Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Section 11, each party will promptly:
Appears in 49 contracts
Samples: Agency and Service Agreement (Cbre Global Real Estate Income Fund), Agency and Service Agreement (Nuveen Variable Rate Preferred & Income Fund), The Transfer Agency and Service Agreement (Guggenheim Active Allocation Fund)
Unauthorized Disclosure. As may be required by law and without limiting any either party’s rights in respect of a breach of this Section 11Section, each party will promptlywill:
Appears in 33 contracts
Samples: Agreement, Subscription Agent Agreement, Agreement (Gabelli Convertible & Income Securities Fund Inc)
Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Section 1113, each party will promptly:
Appears in 24 contracts
Samples: Transfer Agency and Services Agreement (Western Asset Global High Income Fund Inc.), Agent Agreement (Western Asset High Income Fund Ii Inc.), Transfer Agency and Services Agreement (Western Asset Managed Municipals Fund Inc.)
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Section 1113, each party will promptly:
Appears in 21 contracts
Samples: Subscription Agent Agreement (RiverNorth Capital & Income Fund, Inc.), Subscription Agent Agreement (RiverNorth Capital & Income Fund, Inc.), Subscription Agent Agreement (Rivernorth Opportunities Fund, Inc.)
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Article III, Section 1114, each party will promptly:
Appears in 10 contracts
Samples: Depositary and Information Agent Agreement (Tortoise Pipeline & Energy Fund, Inc.), Depositary and Information Agent Agreement (Tortoise Midstream Energy Fund, Inc.), Depositary and Information Agent Agreement (Tortoise Power & Energy Infrastructure Fund Inc)
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Section 11, each party will promptly:
Appears in 10 contracts
Samples: Agency and Service Agreement (Virtus Stone Harbor Emerging Markets Income Fund), Transfer Agency and Service Agreement (Hercules Capital, Inc.), Transfer Agency and Service Agreement (Firsthand Technology Value Fund, Inc.)
Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Article III, Section 1114, each party will promptly:
Appears in 9 contracts
Samples: Depositary and Information Agent Agreement (Tortoise Power & Energy Infrastructure Fund Inc), Depositary and Information Agent Agreement (Tortoise Pipeline & Energy Fund, Inc.), Depositary and Information Agent Agreement (Tortoise Energy Independence Fund, Inc.)
Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Section 118, each party will promptly:
Appears in 9 contracts
Samples: Transfer Agency and Service Agreement (Fundrise Real Estate Interval Fund, LLC), Transfer Agency and Service Agreement (INX LTD), Form of Transfer Agency and Service Agreement (Arca U.S. Treasury Fund)
Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Section 1114, each party will promptly:
Appears in 8 contracts
Samples: Subscription Agent Agreement (Gabelli Global Utility & Income Trust), Subscription Agent Agreement (Cbre Global Real Estate Income Fund), Agent Agreement (Rivernorth Opportunities Fund, Inc.)
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Section 1114, each party will promptly:
Appears in 8 contracts
Samples: Subscription Agent Agreement (Oxford Square Capital Corp.), Subscription Agent Agreement (Neuberger Berman High Yield Strategies Fund Inc.), Subscription Agent Agreement (Gabelli Utility Trust)
Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Section 1110, each party will promptly:
Appears in 7 contracts
Samples: Agency and Service Agreement (India Fund, Inc.), Agency and Service Agreement (Abrdn Total Dynamic Dividend Fund), Agency and Service Agreement (Aberdeen Standard Global Infrastructure Income Fund)
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Section 118, each party will promptly:
Appears in 6 contracts
Samples: Subscription Agent Agreement (Liberty All Star Equity Fund), Transfer Agency and Service Agreement (Pf Royalty I LLC), Transfer Agency and Service Agreement (Arca U.S. Treasury Fund)
Unauthorized Disclosure. As may be required by law and without limiting any either party’s 's rights in respect of a breach of this Section 11Section, each party will promptlywill:
Appears in 6 contracts
Samples: Agency and Service Agreement (Gabelli Go Anywhere Trust), Transfer Agency and Service Agreement (Tortoise Power & Energy Infrastructure Fund Inc), Transfer Agency and Service Agreement (Tortoise Power & Energy Infrastructure Fund Inc)
Unauthorized Disclosure. As may be required permissible by law and without limiting any party’s rights in respect of a breach of this Section 11, each party will promptly:
Appears in 5 contracts
Samples: Agency and Service Agreement, Agency and Service Agreement (Goldman Sachs BDC, Inc.), www.sec.gov
Unauthorized Disclosure. As may be required by law and without limiting any either party’s rights in respect of a breach of this Section 11Section, each party will promptly:
Appears in 4 contracts
Samples: Agreement (Virtus Global Dividend & Income Fund Inc.), Agreement (Zweig Fund Inc /Md/), Agency and Service Agreement (Virtus Global Multi-Sector Income Fund)
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Section 1112, each party will promptly:
Appears in 3 contracts
Samples: Agency and Service Agreement (BlackRock Resources & Commodities Strategy Trust), Agency and Service Agreement (Blackrock Debt Strategies Fund, Inc.), Agency and Service Agreement (Blackrock Floating Rate Income Strategies Fund, Inc.)
