WRAP Programs. Schedule 3.1.27 lists each wrap program, and the “sponsor” for each such program, in which Company participates as an adviser or sub adviser. Company has delivered or made available to Buyer all advisory contracts, program agreements, platform agreements, electronic trading agreements, acknowledgements or other agreements executed or delivered between Company and the sponsors (or the sponsors’ Affiliates) in connection with such wrap programs. To Company’s Knowledge, no “sponsor” of such a wrap program has indicated that it will not Consent (to the extent Consent is required) to the Transactions.
Appears in 3 contracts
Samples: Sale and Purchase Agreement (Titanium Asset Management Corp), Call Agreement (Federated Investors Inc /Pa/), Sale and Purchase Agreement (Titanium Asset Management Corp)
WRAP Programs. Schedule 3.1.27 4.29 lists each wrap program, and the “sponsor” for each such program, in which the Company participates as an adviser or sub adviser. The Company has delivered or made available to Buyer the Purchaser all advisory contractsInvestment Advisory Contracts, program agreements, platform agreements, electronic trading agreements, acknowledgements or other agreements executed or delivered between the Company and the sponsors (or the sponsors’ Affiliates) in connection with such wrap programs. To Company’s Knowledgethe Knowledge of the Seller Parties, no “sponsor” of such a wrap program has indicated that it will not Consent (to the extent Consent is required) to the Transactions.
Appears in 1 contract
Samples: Membership Interest Purchase Agreement (Titanium Asset Management Corp)
WRAP Programs. Schedule 3.1.27 4.29 lists each wrap program, and the “sponsor” for each such program, in which the Company participates as an adviser or sub adviser. The Company has delivered or made available to Buyer the Purchaser all advisory contracts, program agreements, platform agreements, electronic trading agreements, acknowledgements or other agreements executed or delivered between the Company and the sponsors (or the sponsors’ Affiliates) in connection with such wrap programs. To Company’s Knowledgethe Knowledge of the Seller Parties, no “sponsor” of such a wrap program has indicated that it will not Consent (to the extent Consent is required) to the Transactions.
Appears in 1 contract
Samples: Stock Purchase Agreement (Titanium Asset Management Corp)