Common use of Payments Within Twelve (12) Months Clause in Contracts

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 5 contracts

Samples: Underwriting Agreement (Golden Sun Education Group LTD), Underwriting Agreement (Golden Sun Education Group LTD), Underwriting Agreement (Golden Sun Education Group LTD)

AutoNDA by SimpleDocs

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 50,000 to the UnderwriterRepresentative, as provided hereunder in connection with the Offering.

Appears in 4 contracts

Samples: Underwriting Agreement (Millennium Group International Holdings LTD), Underwriting Agreement (Millennium Group International Holdings LTD), Underwriting Agreement (Millennium Group International Holdings LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (iA) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (iiB) to any FINRA member; or (iiiC) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 50,000 to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering.

Appears in 2 contracts

Samples: Underwriting Agreement (FBS Global LTD), Underwriting Agreement (FBS Global LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 95,000 to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 2 contracts

Samples: Underwriting Agreement (Fortune Valley Treasures, Inc.), Underwriting Agreement (Fortune Valley Treasures, Inc.)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 125,000 to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 2 contracts

Samples: Underwriting Agreement (Starbox Group Holdings Ltd.), Underwriting Agreement (Intelligent Living Application Group Inc.)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 150,000 to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 2 contracts

Samples: Underwriting Agreement (BloomZ Inc.), Underwriting Agreement (BloomZ Inc.)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (iA) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (iiB) to any FINRA member; or (iiiC) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 91,000 to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering.

Appears in 2 contracts

Samples: Underwriting Agreement (EShallGo Inc.), Underwriting Agreement (EShallGo Inc.)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 [number] to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering, and the prior payment of US$79,697 to Prime Number Capital LLC.

Appears in 1 contract

Samples: Underwriting Agreement (Pop Culture Group Co., LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 [number] to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Tian Ruixiang Holdings LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 80,000 to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Millennium Group International Holdings LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 US$ to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Golden Sun Education Group LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 [number] to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Tian Ruixiang Holdings LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 [130,000] to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (NetClass Technology Inc)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 75,000 to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Planet Image International LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 20,000 to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Warrantee Inc.)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 120,000 to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (NetClass Technology Inc)

AutoNDA by SimpleDocs

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 75,000 to Network 1 Financial Securities, Inc., the Underwriter, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Wah Fu Education Group LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 75,000 to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Intelligent Living Application Group Inc.)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (iA) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (iiB) to any FINRA member; or (iiiC) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve (12) months prior to the Effective Date, other than the prior payment of US$100,000 $[Ÿ] to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Epsium Enterprise LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (iA) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (iiB) to any FINRA member; or (iiiC) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 15,000 to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Flewber Global Inc.)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (iA) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (iiB) to any FINRA member; or (iiiC) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 40,000 to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Vittoria LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Zhongchao Inc.)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 250,000 to the Underwriter, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Webus International Ltd.)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (iA) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (iiB) to any FINRA member; or (iiiC) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 80,000 to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Richtech Robotics Inc.)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (iA) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (iiB) to any FINRA member; or (iiiC) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 [ ] to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (ORIENTAL RISE HOLDINGS LTD)

Payments Within Twelve (12) Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of US$100,000 150,000 to the UnderwriterUnderwriters, as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Hywin Holdings Ltd.)

Time is Money Join Law Insider Premium to draft better contracts faster.