMENTCustodian Agreement • February 20th, 2015 • SSgA Active Trust
Contract Type FiledFebruary 20th, 2015 Company
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN SSGA FUNDS MANAGEMENT, INC. AND SSgA ACTIVE ETF TRUSTAgreement • April 20th, 2012 • SSgA Active ETF Trust • Massachusetts
Contract Type FiledApril 20th, 2012 Company JurisdictionThis Agreement is made as of this day of , 2012, between SSgA Active ETF Trust, a Massachusetts business trust (the “Trust”), and SSgA Funds Management, Inc., a Massachusetts corporation (the “Adviser”).
Annex I To the Distribution Agreement by and between SSGA Active Trust and State Street Global Advisors Funds Distributors, LLCSSGA Active Trust • September 27th, 2021
Company FiledSeptember 27th, 2021
RE: Fee Waiver and/or Expense Reimbursement Arrangement AgreementsSSGA Active Trust • October 28th, 2020
Company FiledOctober 28th, 2020SSGA Funds Management, Inc. (“SSGA FM”), as the investment adviser to each series (each a “Fund” and collectively, the “Funds”) of the SSGA Active Trust, (the “Trust”), agrees:
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN SSGA FUNDS MANAGEMENT, INC. AND SSgA ACTIVE ETF TRUSTInvestment Advisory Agreement • April 1st, 2011 • SSgA Active ETF Trust • Massachusetts
Contract Type FiledApril 1st, 2011 Company JurisdictionThis Agreement is made as of this __ day of ______, 2011, between SSgA Active ETF Trust, a Massachusetts business trust (the “Trust”), and SSgA Funds Management, Inc., a Massachusetts corporation (the “Adviser”).
ADMINISTRATION AGREEMENT SCHEDULE A Listing of FundsAdministration Agreement • August 29th, 2018 • SSGA Active Trust
Contract Type FiledAugust 29th, 2018 Company
Annex I To the Distribution Agreement by and between SSgA Active ETF Trust and State Street Global Markets, LLCSSgA Active ETF Trust • October 9th, 2013
Company FiledOctober 9th, 2013