Common use of Restricted Securities Clause in Contracts

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 231 contracts

Samples: Securities Purchase Agreement (Skye Bioscience, Inc.), Securities Purchase Agreement (vTv Therapeutics Inc.), Securities Purchase Agreement (Immunic, Inc.)

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Restricted Securities. Such Investor understands that the Securities Shares are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 55 contracts

Samples: Securities Purchase Agreement (Eliem Therapeutics, Inc.), Securities Purchase Agreement (Skye Bioscience, Inc.), Stock Purchase Agreement (Vaccinex, Inc.)

Restricted Securities. Such Investor understands The Investors understand that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 45 contracts

Samples: Securities Purchase Agreement (NanoVibronix, Inc.), Securities Purchase Agreement (NanoVibronix, Inc.), Securities Purchase Agreement (NanoVibronix, Inc.)

Restricted Securities. Such The Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 44 contracts

Samples: Securities Purchase Agreement (National Art Exchange, Inc.), Securities Purchase Agreement (Selecta Biosciences Inc), Securities Purchase Agreement (Hale Martin M Jr)

Restricted Securities. Such The Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 29 contracts

Samples: Purchase Agreement (Vitalstream Holdings Inc), Purchase Agreement (Alliance Pharmaceutical Corp), Purchase Agreement (Hemoxymed Inc)

Restricted Securities. Such Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 28 contracts

Samples: Purchase Agreement (Sphere 3D Corp), Purchase Agreement (Sphere 3D Corp), Purchase Agreement (Sphere 3D Corp)

Restricted Securities. Such Investor understands that the Securities it is purchasing are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Act, only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 17 contracts

Samples: Purchase Agreement (CleanTech Biofuels, Inc.), Warrant Purchase Agreement (Digital Generation Systems Inc), Rights Agreement (Adknowledge Inc)

Restricted Securities. Such Investor understands that the Transaction Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as since they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 15 contracts

Samples: Securities Purchase Agreement (Splash Beverage Group, Inc.), Securities Purchase Agreement (Splash Beverage Group, Inc.), Securities Purchase Agreement (Splash Beverage Group, Inc.)

Restricted Securities. Such The Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act of 1933, as amended (the "Securities Act") only in certain limited circumstances. In connection therewith, each lender represents that it is familiar with Rule 144 under the Securities Act, as presently in effect, and understands the resale limitations imposed thereby and by the Securities Act.

Appears in 14 contracts

Samples: Convertible Promissory Note and Warrant Purchase Agreement (VG Life Sciences Inc.), And Warrant Purchase Agreement (VG Life Sciences Inc.), And Warrant Purchase Agreement (VG Life Sciences Inc.)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 13 contracts

Samples: Securities Purchase Agreement (Roadzen Inc.), Securities Purchase Agreement (Pacific Biosciences of California, Inc.), Securities Purchase Agreement (American Virtual Cloud Technologies, Inc.)

Restricted Securities. Such Investor understands that the Securities are will be characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Act, only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 13 contracts

Samples: Preferred Stock Purchase Agreement, Preferred Stock Purchase Agreement, Stock Purchase Agreement

Restricted Securities. Such The Investor understands that the --------------------- Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 8 contracts

Samples: Exchange Agreement (Amerigon Inc), Purchase Agreement (Amerigon Inc), Purchase Agreement (Boston Life Sciences Inc /De)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities Securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 8 contracts

Samples: Securities Purchase Agreement (Prelude Therapeutics Inc), Securities Purchase Agreement (Baker Bros. Advisors Lp), Securities Purchase Agreement (Celcuity Inc.)

Restricted Securities. Such Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 8 contracts

Samples: Common Stock and Warrant Purchase Agreement (Digital Generation Systems Inc), Note and Warrant Purchase Agreement (DSL Net Inc), Note and Warrant Purchase Agreement (DSL Net Inc)

Restricted Securities. Such The Investor understands that the Securities Shares are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 8 contracts

Samples: Securities Purchase Agreement (MeiraGTx Holdings PLC), Securities Purchase Agreement (Spectrum Pharmaceuticals Inc), Stock Purchase Agreement (Vaccinex, Inc.)

