Ombudsman for Banking Services and Investments Sample Clauses

Ombudsman for Banking Services and Investments. Phone: 0-000-000-0000 (toll-free) 1-416-287-2877 (local) 0-000 000-0000 (TTY) 0-000-000-0000 (fax) 0-000-000-0000 (local fax) Online: visit: xxxx.xx e-mail: xxxxxxxxx@xxxx.xx Mail: Ombudsman for Banking Services and Investments 00 Xxxxx Xxxxxx Xxxx Xxxxx 0000, P. O. Xxx 0 Xxxxxxx, Xxxxxxx, X0X 0X0 FINANCIAL CONSUMER AGENCY OF CANADA (“FCAC”) The FCAC supervises federally regulated financial institutions to ensure they comply with federal consumer protection laws. The FCAC also helps educate consumers and monitors industry codes of conduct and public commitments designed to protect the interests of consumers. Federal consumer protection laws affect you in a number of ways. For example, financial institutions must provide you with information about their fees, interest rates and complaint handling procedures. The FCAC will determine whether the financial institution is compliant. It will not, however, resolve individual consumer complaints. You can contact the FCAC as follows: Phone: 0-000-000-0000 (English, toll-free) 0-000-000-0000 (French, toll-free) 0-000-000-0000 (fax) Online: visit: xxxx-xxxx.xx.xx e-mail: xxxx@xxxx-xxxx.xx.xx Mail: Financial Consumer Agency of Canada 6th Floor, Enterprise Building 000 Xxxxxxx Xxxxxx Xxxx Xxxxxx, Xxxxxxx, X0X 0X0 For the most recent version of these Complaint Handling Procedures, please visit xxxx.xx/xxxxxxxxxx.
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Ombudsman for Banking Services and Investments. Phone 0-000-000-0000 (toll-free) 0-000-000-0000 (local) 0-000 000-0000 (TTY) 0-000-000-0000 (fax) 0-000-000-0000 (local fax) Online visit: xxxx.xx e-mail: xxxxxxxxx@xxxx.xx Mail Ombudsman for Banking Services and Investments 00 Xxxxx Xxxxxx Xxxx Suite 2400, P. O. Box 8 Toronto, Ontario, M5H 3R3 FINANCIAL CONSUMER AGENCY OF CANADA (“FCAC”) The FCAC supervises federally regulated financial institutions to ensure they comply with federal consumer protection laws. The FCAC also helps educate consumers and monitors industry codes of conduct and public commitments designed to protect the interests of consumers. Federal consumer protection laws affect you in a number of ways. For example, financial institutions must provide you with information about their fees, interest rates and complaint handling procedures. The FCAC will determine whether the financial institution is compliant. It will not, however, resolve individual consumer complaints. You can contact the FCAC as follows:
Sample 1
Ombudsman for Banking Services and Investments. (OBSI) If your complaint is not resolved within ninety (90) days after receipt by the President’s Choice Bank Ombudsman or if you are not satisfied with its decision, you can contact the Ombudsman for Banking Services and Investments (OBSI), who is independent from President’s Choice Bank and whose purpose is to review your complaint. You can contact OBSI by: Phone: 0 000 000 0000 Fax: 0 000 000 0000 Email: xxxxxxxxx@xxxx.xx Mail: Ombudsman for Banking Services and Investments, P.O. Box 5 000 Xxx Xxxxxx, Xxxxx 0000, Xxxxxxx, XX X0X 0X0 Website: xxx.xxxx.xx
Sample 1
