Professional Investor Sample Clauses

Professional Investor. An investor who possesses the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs. In order to be considered a professional investor, the investor must fall in one of the following categories:
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Professional Investor. This Margin Account shall be offered only to professional investors as defined under the Securities and Futures Ordinance, as the same may be amended from time to time. By applying for the same, the Client represents that he is a professional investor and holds COL free and harmless from relying on such representation.
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Professional Investor. 客戶如依法令規定為專業投資人，或已簽署或將簽署專業投資人聲明書而成為專業投資人，即不再受金融消費者保護法之保護。 If the Client is a professional investor under the laws and regulations, or has signed or will sign a Professional Investor Statement, and thus is categorized as a professional investor, the Financial Consumer Protection Act will not apply.
Sample 1
Professional Investor. The Seller is a professional investor within a category of person described in section 3(a), (c) and (d) of the Securities and Futures (Professional Investor) Rules under the SFO and that it has been assessed as satisfying the criteria in paragraph 15.3A(b) of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission (an "Eligible Corporate Professional Investor"), and has read and understood the Professional Investor Treatment Notice (in the form set out in Appendix IV of this Agreement) and acknowledges and agrees to the representations, waivers and consents contained in the Professional Investor Treatment Notice, in which the expressions "you" or "your" shall mean the Seller, and "us" or "our" shall mean the Placing Agent. The Seller undertakes to immediately notify JPM in writing if any of its representations or warranties was not correct when made or ceases to be correct prior to the Closing Time. Annex III
Sample 1
Professional Investor. The Company has read and understood the Professional Investor Treatment Notice set forth in Schedule 7 and acknowledges and agrees to the representations, waivers and consents contained in such applicable notice, in which the expressions “you” or “your” shall mean “the Company”, and “we” or “us” or “our” shall mean the Joint Sponsors, the Joint Representatives, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers and the Hong Kong Underwriters.
Sample 1
Professional Investor. The Company has read and understood the Professional Investor Treatment Notice and acknowledges and agrees to the representations waivers and consents contained in the Professional Investor Treatment Notice. For the purpose of this provision, the words "you" and "your" in the Professional Investor Treatment Notice shall means "the Company" and "the Company's" respectively.
Sample 1
Professional Investor. The Selling Shareholder has read and understood the Professional Investor Treatment Notice and acknowledges and agrees to the representations, warranties and consents contained in the Professional Investor Treatment Notice. For the purpose of this provision, the words "you" or "your" in the Professional Investor Treatment Notice shall mean "the Selling Shareholder" and "the Selling Shareholder's" respectively. SIGNATURE PAGE THE COMPANY SIGNED by Xx Xxx Xxxx, Xxxxxx for and on behalf of NAM TAI ELECTRONIC & ELECTRICAL PRODUCTS LIMITED /s/ Xxxxxx Xxx Xxxx Xxx Xxxxxx Xxx Xxxx Xxx Xxxxxxx Xxxxxx & Master Solicitor, Hong Kong SAR THE SELLING SHAREHOLDER SIGNED by Xx Xxx Xxxx, Xxxxxx for and on behalf of NAM TAI ELECTRONICS, INC. /s/ Xxxxxx Xxx Xxxx Xxx Xxxxxx Xxx Xxxx Xxx Xxxxxxx Xxxxxx & Master Solicitor, Hong Kong SAR THE EXECUTIVE DIRECTORS SIGNED by Xx Xxx Xxxx, Xxxxxx as attorney for XXXX XXXX LING /s/ Xxxxxx Xxx Xxxx Xxx Xxxxxx Xxx Xxxx Xxx Xxxxxxx Xxxxxx & Master Solicitor, Hong Kong SAR SIGNED by Xx Xxx Xxxx, Xxxxxx as attorney for GUY XXXX XXXXXXXX BINDELS /s/ Xxxxxx Xxx Xxxx Xxx Xxxxxx Xxx Xxxx Xxx Xxxxxxx Xxxxxx & Master Solicitor, Hong Kong SAR SIGNED by Xxxxxxxx Orders for and on behalf of THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED /s/ Xxxxxxxx orders /s/ [ILLEGIBLE] CHOW KA XXX XXXXX LINKLATERS SOLICITOR, HONG KONG SAR THE PUBLIC OFFER UNDERWRITERS SIGNED by Xxxxxxxx Orders of THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED as the duly authorised agent or attorney of: /s/ Xxxxxxxx orders BNP PARIBAS PEREGRINE CAPITAL LIMITED NOMURA INTERNATIONAL (HONG KONG) LIMITED CAZENOVE ASIA LIMITED DBS ASIA CAPITAL LIMITED VC CEF CAPITAL LIMITED /s/ [ILLEGIBLE] Chow Ka Xxx Xxxxx Linkiaters
Sample 1
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Professional Investor. The Selling Shareholder has read and understood the Professional Investor Treatment Notice and acknowledges and agrees to the representations, warranties and consents contained in the Professional Investor Treatment Notice. For the purpose of this provision, the words "you" or "your" in the Professional Investor Treatment Notice shall mean "the Selling Shareholder" and "the Selling Shareholder's" respectively. THE COMPANY SIGNED by for and on behalf of } NAM TAI ELECTRONIC & ELECTRICAL PRODUCTS LIMITED THE SELLING SHAREHOLDER SIGNED by for and on behalf of } NAM TAI ELECTRONICS, INC. SIGNED by XXXX XXXX LING } SIGNED by GUY XXXX XXXXXXXX BINDELS } SIGNED by Xxxxxxxx Orders for and on behalf of } THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED THE INTERNATIONAL PLACING UNDERWRITERS SIGNED by Xxxxxxxx Orders of THE HONGKONG AND SHANGHAI } BANKING CORPORATION LIMITED as the duly authorised agent or attorney of: BNP PARIBAS PEREGRINE CAPITAL LIMITED NOMURA INTERNATIONAL (HONG KONG) LIMITED CAZENOVE ASIA LIMITED DBS ASIA CAPITAL LIMITED VC CEF CAPITAL LIMITED
Sample 1
Professional Investor. Borrower represents and warrants to Lender that Borrower is a “Professional Investor” or an Accredited Investor, that both phrases imply the same, as defined by the Borrower’s domicile or by domicile of Issuer. If Borrower is an entity, the key benefactors of the entity are Professional or Accredited Investors.
Sample 1