Restricted Securities. Such The Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances. The Investor has been advised or is aware that it may be deemed to be an “affiliate” of the Company within the meaning of the Securities Act following the execution of this Agreement.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Energous Corp), Securities Purchase Agreement (Dialog Semiconductor PLC), Securities Purchase Agreement (Dialog Semiconductor PLC)

Restricted Securities. Such The Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 7 contracts

Samples: Securities Purchase Agreement (GigOptix, Inc.), Securities Purchase Agreement (Infospace Inc), Securities Purchase Agreement (Firstcity Financial Corp)

Restricted Securities. Such Investor The Purchaser understands that the Securities are will be characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering private placement under Section 4(a)(2) of the 1933 Act and that under such laws and applicable regulations such securities Securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Bellicum Pharmaceuticals, Inc), Subscription Agreement (Proteostasis Therapeutics, Inc.), Securities Purchase Agreement (Idera Pharmaceuticals, Inc.)

Restricted Securities. Such Investor The Purchaser understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable state laws and regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 7 contracts

Samples: Securities Purchase Agreement (United Energy Corp /Nv/), Purchase Agreement (Hearusa Inc), Purchase Agreement (Hearusa Inc)

Restricted Securities. Such Investor The Purchaser understands that the Securities are will be characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering private placement under Section 4(a)(2) of the 1933 Act and that that, under such laws and applicable regulations regulations, such securities Securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 6 contracts

Samples: Subscription Agreement (ARCA Biopharma, Inc.), Subscription Agreement (Q32 Bio Inc.), Agreement and Plan of Merger (Neoleukin Therapeutics, Inc.)

Restricted Securities. Such Investor understands that the Securities it is purchasing are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Act, only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 6 contracts

Samples: Confidential Treatment Requested (Vitae Pharmaceuticals, Inc), Confidential Treatment Requested (Vitae Pharmaceuticals, Inc), Research Collaboration and License Agreement (Vitae Pharmaceuticals, Inc)

Restricted Securities. Such Investor understands that the Securities Securities, and the components thereof, are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as since they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Intellinetics, Inc.), Securities Purchase Agreement (Intellinetics, Inc.), Note Purchase Agreement (Intellinetics, Inc.)

Restricted Securities. Such Investor understands that the Securities it is purchasing are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 5 contracts

Samples: Common Stock Purchase Agreement (Clearcommerce Corp), Preferred Stock Purchase Agreement (Netzero Inc), Stock Purchase Agreement (Webridge Inc)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Usio, Inc.), Securities Purchase Agreement (Usio, Inc.), Note Purchase Agreement (Argos Therapeutics Inc)

Restricted Securities. Such Investor Subscriber understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 5 contracts

Samples: Note Purchase Agreement (BioLife4D Corp), Note Purchase Agreement (BioLife4D Corp), Note Purchase Agreement (BioLife4D Corp)

Restricted Securities. Such Investor The Purchaser understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws, applicable state laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 5 contracts

Samples: Purchase Agreement (Fonar Corp), Purchase Agreement (Nexmed Inc), Purchase Agreement (Genome Therapeutics Corp)

Restricted Securities. Such Investor understands that the Securities Units, and the components thereof, are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as since they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Icagen, Inc.), Securities Purchase Agreement (Icagen, Inc.), Securities Purchase Agreement (Icagen, Inc.)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and have not been registered under the 1933 Act or any state securities law in reliance on the availability of an exemption from such registration and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Ocular Therapeutix, Inc), Securities Purchase Agreement (Solid Biosciences Inc.), Securities Purchase Agreement (Arvinas, Inc.)

