Common use of Limitation of Engagement to the Company Clause in Contracts

Limitation of Engagement to the Company. The Company acknowledges that HCW has been retained only by the Company, that HCW is providing services hereunder as an independent contractor (and not in any fiduciary or agency capacity) and that the Company’s engagement of HCW is not deemed to be on behalf of, and is not intended to confer rights upon, any shareholder, owner or partner of the Company or any other person not a party hereto as against HCW or any of its affiliates, or any of its or their respective officers, directors, controlling persons (within the meaning of Section 15 of the Securities Act or Section 20 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)), employees or agents. Unless otherwise expressly agreed in writing by HCW, no one other than the Company is authorized to rely upon this Agreement or any other statements or conduct of HCW, and no one other than the Company is intended to be a beneficiary of this Agreement. The Company acknowledges that any recommendation or advice, written or oral, given by HCW to the Company in connection with HCW’s engagement is intended solely for the benefit and use of the Company’s management and directors in considering a possible Placement, and any such recommendation or advice is not on behalf of, and shall not confer any rights or remedies upon, any other person or be used or relied upon for any other purpose. HCW shall not have the authority to make any commitment binding on the Company. The Company, in its sole discretion, shall have the right to reject any investor introduced to it by HCW.

Appears in 6 contracts

Samples: Letter Agreement (Northwest Biotherapeutics Inc), Letter Agreement (Northwest Biotherapeutics Inc), Letter Agreement (Northwest Biotherapeutics Inc)

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Limitation of Engagement to the Company. The Company acknowledges that HCW Chardan has been retained only by the Company, that HCW Chardan is providing services hereunder as an independent contractor (and not in any fiduciary or agency capacity) and that the Company’s engagement of HCW Chardan is not deemed to be on behalf of, and is not intended to confer rights upon, any shareholder, owner or partner of the Company or any other person not a party hereto as against HCW Chardan or any of its affiliates, or any of its or their respective officers, directors, controlling persons (within the meaning of Section 15 of the Securities Act or Section 20 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)), employees or agents. Unless otherwise expressly agreed in writing by HCWChardan, no one other than the Company is authorized to rely upon this Agreement or any other statements or conduct of HCWChardan, and no one other than the Company is intended to be a beneficiary of this Agreement. The Company acknowledges that any recommendation or advice, written or oral, given by HCW Chardan to the Company in connection with HCWChardan’s engagement is intended solely for the benefit and use of the Company’s management and directors in considering a possible PlacementOffering, and any such recommendation or advice is not on behalf of, and shall not confer any rights or remedies upon, any other person or be used or relied upon for any other purpose. HCW Chardan shall not have the authority to make any commitment binding on the Company. The Company, in its sole discretion, shall have the right to reject any investor introduced to it by HCWChardan.

Appears in 6 contracts

Samples: Check-Cap LTD, Asterias Biotherapeutics, Inc., 22nd Century Group, Inc.

Limitation of Engagement to the Company. The Company acknowledges that HCW Xxxxxx has been retained only by the Company, that HCW Xxxxxx is providing services hereunder as an independent contractor (and not in any fiduciary or agency capacity) and that the Company’s engagement of HCW Xxxxxx is not deemed to be on behalf of, and is not intended to confer rights upon, any shareholder, owner or partner of the Company or any other person not a party hereto as against HCW Xxxxxx or any of its affiliates, or any of its or their respective officers, directors, controlling persons (within the meaning of Section 15 of the Securities Act or Section 20 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)), employees or agents. Unless otherwise expressly agreed in writing by HCWXxxxxx, no one other than the Company is authorized to rely upon this Agreement or any other statements or conduct of HCWXxxxxx, and no one other than the Company is intended to be a beneficiary of this Agreement. The Company acknowledges that any recommendation or advice, written or oral, given by HCW Xxxxxx to the Company in connection with HCW’s Xxxxxx’x engagement is intended solely for the benefit and use of the Company’s management and directors in considering a possible Placement, and any such recommendation or advice is not on behalf of, and shall not confer any rights or remedies upon, any other person or be used or relied upon for any other purpose. HCW Xxxxxx shall not have the authority to make any commitment binding on the Company. The Company, in its sole discretion, shall have the right to reject any investor introduced to it by HCWXxxxxx.

