Trading of Securities. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, the Securities shall be qualified for public trading in Canada and able to be traded freely by the Purchasers under the Canadian Securities Laws and the public and no prospectus or other document is required to be filed under the Canadian Securities Laws, no proceeding is required to be taken in connection therewith under the Canadian Securities Laws, and no approval, permit, consent or authorization of regulatory authorities is required to be obtained by the Purchasers or the Company under Canadian Securities Laws to permit such trades.
Trading of Securities. Neither Purchaser nor any of its officers, directors, shareholders, employees, affiliates, agents or representatives have violated any laws, statutes, Orders, ordinances and regulations, whether federal, state, local or foreign, arising out of or in any way related to the issuance of or trading in the capital securities of Purchaser, including, without limitation, Rule 10b-5 of the Exchange Act.
Trading of Securities. At Closing Time, the Securities may be traded on the Global Market of NASDAQ.
Trading of Securities. With respect to the purchase, sale or disposition of the securities of the Company, prior to the termination of this Agreement, and in accordance with its terms, (a) Nominee agrees to consult with Politan regarding such purchases, sales or dispositions of any securities of the Company and to provide Politan with any information that Politan requests following such purchases or sales so that Politan may comply with any applicable disclosure or other obligations which may result from such purchases, sales or dispositions and (b) Politan, or one of its affiliates, shall prepare and complete any required disclosures, including all regulatory filings related thereto, at no cost to Nominee. Notwithstanding anything to the contrary in this Agreement or any other agreement existing as of the date hereof, upon Nominee’s election or appointment to the Board of Directors, as applicable, (x) Nominee shall be under no obligation to consult with or obtain Politan’s consent or the consent of any of Politan’s affiliates regarding any purchases or sales of securities of the Company and (y) Politan and its affiliates shall not be required to prepare or complete any disclosures, including any regulatory filings, regarding any purchases or sales of securities of the Company by Nominee. Subject to the restrictions on, and obligations of, Nominee under this Section 5, none of the restrictions set forth in this Agreement shall be interpreted to restrict Nominee from trading for Nominee’s own account in the securities of any issuer.
Trading of Securities. Securities laws prohibit any person from trading in the Company's securities while in possession of significant information concerning the Company which has not already been disclosed to the investing public, or from disclosing such information to another person who is likely to trade in the Company's securities. In addition, no Representative shall trade in the Company's securities during the period commencing five (5) trading days prior to and ending one (1) trading day following the release of the Company's quarterly or annual financial results. Similarly, no Representative shall trade in securities of any of the Company's associates or affiliates (as defined in the SECURITIES ACT (ONTARIO)) which are public companies during the period commencing five (5) trading days prior to and ending one (1) trading day following the release of the quarterly or annual results of such public companies.
Trading of Securities. Marwich Colorado’s common stock has been approved by the NASD for trading on the Over-the-Counter Bulletin Board and there has not been any stop order suspending the trading of Marwich Colorado’s common stock or the initiation of any proceedings for that purpose.
Trading of Securities. The Receiving Party hereby acknowledges that it is aware of its, and that each of its Affiliates and Representatives apprised of any of the matters herein have been or will be advised of their, responsibilities under United States federal and state securities laws regarding trading in securities while in possession of material non-public information obtained from or on behalf of the issuer thereof and with respect to providing such information to other persons who purchase or sell securities of such issuer.
Trading of Securities. The Disclosure and Xxxxxxx Xxxxxxx Policy of the Corporation sets forth the prohibitions concerning unauthorized trades of the Corporation's securities and other guidelines that must be respected by Representatives with respect to trades of the Corporation's securities.
Trading of Securities. With respect to the purchase or sale of the securities of the Company prior to the termination of this Agreement in accordance with its terms, (i) you agree not to purchase or sell any securities of the Company without obtaining prior and expressly written consent from Farallon before a prospective purchase or sale and that in the event Farallon provides such prior written consent to provide Farallon with any information requested by Farallon following such purchases or sales so that we may comply with any applicable disclosure or other obligations which may result from such purchases or sales and (ii) except as otherwise agreed by Xxxxxxxx and you, Farallon or its affiliates shall prepare and complete any required disclosures, including all regulatory filings related thereto, at no cost to you. With respect to any purchases made pursuant to this paragraph, you agree not to dispose of any such securities prior to the termination of this Agreement without the prior consent of Farallon. In the event of any termination pursuant to clause (d) of Section 12, you agree not to purchase any securities of the Company prior to the close of business on the date that is 120 days after the termination of this Agreement. Notwithstanding anything to the contrary in this Agreement or any other agreement existing as of the date hereof, upon your election or appointment to the Board of Directors, (a) you shall be under no obligation to consult with or obtain the consent of Farallon or its affiliates regarding any purchases or sales of securities of the Company and (b) Farallon and its affiliates shall not be required to prepare or complete any disclosures, including any regulatory filings, regarding any purchases or sales of securities of the Company by you.
Trading of Securities. Marwich’s common stock has been approved by the NASD for trading on the Over-the-Counter Bulletin Board and there has not been any stop order suspending the trading of Marwich’s common stock or the initiation of any proceedings for that purpose.