Restricted Securities. Such The Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 4 contracts

Samples: Purchase Agreement (Unigene Laboratories Inc), Purchase Agreement (Medical Dynamics Inc), Debenture and Warrant Purchase Agreement (Antares Pharma Inc)

Restricted Securities. Such Investor understands that the Securities it is purchasing are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 4 contracts

Samples: Preferred Stock Purchase Agreement, Preferred Stock Purchase Agreement (Motive Inc), Preferred Stock Purchase Agreement (Motive Inc)

Restricted Securities. Such Investor understands that the Securities are will be characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Securities Act, only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Securities Act.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Odyssey Marine Exploration Inc), Purchase Agreement (Odyssey Marine Exploration Inc), Purchase Agreement (Odyssey Marine Exploration Inc)

Restricted Securities. Such Investor understands The Investors understand that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 4 contracts

Samples: Credit Agreement (Pacific Ethanol, Inc.), Securities Purchase Agreement (Pacific Ethanol, Inc.), Securities Purchase Agreement (Pacific Ethanol, Inc.)

Restricted Securities. Such The Investor understands that the Securities it is purchasing are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Act, only in certain limited circumstances.

Appears in 4 contracts

Samples: Share Purchase Agreement (Xunlei LTD), Share Purchase Agreement (Xunlei LTD), Share Purchase Agreement (Xunlei LTD)

Restricted Securities. Such Investor The Purchaser understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws, applicable state laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 4 contracts

Samples: Purchase Agreement (Nexmed Inc), Purchase Agreement (Nexmed Inc), Preferred Stock Purchase Agreement (Harken Energy Corp)

Restricted Securities. Such Investor Purchaser understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 4 contracts

Samples: Junior Secured Convertible Note Purchase Agreement (Determine, Inc.), Junior Secured Convertible Note Purchase Agreement (Determine, Inc.), Junior Secured Convertible Note Purchase Agreement (Selectica Inc)

Restricted Securities. Such Investor The Purchaser understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 3 contracts

Samples: Purchase Agreement This Purchase Agreement (Clickaction Inc), Note Purchase Agreement (Eagle Wireless International Inc), Purchase Agreement (Kupper Parker Communications Inc)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances. Furthermore, Investor agrees that no direct or indirect transfers of Series C Preferred Stock can be made by the Investor prior to January 1, 2010.

Appears in 3 contracts

Samples: Securities Purchase Agreement (FUND.COM Inc.), Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (FUND.COM Inc.)

Restricted Securities. Such The Investor understands that the Securities Shares are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 3 contracts

Samples: Purchase Agreement (Vitalstream Holdings Inc), Purchase Agreement (Artisoft Inc), Purchase Agreement (On Technology Corp)

Restricted Securities. Such Investor Xxxxxx understands that the Securities securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company Borrower in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 3 contracts

Samples: TRANS LUX Corp, Remark Media, Inc., Remark Media, Inc.

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold or otherwise transferred without registration under the 1933 Act only in certain limited circumstances.

Appears in 3 contracts

Samples: Purchase Agreement (Caprius Inc), Purchase Agreement (Caprius Inc), Purchase Agreement (Caprius Inc)

Restricted Securities. Such Investor understands that the Securities it is purchasing are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Act, only in certain limited circumstances.

Appears in 3 contracts

Samples: Share Purchase Agreement, Share Purchase Agreement (Xunlei LTD), Share Purchase Agreement (Xunlei LTD)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities the Securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances. In connection therewith, such Investor represents that it is familiar with Rule 144 under the Securities Act, as presently in effect, and understands the resale limitations imposed thereby and by the Securities Act.

Appears in 2 contracts

Samples: Intercreditor Agreement (Syncardia Systems Inc), Note and Warrant Purchase Agreement (HTG Molecular Diagnostics, Inc)

Restricted Securities. Such Investor It understands that the Securities are characterized as “restricted securities” under the U.S. federal and Canadian securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Recapitalization Agreement (Abiomed Inc), Recapitalization Agreement (New Leaf Ventures II, L.P.)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances. The Company acknowledges and agrees that no Investor has made or makes any representations or warranties with respect to the transactions contemplated hereby other than those specifically set forth in this Section 3.2.

