Common use of Private Placement Clause in Contracts

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 1023 contracts

Samples: Securities Purchase Agreement (Aditxt, Inc.), Securities Purchase Agreement (Volcon, Inc.), Securities Purchase Agreement (T2 Biosystems, Inc.)

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Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 217 contracts

Samples: Securities Purchase Agreement (Barfresh Food Group Inc.), Securities Purchase Agreement (Chez Ronald L), Securities Purchase Agreement (Lpath, Inc)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 140 contracts

Samples: Securities Purchase Agreement (Bluejay Diagnostics, Inc.), Note Purchase Agreement (Bluejay Diagnostics, Inc.), Securities Purchase Agreement (Flewber Global Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 123 contracts

Samples: Securities Purchase Agreement (Kaixin Holdings), Securities Purchase Agreement (Artificial Intelligence Technology Solutions Inc.), Securities Purchase Agreement (Trio Petroleum Corp.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 66 contracts

Samples: Securities Purchase Agreement (Rubini Jonathan Brian), Securities Purchase Agreement (Eightco Holdings Inc.), Securities Purchase Agreement (Nauticus Robotics, Inc.)

Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Primary Market.

Appears in 47 contracts

Samples: Securities Purchase Agreement (Xos, Inc.), Securities Purchase Agreement (Kona Gold Beverage, Inc.), Securities Purchase Agreement (uCloudlink Group Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 24 contracts

Samples: Securities Purchase Agreement (Aptose Biosciences Inc.), Securities Purchase Agreement (Innovative Eyewear Inc), Securities Purchase Agreement (Innovative Eyewear Inc)

Private Placement. Assuming the accuracy of the Purchasers' representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 22 contracts

Samples: Securities Purchase Agreement (CTD Holdings Inc), Securities Purchase Agreement (GT Biopharma, Inc.), Securities Purchase Agreement (Defense Technologies International Corp.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 22 contracts

Samples: Securities Purchase Agreement (Chron Organization, Inc.), Securities Purchase Agreement (Barfresh Food Group Inc.), Securities Purchase Agreement (Cool Technologies, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 19 contracts

Samples: Securities Purchase Agreement (Presto Automation Inc.), Securities Purchase Agreement (Synthetic Biologics, Inc.), Stock Purchase Agreement (Bright Horizons Family Solutions Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 18 contracts

Samples: Securities Purchase Agreement (Digital Ally Inc), Securities Purchase Agreement (Exactus, Inc.), Securities Purchase Agreement (Digital Ally Inc)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketMarket applicable to the Company.

Appears in 16 contracts

Samples: Securities Purchase Agreement (Cardax, Inc.), Securities Purchase Agreement (Cardax, Inc.), Securities Purchase Agreement (Cardax, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Accredited Investor Questionnaires provided by the Purchasers, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 13 contracts

Samples: Securities Purchase Agreement (Fluent, Inc.), Securities Purchase Agreement (Unicycive Therapeutics, Inc.), Securities Purchase Agreement (Biofrontera Inc.)

Private Placement. Assuming the accuracy of the PurchasersInvestors’ representations and warranties set forth in Section 3.23.02, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Investors as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 12 contracts

Samples: Securities Purchase Agreement (Bruush Oral Care Inc.), Securities Purchase Agreement (Bruush Oral Care Inc.), Securities Purchase Agreement (Vitro Biopharma, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties of the Purchasers set forth in Section 3.2Sections 3.2(b)-(f), no registration under the Securities Act is required for the offer offer, issuance and sale of the Securities by the Company to the Purchasers as contemplated herebyhereby are exempt from the registration requirements of the Securities Act. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketPrincipal Market and no shareholder approval is required for the Company to fulfill its obligations under the Transaction Documents.

Appears in 12 contracts

Samples: Securities Purchase Agreement (Summus Inc Usa), Securities Purchase Agreement (Smartire Systems Inc), Securities Purchase Agreement (Path 1 Network Technologies Inc)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 12 contracts

Samples: Securities Purchase Agreement (BioSig Technologies, Inc.), Securities Purchase Agreement (Greenwave Technology Solutions, Inc.), Securities Purchase Agreement (Greenwave Technology Solutions, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is not required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 12 contracts

Samples: Securities Purchase Agreement (Sigma Labs, Inc.), Securities Purchase Agreement (DropCar, Inc.), Securities Purchase Agreement (Gratitude Health, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 10 contracts

Samples: Common Stock Purchase Agreement (Vision Sciences Inc /De/), Securities Subscription Agreement (Gentium S.p.A.), Securities Purchase Agreement (Crdentia Corp)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Accredited Investor Questionnaires provided by the Purchasers, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The Assuming the making and the obtaining of the Required Approvals, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 9 contracts

Samples: Securities Purchase Agreement (Alpine Immune Sciences, Inc.), Securities Purchase Agreement (Alpine Immune Sciences, Inc.), Securities Purchase Agreement (Hipcricket, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Buyer’s representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyer as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Primary Market.

