Maintenance of Books and Records; Record Retention. 5.1. Ultimus shall maintain and keep current the accounts, books, records and other documents relating to the Services as may be required by applicable law, rules, and regulations, including Federal Securities Laws as defined under Rule 38a-1 under the Investment Company Act.
Appears in 29 contracts
Samples: Etf Master Services Agreement (Capitol Series Trust), Master Services Agreement (Herzfeld Caribbean Basin Fund Inc), Master Services Agreement (Cantor Fitzgerald Sustainable Infrastructure Fund)
Maintenance of Books and Records; Record Retention. 5.1. Ultimus shall maintain and keep current the accounts, books, records and other documents relating to the Services as may be required by applicable law, rules, and regulations, including Federal Securities Laws as defined under Rule 38a-1 under the Investment Company 1940 Act.
Appears in 28 contracts
Samples: Master Services Agreement (American Pension Investors Trust), Master Services Agreement (Spirit of America Investment Fund Inc), Master Services Agreement (Asset Management Fund)
Maintenance of Books and Records; Record Retention. 5.1. 5.1 Ultimus shall maintain and keep current the accounts, books, records and other documents relating to the Services as may be required by applicable law, rules, and regulations, including Federal Securities Laws as defined under Rule 38a-1 under the Investment Company 1940 Act.
Appears in 3 contracts
Samples: Master Services Agreement (Unified Series Trust), Master Services Agreement (Ultimus Managers Trust), Master Services Agreement (Unified Series Trust)
Maintenance of Books and Records; Record Retention. 5.1. Ultimus shall maintain and keep current the accounts, books, records records, and other documents relating to the Services as may be required by applicable law, rules, and regulations, including Federal Securities Laws as defined under Rule 38a-1 under the Investment Company Act.
Appears in 1 contract
Samples: Fund Accounting and Transfer Agent Agreement (Tactical Investment Series Trust)
Maintenance of Books and Records; Record Retention. 5.1. Ultimus 5.1.Ultimus shall maintain and keep current the accounts, books, records and other documents relating to the Services as may be required by applicable law, rules, and regulations, including Federal Securities Laws as defined under Rule 38a-1 under the Investment Company Act.
Appears in 1 contract
Maintenance of Books and Records; Record Retention. 5.1. Ultimus shall maintain and keep current the accounts, books, records and other documents relating to the Trust’s Services as may be required by applicable law, rules, and regulations, including Federal Securities Laws as defined under Rule 38a-1 under the Investment Company 1940 Act.
Appears in 1 contract
Maintenance of Books and Records; Record Retention. 5.1. 5.1 Ultimus shall maintain and keep current the accounts, books, records and other documents relating to the Services as may be required by applicable law, rules, and regulations, including Federal Securities Laws as defined under Rule 38a-1 under the Investment Company 1940 Act.. Ultimus Master Services Agreement
Appears in 1 contract
Samples: Master Services Agreement (Waycross Independent Trust)
Maintenance of Books and Records; Record Retention. 5.1. Ultimus shall maintain and keep current the accounts, books, records and other documents relating to the Services as may be required by applicable law, rules, and regulations, including Federal Securities Laws as defined under Rule 38a-1 under the Investment Company Act, or as reasonably requested by the Trust.
Appears in 1 contract
Samples: Master Services Agreement (BondHouse Investment Trust)
Maintenance of Books and Records; Record Retention. 5.1. Ultimus shall maintain and keep current the accounts, books, records and other documents relating to the Services as may be required by applicable law, rules, and regulations, including “Federal Securities Laws Laws” as defined under Rule 38a-1 under the Investment Company Act.
Appears in 1 contract
Samples: Master Services Agreement (Dynamic Alternatives Fund)
Maintenance of Books and Records; Record Retention. 5.1. Ultimus shall maintain and keep current the accounts, books, records and other documents relating to the Services as may be required by applicable law, rules, and regulations, including Federal Securities Laws as defined under Rule 38a-1 38a- l under the Investment Company 1940 Act.
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