Appears in 2 contracts

Samples: Securities Purchase Agreement (I Many Inc), Securities Purchase Agreement (Zf Partners Lp)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstancescircumstances and in compliance with applicable federal and state securities laws.

Appears in 2 contracts

Samples: Bridge Loan Agreement (Smart Move, Inc.), Bridge Loan Agreement (Smart Move, Inc.)

Restricted Securities. Such Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances. The Investor is familiar with Rule 144 under the 1933 Act and understands the resale limitations imposed thereunder.

Appears in 2 contracts

Samples: Security Agreement (Zila Inc), Registration Rights Agreement (Zila Inc)

Restricted Securities. Such Each Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act of 1933, as amended (the "Act"), only in certain limited circumstances. In this connection, each Investor represents that he is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Xiox Corp), Stock Purchase Agreement (Xiox Corp)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Sap Se), Securities Purchase Agreement (Castlight Health, Inc.)

Restricted Securities. Such Investor understands that the Securities are will be characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities Securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Redeemable Convertible Preferred Stock and Warrant Purchase (Telesis Bio Inc.), Redeemable Convertible Preferred Stock Purchase Agreement (Dicerna Pharmaceuticals Inc)

Restricted Securities. Such Each Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Form of Securities Purchase Agreement (Delta Technology Holdings LTD), Form of Securities Purchase Agreement (China Commercial Credit Inc)

Restricted Securities. Such Investor understands The Investors understand that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Cyclacel Pharmaceuticals, Inc.), Securities Purchase Agreement (Pacific Ethanol, Inc.)

Restricted Securities. Such Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Securities Act, only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Securities Act.

Appears in 2 contracts

Samples: Shareholders' Agreement (Discovery Partners International Inc), Shareholders' Agreement (Discovery Partners International Inc)

Restricted Securities. Such The Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are the Securities being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities the Restricted Securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Subscription Agreement (Electric Aquagenics Unlimited Inc), Subscription Agreement (Electric Aquagenics Unlimited Inc)

Restricted Securities. Such Investor understands that the Securities securities it is purchasing are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Act, only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 2 contracts

Samples: Voting Agreement (Adknowledge Inc), Investor Rights Agreement (Adknowledge Inc)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Securities Exchange Agreement (RCS Capital Corp), Securities Purchase Agreement (RCS Capital Corp)

Restricted Securities. Such Investor Lender understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company Borrower in a transaction not involving a public offering and that under such laws and applicable regulations such securities none of the Securities may be resold without except pursuant to an effective registration statement under the 1933 Securities Act only in certain limited circumstancesor an exemption from the registration requirements of the Securities Act.

Appears in 2 contracts

Samples: Facility Agreement (ADC Therapeutics SA), Facility Agreement (ADC Therapeutics SA)

Restricted Securities. Such The Investor understands understand that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Memberhsip Unit Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.)

Restricted Securities. Such Investor Noteholder understands that the Securities Securities, and the components thereof, are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as since they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Note Exchange Agreement, Note Exchange Agreement (Intellinetics, Inc.)

Restricted Securities. Such Investor understands that the Securities securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act of 1933, as amended (the “Act”), only in certain limited circumstances. Such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 2 contracts

Samples: Share and Warrant Purchase Agreement (Frelii, Inc.), Note and Warrant Purchase Agreement (Network Cn Inc)

Restricted Securities. Such Investor understands that the Securities Shares are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations regulations, such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Securities Purchase Agreement (ASTROTECH Corp), Securities Purchase Agreement (ASTROTECH Corp)

Restricted Securities. Such The Investor understands that the Securities are will be characterized as “restricted securities” under the U.S. federal securities laws laws, inasmuch as they are being acquired from the Company in a transaction not involving a public offering offering, and that under such laws and applicable regulations such securities Securities may not be resold without registration under the 1933 Act only Act, except in certain limited circumstances.