Unauthorized Disclosure. As may be required by law and without limiting any partyParty’s rights in with respect of to a breach of this Section 118, each party Party will promptly:
Appears in 3 contracts
Samples: Transfer Agency and Services Agreement (WisdomTree Digital Trust), Transfer Agency and Services Agreement (WisdomTree Digital Trust), Form of Transfer Agency and Services Agreement (WisdomTree Digital Trust)
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Section 119.13, each party will promptly:
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Innovus Pharmaceuticals, Inc.), Contingent Value Rights Agreement (Aytu Bioscience, Inc)
Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Section 1121, each party will promptly:
Appears in 2 contracts
Samples: Depositary Agreement (Firsthand Technology Value Fund, Inc.), Depositary Agreement (Delaware Investments Dividend & Income Fund, Inc)
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Section 1121, each party will promptly:
Appears in 2 contracts
Samples: Depositary Agreement (Delaware Investments Dividend & Income Fund, Inc), Depositary Agreement (Delaware Investments Dividend & Income Fund, Inc)
Unauthorized Disclosure. As may be required by law and without limiting any party’s party 's rights in respect of a breach of this Section 11, each party will promptly:
Appears in 2 contracts
Samples: Agency and Service Agreement (First Trust Energy Income & Growth Fund), Transfer Agency and Service Agreement (First Trust High Yield Opportunities 2027 Term Fund)
Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Section 1115, each party will promptly:
Appears in 2 contracts
Samples: Subscription Agent Agreement (Distribution Solutions Group, Inc.), Agent Agreement (Blackrock Corporate High Yield Fund, Inc.)
Unauthorized Disclosure. As may be required by applicable law and without limiting any party’s 's rights in respect of a breach of this Section 119, each party will promptly:
Appears in 2 contracts
Samples: Agency and Service Agreement (Eagle Point Credit Co Inc.), Transfer Agency and Service Agreement (Nuveen Churchill Direct Lending Corp.)
Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Section 119.13, each party will promptly:
Appears in 1 contract
Samples: Contingent Value Rights Agreement (Aytu Bioscience, Inc)
Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Section 1120, each party will promptly:
Appears in 1 contract
Samples: Depositary Agreement (BlackRock Fixed Income Value Opportunities II)
Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Section 118.13, each party will promptly:
Appears in 1 contract
Samples: Contingent Value Rights Agreement (Mateon Therapeutics Inc)
Unauthorized Disclosure. As may be required by applicable law and without limiting any party’s rights in respect of a breach of this Section 11, each party hereto will promptly:
Appears in 1 contract
Samples: Agency and Service Agreement (Thornburg Income Builder Opportunities Trust)
Unauthorized Disclosure. As may be required by law and without limiting any either party’s 's rights in respect of a breach of this Section 11Section, each party will promptly:
Appears in 1 contract
Samples: Agreement (Duff & Phelps Select Energy MLP Fund Inc.)
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Article III, Section 1110, each party will promptly:
Appears in 1 contract
Samples: Depositary and Information Agent Agreement (Delaware Investments Dividend & Income Fund, Inc)
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Section 117.14, each party will promptly:
Appears in 1 contract
Samples: Contingent Value Rights Agreement (Midsouth Bancorp Inc)
Unauthorized Disclosure. As may be required by law and without limiting any party’s rights in respect of a breach of this Section 118.11, each party will promptly:
Appears in 1 contract
Samples: Contingent Value Rights Agreement (Leap Wireless International Inc)
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Section 1116, each party will promptly:
Appears in 1 contract
Unauthorized Disclosure. As may be required by law and without limiting any party’s 's rights in respect of a breach of this Section 1122, each party will promptly:
Appears in 1 contract
Samples: Dutch Tender Depositary Agreement (Firsthand Technology Value Fund, Inc.)