Related to Professional Investor

  • Additional Investors Notwithstanding anything to the contrary contained herein, if the Company issues additional shares of the Company’s Preferred Stock after the date hereof, any purchaser of such shares of Preferred Stock may become a party to this Agreement by executing and delivering an additional counterpart signature page to this Agreement, and thereafter shall be deemed an “Investor” for all purposes hereunder. No action or consent by the Investors shall be required for such joinder to this Agreement by such additional Investor, so long as such additional Investor has agreed in writing to be bound by all of the obligations as an “Investor” hereunder.

  • Investor 2.1 The Investor, by following a Strategy of a Strategy Provider, hereby agrees to the following:

  • Investors Investors will be instructed by a Dealer Manager or any soliciting dealers retained by RCS on behalf of the Dealer Managers (the “Soliciting Dealers”) to remit the purchase price in the form of checks (hereinafter “instruments of payment”) payable to the order of, or funds wired in favor of, “UMB BANK, NATIONAL ASSOCIATION, ESCROW AGENT FOR AMERICAN REALTY CAPITAL PROPERTIES, INC.” Any checks made payable to a party other than the Escrow Agent shall be returned to the Dealer Manager or Soliciting Dealer that submitted the check. By 12:00 p.m. (EST) the next business day after receipt of instruments of payment from the Offering, the Company or a Dealer Manager shall furnish the Escrow Agent with a list of the Investors who have paid for the Securities showing the name, address, tax identification number, the amount of Securities subscribed for purchase and the amount paid. The information comprising the identity of Investors shall be provided to the Escrow Agent in substantially the format set forth in the “List of Investors” attached hereto as Exhibit B. When a Soliciting Dealer’s internal supervisory procedures are conducted at the site at which the subscription agreement and check were initially received by Soliciting Dealer from the subscriber, such Soliciting Dealer shall transmit the subscription agreement and check for the purchase of Securities to the Escrow Agent by the end of the next business day following receipt of the check and subscription agreement for the purchase of Securities. When, pursuant to such Soliciting Dealer’s internal supervisory procedures, such Soliciting Dealer’s final internal supervisory procedures are conducted at a different location (the “Final Review Office”), such Soliciting Dealer shall transmit the check and subscription agreement to the Final Review Office by the end of the next business day following Soliciting Dealer’s receipt of the subscription agreement and check for the purchase of Securities. The Final Review Office will, by the end of the next business day following its receipt of the subscription agreement and check for the purchase of Securities, forward both the subscription agreement and check to the Escrow Agent. If any subscription agreement for the purchase of Securities solicited by a Soliciting Dealer is rejected by a Dealer Manager or the Company, then the subscription agreement and check for the purchase of Securities will be returned to the rejected subscriber within ten (10) business days from the date of rejection. All Investor Funds deposited in the Escrow Account shall not be subject to any liens or charges by the Company or the Escrow Agent, or judgments or creditors’ claims against the Company, until and unless released to the Company as hereinafter provided. The Company understands and agrees that the Company shall not be entitled to any Investor Funds on deposit in the Escrow Account and no such funds shall become the property of the Company, or any other entity except as released to the Company pursuant to Section 3, hereto. The Escrow Agent will not use the information provided to it by the Company for any purpose other than to fulfill its obligations as Escrow Agent hereunder. The Company and the Escrow Agent will treat all Investor information as confidential. The Escrow Agent shall not be required to accept any Investor Funds which are not accompanied by the information on the List of Investors.

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