Appears in 2 contracts

Samples: Preferred Stock Purchase Agreement (WhiteSmoke, Inc.), Preferred Stock Purchase Agreement (WhiteSmoke, Inc.)

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Restricted Securities. Such The Investor understands that the Securities Units, and the components thereof, are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as since they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Asiya Pearls, Inc.), Securities Purchase Agreement (Propell Technologies Group, Inc.)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Exchange Agreement, Exchange Agreement (Turtle Beach Corp)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that that, under such laws and applicable regulations regulations, such securities may not be resold without unless in a registered offering or pursuant to an exemption from the registration requirements under the 1933 Act only in certain limited circumstancesSecurities Act.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Local Bounti Corporation/De), Securities Purchase Agreement (Local Bounti Corporation/De)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances. Such Investor understands that such Underlying Ordinary Shares shall not be deposited in any depositary facility established or maintained by a depositary bank unless it is a restricted depositary facility.

Appears in 2 contracts

Samples: Securities Purchase Agreement (General Atlantic, L.P.), Securities Purchase Agreement (Immunocore Holdings PLC)

Restricted Securities. Such Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances. In this connection, such Investor represents that it understands the resale limitations imposed by the 1933 Act.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Soros George), Stock Purchase Agreement (Langone Kenneth G)

Restricted Securities. Such Investor understands that --------------------- the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 2 contracts

Samples: Purchase Agreement (Telular Corp), Purchase Agreement (Vantagemed Corp)

Restricted Securities. Such Investor understands that the Placement Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities Placement Securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 1 contract

Samples: Securities Purchase Agreement (Karyopharm Therapeutics Inc.)

Restricted Securities. Such Investor The Purchaser understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable state laws and regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 1 contract

Samples: Purchase Agreement (Knockout Holdings, Inc.)

Restricted Securities. Such Investor understands that the --------------------- Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 1 contract

Samples: Common Stock and Warrant (Ginsburg Scott K)

Restricted Securities. Such Investor understands The Noteholders understand that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 1 contract

Samples: Senior Secured Note Amendment Agreement (Pacific Ethanol, Inc.)

Restricted Securities. Such Investor understands that the Securities it is purchasing are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering offering, and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Bab Holdings Inc)

Restricted Securities. Such Investor understands that the --------------------- Securities it is purchasing are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.such

Appears in 1 contract

Samples: Series C Preferred Stock Purchase Agreement (Agile Software Corp)

Restricted Securities. Such Investor understands The Investors understand that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstancescircumstances and subject to compliance with the Securities Act and other applicable federal and state securities laws.

Appears in 1 contract

Samples: Securities Purchase Agreement (SGX Pharmaceuticals, Inc.)

Restricted Securities. Such The Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a 28368_1 transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 1 contract

Samples: Purchase Agreement (Medical Dynamics Inc)

Restricted Securities. Such The Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering offering, and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Act, only in certain limited circumstances.. In this connection, the Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act. 4.6

Appears in 1 contract

Samples: Securities Purchase Agreement (Gigabeam Corp)

Restricted Securities. Such Investor understands that the Securities it is purchasing are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Act, only in certain limited circumstances.

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Nhancement Technologies Inc)

Restricted Securities. Such Investor Each Owner understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company Buyer in a transaction not involving a public offering and that under such laws and applicable regulations such securities Securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 1 contract

Samples: Stock Purchase Agreement (Knight Energy Corp.)

Restricted Securities. Such Investor understands that the --------------------- Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may not be resold without registration under the 1933 Act only Act, except in certain limited circumstances. In this connection, such Investor represents that such Investor is familiar with SEC Rule 144 promulgated by the Securities and Exchange Commission, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 1 contract

Samples: Series a Preferred Stock Purchase Agreement (Agile Software Corp)

Restricted Securities. Such Investor understands that the Securities Pre-Funded Warrants and Warrant Shares are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 1 contract

Samples: Securities Purchase Agreement (RAPT Therapeutics, Inc.)