Appears in 8 contracts

Samples: Unit Purchase Agreement (JanOne Inc.), Securities Purchase Agreement (Sono Group N.V.), Securities Purchase Agreement (Nascent Biotech Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyPurchasers. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 8 contracts

Samples: Securities Purchase Agreement (Bullion River Gold Corp), Securities Purchase Agreement (Bullion River Gold Corp), Securities Purchase Agreement (Bullion River Gold Corp)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Accredited Investor Questionnaires provided by the Purchasers, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Principal Trading Market.

Appears in 8 contracts

Samples: Securities Purchase Agreement (Gemphire Therapeutics Inc.), Subsidiary Guarantee (Baxano Surgical, Inc.), Securities Purchase Agreement (Baxano Surgical, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities Shares hereunder does do not contravene the rules and regulations of the Trading Market.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Warrants and Warrant Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Marathon Patent Group, Inc.), Securities Purchase Agreement (Immune Pharmaceuticals Inc), Securities Purchase Agreement (Eyegate Pharmaceuticals Inc)

Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Unrivaled Brands, Inc.), Securities Purchase Agreement (Mantra Venture Group Ltd.), Securities Purchase Agreement (COPsync, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities Shares hereunder does do not contravene the rules and regulations of the Company’s principal Trading Market.

Appears in 6 contracts

Samples: Share Purchase Agreement (LDK Solar Co., Ltd.), Share Purchase Agreement (LDK Solar Co., Ltd.), Share Purchase Agreement (LDK Solar Co., Ltd.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Aspen Group, Inc.), Securities Purchase Agreement (Aspen Group, Inc.), Securities Purchase Agreement (Intellicell Biosciences, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Debenture by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities Debenture hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Gopher Protocol Inc.), Securities Purchase Agreement (Digital Power Corp), Securities Purchase Agreement (Digital Power Corp)

Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Principal Market.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Large Scale Biology Corp), Securities Purchase Agreement (Validian Corp), Registration Rights Agreement (Bulldog Technologies Inc)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The Subject to Stockholder Approval requirements, the issuance and sale of the Securities hereunder does will not contravene the rules and regulations of the Trading Market.

Appears in 5 contracts

Samples: Securities Purchase Agreement (ZyVersa Therapeutics, Inc.), Securities Purchase Agreement (ZyVersa Therapeutics, Inc.), Securities Purchase Agreement (SHF Holdings, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Debentures by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities Debentures hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Progreen US, Inc.), Securities Purchase Agreement (Pressure Biosciences Inc), Securities Purchase Agreement (Pressure Biosciences Inc)

Private Placement. Assuming the accuracy of the Purchasers’ each respective Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the such Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Marketany trading market.

Appears in 5 contracts

Samples: Securities Purchase Agreement (It&e International Group), Securities Purchase Agreement (Sequenom Inc), Securities Purchase Agreement (It&e International Group)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Questionnaires, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Principal Trading Market.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Republic First Bancorp Inc), Securities Purchase Agreement (Republic First Bancorp Inc), Securities Purchase Agreement (Republic First Bancorp Inc)

Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers each Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Creek Road Miners, Inc.), Convertible Note Purchase Agreement (Notis Global, Inc.), Convertible Note Purchase Agreement (Notis Global, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Buyer’s representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyer as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Principal Market.

Appears in 5 contracts

Samples: Securities Purchase Agreement (VinFast Auto Ltd.), Secured Debenture Purchase Agreement (Ideanomics, Inc.), Secured Debenture Purchase Agreement (Ideanomics, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyhereby in accordance with the terms of the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Wave Systems Corp), Securities Purchase Agreement (Surge Global Energy, Inc.), Securities Purchase Agreement (Surge Global Energy, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act or other applicable securities laws is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (Delcath Systems, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The Assuming the making and the obtaining of the Required Approvals, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Heron Therapeutics, Inc. /De/), Securities Purchase Agreement (Heron Therapeutics, Inc. /De/), Securities Purchase Agreement (Progenity, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2‎3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The Subject to receipt of the Required Approvals, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Castle Brands Inc), Securities Purchase Agreement (Castle Brands Inc), Exchange Agreement (Castle Brands Inc)

Private Placement. Assuming the accuracy of the Purchasers’ Investor’s representations and warranties set forth in Section 3.22.1, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers Investor as contemplated hereby. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading Market. Neither the Company nor any person acting on the Company’s behalf has sold or offered to sell or solicited any offer to buy the Shares by means of any form of general solicitation or advertising.