Ombudsman for Banking Services and Investments. Certain disputes that remain unresolved after being reviewed by the ICICI Bank Canada Om- budsman may be directed to the Ombudsman for Banking Services and Investments (the “Canadian Banking Ombudsman”). The OBSI is an independent office responsible for assisting banking customers with their concerns. If you wish, the ICICI Bank Canada Ombudsman can assist you in forwarding your concerns to the OBSI. Mail: Ombudsman for Banking Services and Investments 000 Xxx Xxxxxx, Xxxxx 0000 XX Xxx 0 Xxxxxxx, Xxxxxxx, X0X 0X0 Toll-free: 0-000-000-0000 Toll-free Fax: 0-000-000-0000 Email: xxxxxxxxx@xxxx.xx Website: xxx.xxxx.xx The Financial Consumer Agency of Canada The Financial Consumer Agency of Canada (FCAC) ensures that xxxxx- ally regulated financial institutions (including banks) comply with fed- eral consumer protection laws and regulations, and it investigates any complaint that relates to a possible breach. If you have a complaint regarding a potential violation of a consumer protection law, a public commitment, or an industry code of conduct, you may communicate your complaints to the FCAC. Mail: Financial Consumer Agency of Canada 000 Xxxxxxx Xxxxxx Xxxx 0xx Xxxxx Xxxxxx, Xxxxxxx X0X 0X0 Toll-free: English: 1-866-461-FCAC (3222) French: 1-866-461-ACFC (2232) Toll-free Fax: 0-000-000-0000 Email: xxxx@xxxx-xxxx.xx.xx Website: xxx.xxxx-xxxx.xx.xx The Office of the Privacy Commis- sioner of Canada If you feel appropriate action was not taken by the ICICI Bank Canada Privacy Officer to resolve your xxxxx- cy concerns, you should contact the Office of the Privacy Commissioner of Canada (OPCC). The OPCC is an independent office responsible for assisting customers with their privacy concerns. If you wish, the ICICI Bank Canada Privacy Officer can assist you in forwarding your concerns to the OPCC. For General Inquires: Toll-free: 0-000-000-0000 Phone: (000) 000-0000 Fax: (000) 000-0000 TTY: (000) 000-0000 Website: xxx.xxxx.xx.xx For Filing a Complaint: By Mail: Office of the Privacy Commissioner of Canada 00 Xxxxxxxx Xxxxxx Xxxxxxxx, Xxxxxx X0X 0X0 By Fax: (000) 000-0000
Sample 1
Ombudsman for Banking Services and Investments. If your complaint relates to one of the following entities: · BMO Bank of Montreal (Including clients of BMO Private Banking, BMO Creditor Insurance Clients, and BMO Credit Card) · BMO Investments Inc. · BMO InvestorLine Inc. · BMO Xxxxxxx Xxxxx Inc. You also have the additional option of escalating your complaint to the Ombudsman for Banking Services and Investments (OBSI). OBSI is an independent service for resolving banking services and investment disputes. It is your right to bring your case to OBSI for an impartial, informal and confidential review. OBSI is not a regulator, and does not advocate for consumers or the industry. Services are free to consumers. Ombudsman for Banking Services and Investments (OBSI) 000 Xxx Xxxxxx, Xxxxx 0000 P.O. Box 5 Toronto, ON M5H 2Y4 Call: 0-000-000-0000 Fax: 0-000-000-0000 Email: xxxxxxxxx@xxxx.xx Visit: xxxx.xx Voluntary Commitments and Codes of Conduct BMO Financial Group has participated in the development of and is committed to the following Voluntary Commitments and Codes of Conduct, designed to protect consumers.
Sample 1