Restricted Securities. Such Investor Purchaser understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch law in as much as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 1 contract

Samples: Securities Purchase Agreement (Repros Therapeutics Inc.)

Restricted Securities. Such Investor understands Investors understand that the Securities Shares they are purchasing are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.inasmuch

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Endocare Inc)

Restricted Securities. Such Investor understands that the Securities Shares are and any Warrants will be characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 1 contract

Samples: Stock Purchase Agreement (Vaccinex, Inc.)

Restricted Securities. Such Investor understands that the Transaction Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as since they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such Transaction securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 1 contract

Samples: Securities Purchase Agreement (Bridgeline Digital, Inc.)

Restricted Securities. Such Investor It understands that the Securities are characterized as "restricted securities" under the U.S. federal and Canadian securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 1 contract

Samples: Recapitalization Agreement (World Heart Corp)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances. Such Investor understands that the Company is under no obligation to register any of the Securities under the 1933 Act other than as set forth in Section 2(b) of this Agreement.

Appears in 1 contract

Samples: Purchase Agreement (Mac Filmworks Inc)

Restricted Securities. Such The Investor understands understand that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may not be resold without registration under the 1933 Securities Act or such applicable securities laws and rules of Canada and only in certain limited circumstances.

Appears in 1 contract

Samples: Securities Purchase Agreement (ParcelPal Logistics Inc.)

Restricted Securities. Such The Investor understands that the Securities are characterized as "restricted securities" under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.. 13

Appears in 1 contract

Samples: Purchase Agreement (Axeda Systems Inc)

Restricted Securities. Such Investor understands that the Securities Shares and the Warrants are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances.

Appears in 1 contract

Samples: Securities Purchase Agreement (SAB Biotherapeutics, Inc.)

Restricted Securities. Such Investor Subscriber understands that the Transaction Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as since they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 1 contract

Samples: Securities Purchase Agreement (DecisionPoint Systems, Inc.)

Restricted Securities. Such The Investor understands that the Securities are will be characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities Securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 1 contract

Samples: Series a Convertible Preferred Subscription Agreement (Novavax Inc)

Restricted Securities. Such The Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Securities Act only in certain limited circumstances.

Appears in 1 contract

Samples: Securities Purchase Agreement (Threshold Pharmaceuticals Inc)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may not be resold without registration under the 1933 Act only except in certain limited circumstances.

Appears in 1 contract

Samples: Stock Purchase Agreement (Interleukin Genetics Inc)

Restricted Securities. Such Investor understands that the Securities are Notes and the Shares will be characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Act, only in certain limited circumstances. Such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Javo Beverage Co Inc)

Restricted Securities. Such Investor understands that the Securities Shares are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances, including additional limitations applicable to former shell companies such as the Company.

Appears in 1 contract

Samples: Purchase Agreement (hopTo Inc.)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without (i) pursuant to an effective registration statement or (ii) pursuant to an exemption from registration under the 1933 Act only in certain limited circumstancesSecurities Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (In8bio, Inc.)

Restricted Securities. Such Investor understands that the Securities are will be characterized as “restricted securities” under the U.S. United States federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act Act, only in certain limited circumstances. In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Qlik Technologies Inc)

Restricted Securities. Such Investor understands that the Securities Shares are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstancespursuant to exemptions from the registration requirements thereof.

Appears in 1 contract

Samples: Securities Purchase Agreement (Invitae Corp)

Restricted Securities. Such Investor understands that the Securities are characterized as “restricted securities” under the U.S. federal securities laws inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may be resold without registration under the 1933 Act only in certain limited circumstances. 5.7.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cancer Genetics, Inc)

Restricted Securities. Such Investor understands that the Offered Securities are characterized as “restricted securities” as defined in Rule 144 promulgated under the U.S. federal securities laws Act inasmuch as they are being acquired from the Company in a transaction not involving a public offering and that under such laws and applicable regulations such securities may not be resold without registration under the 1933 Act only Act, except in certain limited circumstances. Such Investor is familiar with Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (SafeStitch Medical, Inc.)

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