Appears in 4 contracts

Samples: Investment Agreement (Spectrum Pharmaceuticals Inc), Investment Agreement (Spectrum Pharmaceuticals Inc), Investment Agreement (CASI Pharmaceuticals, Inc.)

Private Placement. Assuming the accuracy of the PurchasersInvestors’ representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Investors as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 4 contracts

Samples: Subscription Agreement (Q2Power Technologies, Inc.), Subscription Agreement (Hochman David P), Subscription Agreement (Hochman Carole S)

Private Placement. Assuming the accuracy of each of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 4 contracts

Samples: Securities Purchase Agreement (San Holdings Inc), Securities Purchase Agreement (Coach Industries Group Inc), Escrow Agreement (San Holdings Inc)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Notes, Warrants and Underlying Shares by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Creative Realities, Inc.), Securities Purchase Agreement (Creative Realities, Inc.), Securities Purchase Agreement (Creative Realities, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.23.2(b)-(e), (i) no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The under the Transaction Documents, and (ii) the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Paradigm Holdings, Inc), Securities Purchase Agreement (Internet Commerce Corp), Securities Purchase Agreement (Ace Comm Corp)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading MarketOTC Markets, or any other market or exchange on which the Common Stock is listed or quoted for trading on the Closing Date.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Mountain High Acquisitions Corp.), Securities Purchase Agreement (Altair International Corp.), Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Marketany trading market.

Appears in 4 contracts

Samples: Series H Preferred Stock Purchase Agreement (Entech Solar, Inc.), Series H Preferred Stock Purchase Agreement (Entech Solar, Inc.), Series H Preferred Stock Purchase Agreement (Entech Solar, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company Units to the Purchasers as contemplated hereby. The issuance and sale of the Securities Units hereunder does not contravene the rules and regulations of the Trading MarketMarket applicable to the Company.

Appears in 4 contracts

Samples: Subscription Agreement (Cardax, Inc.), Subscription Agreement (Cardax, Inc.), Subscription Agreement (Cardax, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does do not contravene the rules and regulations of the Trading Market.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Tenon Medical, Inc.), Securities Purchase Agreement (Tenon Medical, Inc.), Securities Purchase Agreement (Bright Green Corp)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Ordinary Warrants or the Ordinary Warrant Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Portage Biotech Inc.), Securities Purchase Agreement (Scinai Immunotherapeutics Ltd.), Securities Purchase Agreement (Akari Therapeutics PLC)

Private Placement. Assuming the accuracy of the PurchasersInvestors’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Investors as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 4 contracts

Samples: Securities Purchase Agreement (As Seen on TV, Inc.), Securities Purchase Agreement (As Seen on TV, Inc.), Securities Purchase Agreement (As Seen on TV, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.3 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Securities Purchased Shares by the Company to the Purchasers as contemplated herebyPurchaser under this Agreement. The issuance and sale of the Securities Purchased Shares hereunder does not contravene the rules and regulations of the Trading MarketNASDAQ.

Appears in 4 contracts

Samples: Investment Agreement (WashingtonFirst Bankshares, Inc.), Investment Agreement (WashingtonFirst Bankshares, Inc.), Investment Agreement (WashingtonFirst Bankshares, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchasers ------------------ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (UC Hub Group Inc), Securities Purchase Agreement (Elinear Inc), Securities Purchase Agreement (Elinear Inc)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Theater Xtreme Entertainment Group, Inc), Note and Warrant Purchase Agreement (Brillian Corp), Securities Purchase Agreement (Theater Xtreme Entertainment Group, Inc)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Investor Questionnaires provided by the Purchasers, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Principal Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Company’s Trading Market.

Appears in 3 contracts

Samples: Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.), Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.), Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.)

Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Principal Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Genius Group LTD), Form of Securities Purchase Agreement (Shuttle Pharmaceuticals Holdings, Inc.), Securities Purchase Agreement (Genius Group LTD)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The Subject to the Required Approvals, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Osage Exploration & Development Inc), Securities Purchase Agreement (Retrophin, Inc.), Securities Purchase Agreement (Desert Gateway, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Outlook Therapeutics, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market. Neither the Company nor any Person acting on the Company’s behalf has sold or offered to sell or solicited any offer to buy the Securities by means of any form of general solicitation or advertising.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Cortex Pharmaceuticals Inc/De/), Securities Purchase Agreement (Cortex Pharmaceuticals Inc/De/), Securities Purchase Agreement (Cortex Pharmaceuticals Inc/De/)

Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market, provided that its approval thereof is obtained prior to the issuance of the Conversion Shares.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (DPW Holdings, Inc.), Securities Purchase Agreement (DPW Holdings, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The As of the date of each Closing, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (MICT, Inc.), Securities Purchase Agreement (MICT, Inc.), Form of Securities Purchase Agreement (BNN Technology PLC)

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Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketMarket in any material respect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Unregistered Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Applied UV, Inc.), Securities Purchase Agreement (Rail Vision Ltd.), Securities Purchase Agreement (Allena Pharmaceuticals, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Notes or the Warrants by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities Notes, Note Shares and the Warrants hereunder does not contravene the rules and regulations of the Trading Principal Market.

Appears in 3 contracts

Samples: Convertible Note Purchase Agreement (Synova Healthcare Group Inc), Convertible Note Purchase Agreement (Synova Healthcare Group Inc), Convertible Note Purchase Agreement (Synova Healthcare Group Inc)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Secured Convertible Note Purchase Agreement (H-Cyte, Inc.), Secured Convertible Note and Warrant Purchase Agreement (FWHC Holdings, LLC), Secured Convertible Note and Warrant Purchase Agreement (H-Cyte, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers Purchaser as contemplated herebyby this Agreement. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Subscription Agreement (Novogen LTD), Securities Subscription Agreement (Marshall Edwards Inc), Securities Subscription Agreement (Marshall Edwards Inc)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (H-Cyte, Inc.), Series a Preferred Stock Purchase Agreement (Dataram Corp), Securities Purchase Agreement (Surge Global Energy, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Units by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities Units hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Medovex Corp.), Securities Purchase Agreement (Medovex Corp.), Securities Purchase Agreement (Medovex Corp.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.25.3, no registration under the Securities Act or any state securities laws is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketGlobal Select Market or any state securities laws.

Appears in 3 contracts

Samples: Exchange Agreement (Tower Group, Inc.), Registration Rights Agreement (CastlePoint Holdings, Ltd.), Exchange Agreement (CastlePoint Holdings, Ltd.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Principal Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Root9B Technologies, Inc.), Securities Purchase Agreement (Root9B Technologies, Inc.), Securities Purchase Agreement (Root9B Technologies Inc.)

Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The Except for obtaining any required approvals of the Company’s stockholders, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Principal Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Near Intelligence, Inc.), Securities Purchase Agreement (Near Intelligence, Inc.), Securities Purchase Agreement (Near Intelligence, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Holder’s representations and warranties set forth in Section 3.25, no registration under the Securities Act is required for the exchange, offer and sale of the Securities by the Company to the Purchasers Holder as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Series a Exchange Agreement (MobileSmith, Inc.), Series a Exchange Agreement (MobileSmith, Inc.), Series B Exchange Agreement (Tapinator, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers each Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does docs not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketMarket on which any securities of the Company are listed or designated.

Appears in 3 contracts

Samples: Securities Purchase Agreement (ABT Holdings, Inc.), Securities Purchase Agreement (Content Checked Holdings, Inc.), Securities Purchase Agreement (Staffing 360 Solutions, Inc.)

Private Placement. Assuming the accuracy of the Purchasers' representations and warranties set forth in Section 3.2, no registration under the Securities Act is not required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Bioptix, Inc.), Securities Purchase Agreement (Bioptix, Inc.), Securities Purchase Agreement (Bioptix, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Holder’s representations and warranties set forth in Section 3.24, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Holder as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Exchange Agreement (AMEDICA Corp), Exchange Agreement (AMEDICA Corp), Exchange Agreement

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser's representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 3 contracts

Samples: Securities Purchase Agreement (THC Therapeutics, Inc.), Securities Purchase Agreement (Xenetic Biosciences, Inc.), Securities Purchase Agreement (Nac Global Technologies, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 and the Placement Agent’s compliance with its agreements with the Company, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (CYREN Ltd.), Securities Purchase Agreement (Icad Inc)

Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, and the accuracy of the statements set forth in the certificate of the Placement Agent referenced in Section 2.2(b), no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Oculus Innovative Sciences, Inc.), Securities Purchase Agreement (Oculus Innovative Sciences, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser's representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Debentures by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities Debentures hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Progreen US, Inc.), Securities Purchase Agreement (Leo Motors, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Notes by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities Notes hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Purchase Agreement (Foxo Technologies Inc.), Securities Purchase Agreement (Protalex Inc)

Private Placement. Assuming the accuracy of the Purchasers' representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities New Notes and the New Warrants by the Company to the Purchasers as contemplated hereby. The Neither the issuance and sale of the Securities New Notes and the New Warrants nor the Exchange hereunder does not contravene contravenes the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Securities Purchase and Exchange Agreement (Volcon, Inc.), Securities Purchase and Exchange Agreement (Volcon, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 and except as set forth in the Registration Rights Agreement, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (xG TECHNOLOGY, INC.), Securities Purchase Agreement (xG TECHNOLOGY, INC.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Palisade Bio, Inc.), Securities Purchase Agreement (NovaBay Pharmaceuticals, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Buyers' representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Primary Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Q BioMed Inc.), Securities Purchase Agreement (Top Ships Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Investor representations and warranties set forth in Section 3.2Article 5, no registration under the Securities Act is required for the offer and sale of the Purchased Securities by the Company to the Purchasers Investor as contemplated hereby. The issuance and sale of the Purchased Securities hereunder does will not contravene the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Secured Convertible Note Purchase Agreement (GeoPharma, Inc.), Secured Convertible Note Purchase Agreement (GeoPharma, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated herebyhereby in accordance with the terms of the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Emerge Interactive Inc), Securities Purchase Agreement (Emerge Interactive Inc)

Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyhereby in accordance with the terms of the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Surge Global Energy, Inc.), Securities Purchase Agreement (Surge Global Energy, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ Investor’s representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Investor as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Primary Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Propanc Biopharma, Inc.), Securities Purchase Agreement (Propanc Biopharma, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, and the accuracy of the information disclosed in the Accredited Investor Questionnaires provided by the Purchasers, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Principal Trading Market.

Appears in 2 contracts

Samples: Share Purchase Agreement (Capricor Therapeutics, Inc.), Share Purchase Agreement (Capricor Therapeutics, Inc.)

Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Principal Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Cardio Diagnostics Holdings, Inc.), Securities Purchase Agreement (Therapix Biosciences Ltd.)

Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The Upon the receipt of Stockholder Approval and any waiting period required for the effectiveness of such approval under Section 14 of the Exchange Act the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Primary Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Zvue Corp), Additional Securities Purchase Agreement (Zvue Corp)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the applicable rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Alpha Teknova, Inc.), Securities Purchase Agreement (NeuBase Therapeutics, Inc.)

Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Primary Market. The Company shall timely file a Form 72-503F under OSC Rule 72-503 in respect of the distribution of the Securities to the Buyer.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Niocorp Developments LTD), Securities Purchase Agreement (Niocorp Developments LTD)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, and the accuracy of the information disclosed in the Accredited Investor Questionnaires provided by the Purchasers, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Principal Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Transgenomic Inc), Securities Purchase Agreement (Transgenomic Inc)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the principal Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Oxford Media, Inc.), Securities Purchase Agreement (Gigabeam Corp)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 and in the Accredited Investor Questionnaire, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Reed's, Inc.), Securities Purchase Agreement (Reed's, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market, provided, however that, as contemplated by this Agreement, stockholder consent is required under the rules and regulations of the Trading Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Synthesis Energy Systems Inc), Securities Purchase and Exchange Agreement (Synthesis Energy Systems Inc)

Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.23.2(b)-(e), no registration under the Securities Act is required for the offer offer, issuance and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance , and the offer and sale of the Securities hereunder does will not contravene be integrated with any offers or sales of other securities by the rules and regulations of the Trading MarketCompany.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Peregrine Pharmaceuticals Inc), Securities Purchase Agreement (Peregrine Pharmaceuticals Inc)

Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketPrimary Market (as defined in section 4(f) herein).

Appears in 2 contracts

Samples: Securities Purchase Agreement (Tech Laboratories Inc), Securities Purchase Agreement (Tech Laboratories Inc)

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