Related to Ombudsman for Banking Services and Investments

  • Mobile Banking Services Mobile Banking is a personal financial information management service that allows you to access account information and conduct transactions using compatible and supported mobile phones and/or other compatible and supported wireless devices (including phones, "Wireless Devices"). We reserve the right to modify the scope of the Mobile Banking services at any time. We reserve the right to refuse to make any transaction you request through Mobile Banking. You agree and understand that Mobile Banking may not be accessible or may have limited utility over some mobile telephone networks, such as while roaming.

  • Financial Management Services ‌ Definition: Financial Management Services includes the planning, directing, monitoring, organizing, and controlling of the monetary resources of an organization. Examples: Service areas that are included under the Financial Management Services discipline include, but are not limited to the following:

  • Investment Services The Sub-Adviser will formulate and implement a continuous investment program for the Fund conforming to the investment objective, investment policies and restrictions of the Fund as set forth in the Prospectus and Statement of Additional Information of the Company as in effect from time to time (together, the "Registration Statement"), the Articles of Incorporation and By-laws of the Company, and any investment guidelines or other instructions received by the Sub-Adviser in writing from the Investment Manager from time to time. Any amendments to the foregoing documents will not be deemed effective with respect to the Sub-Adviser until the Sub-Adviser's receipt thereof. The appropriate officers and employees of the Sub-Adviser will be available to consult with the Investment Manager, the Company and the Directors at reasonable times and upon reasonable notice concerning the business of the Company, including valuations of securities which are not registered for public sale, not traded on any securities market or otherwise may be deemed illiquid for purposes of the ICA; provided it is understood that the Sub-Adviser is not responsible for daily pricing of the Fund's assets. Subject to the supervision and control of the Investment Manager, which in turn is subject to the supervision and control of the Directors, the Sub-Adviser in its discretion will determine which issuers and securities will be purchased, held, sold or exchanged by the Fund or otherwise represented in the Fund's investment portfolio from time to time and, subject to the provisions of paragraph 3 of this Agreement, will place orders with and give instructions to brokers, dealers and others for all such transactions and cause such transactions to be executed. Custody of the Fund will be maintained by a custodian bank (the "Custodian") and the Investment Manager will authorize the Custodian to honor orders and instructions by employees of the Sub-Adviser designated by the Sub-Adviser to settle transactions in respect of the Fund. No assets may be withdrawn from the Fund other than for settlement of transactions on behalf of the Fund except upon the written authorization of appropriate officers of the Company who shall have been certified as such by proper authorities of the Company prior to the withdrawal. The Sub-Adviser will not be responsible for the provision of administrative, bookkeeping or accounting services to the Fund except as specifically provided herein, as required by the ICA or the Advisers Act or as may be necessary for the Sub-Adviser to supply to the Investment Manager, the Fund or the Fund's shareholders the information required to be provided by the Sub-Adviser hereunder. Any records maintained hereunder shall be the property of the Fund and surrendered promptly upon request. In furnishing the services under this Agreement, the Sub-Adviser will comply with and use its best efforts to enable the Fund to conform to the requirements of: (i) the ICA and the regulations promulgated thereunder; (ii) Subchapter M of the Internal Revenue Code and the regulations promulgated thereunder; (iii) other applicable provisions of state or federal law; (iv) the Articles of Incorporation and By-laws of the Company; (v) policies and determinations of the Company and the Investment Manager provided to the Sub-Adviser in writing; (vi) the fundamental and non-fundamental investment policies and restrictions applicable to the Fund, as set out in the Registration Statement of the Company in effect, or as such investment policies and restrictions from time to time may be amended by the Fund's shareholders or the Directors and communicated to the Sub-Adviser in writing; (vii) the Registration Statement; and (viii) investment guidelines or other instructions received in writing from the Investment Manager. Notwithstanding the foregoing, the Sub-Adviser shall have no responsibility to monitor compliance with limitations or restrictions for which information from the Investment Manager or its authorized agents is required to enable the Sub-Adviser to monitor compliance with such limitations or restrictions unless such information is provided to the Sub-adviser in writing. The Sub-Adviser shall supervise and monitor the activities of its representatives, personnel and agents in connection with the investment program of the Fund. Nothing in this Agreement shall be implied to prevent the Investment Manager from engaging other sub-advisers to provide investment advice and other services to the Fund or to series or portfolios of the Company for which the Sub-Adviser does not provide such services, or to prevent the Investment Manager from providing such services itself in relation to the Fund or such other series or portfolios. The Sub-Adviser shall be responsible for the preparation and filing of Schedule 13-G and Form 13-F on behalf of the Fund. The Sub-Adviser shall not be responsible for the preparation or filing of any other reports required of the Fund by any governmental or regulatory agency, except as expressly agreed in writing.

  • Financial Management System Subrecipient shall establish and maintain a sound financial management system, based upon generally accepted accounting principles. Contractor’s system shall provide fiscal control and accounting procedures that will include the following:

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