Appears in 4 contracts

Samples: Letter Agreement (Arrowhead Research Corp), Letter Agreement (Arrowhead Research Corp), Letter Agreement (Arrowhead Research Corp)

Limitation of Engagement to the Company. The Company acknowledges that HCW Chardan has been retained only by the Company, that HCW Chardan is providing services hereunder as an independent contractor (and not in any fiduciary or agency capacity) and that the Company’s engagement of HCW Chardan is not deemed to be on behalf of, and is not intended to confer rights upon, any shareholder, owner or partner of the Company or any other person not a party hereto as against HCW Chardan or any of its affiliates, or any of its or their respective officers, directors, controlling persons (within the meaning of Section 15 of the Securities Act or Section 20 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)), employees or agents. Unless otherwise expressly agreed in writing by HCWChardan, no one other than the Company is authorized to rely upon this Agreement or any other statements or conduct of HCWChardan, and no one other than the Company is intended to be a beneficiary of this Agreement. The Company acknowledges that any recommendation or advice, written or oral, given by HCW Chardan to the Company in connection with HCWChardan’s engagement is intended solely for the benefit and use of the Company’s management and directors in considering a possible PlacementOffering, and any such recommendation or advice is not on behalf of, and shall not confer any rights or remedies upon, any other person or be used or relied upon for any other purpose. HCW Chardan shall not have the authority to make any commitment binding on the Company. The Company, in its sole discretion, shall have the right to reject any investor introduced to it by HCWChardan. The Company agrees that it will perform and comply with the covenants and other obligations set forth in the purchase agreement and related transaction documents between the Company and the investors in the Offering, and that Chardan will be entitled to rely on the representations, warranties, agreements and covenants of the Company contained in such purchase agreement and related transaction documents as if such representations, warranties, agreements and covenants were made directly to Chardan by the Company.

Appears in 4 contracts

Samples: IDI, Inc., Cogint, Inc., MYOS Corp

Limitation of Engagement to the Company. The Company acknowledges that HCW Xxxxxx has been retained only by the Company, that HCW Xxxxxx is providing services hereunder as an independent contractor (and not in any fiduciary or agency capacity) and that the Company’s engagement of HCW Xxxxxx is not deemed to be on behalf of, and is not intended to confer rights upon, any shareholder, owner or partner of the Company or any other person not a party hereto as against HCW Xxxxxx or any of its affiliates, or any of its or their respective officers, directors, controlling persons (within the meaning of Section 15 of the Securities Act or Section 20 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)), employees or agents. Unless otherwise expressly agreed in writing by HCWXxxxxx, no one other than the Company is authorized to rely upon this Agreement or any other statements or conduct of HCWXxxxxx, and no one other than the Company is intended to be a beneficiary of this Agreement. The Company acknowledges that any recommendation or advice, written or oral, given by HCW Xxxxxx to the Company in connection with HCW’s Xxxxxx’x engagement is intended solely for the benefit and use of the Company’s management and directors in considering a possible PlacementOffering, and any such recommendation or advice is not on behalf of, and shall not confer any rights or remedies upon, any other person or be used or relied upon for any other purpose. HCW Xxxxxx shall not have the authority to make any commitment binding on the Company. The Company, in its sole discretion, shall have the right to reject any investor prospective Investor introduced to it by HCWXxxxxx.

Appears in 2 contracts

Samples: Rexahn Pharmaceuticals, Inc., Rexahn Pharmaceuticals, Inc.

Limitation of Engagement to the Company. The Company acknowledges that HCW Axiom has been retained only by the Company, that HCW Axiom is providing services hereunder as an independent contractor (and not in any fiduciary or agency capacity) and that the Company’s engagement of HCW Axiom is not deemed to be on behalf of, and is not intended to confer rights upon, any shareholder, owner or partner of the Company or any other person not a party hereto as against HCW Axiom or any of its affiliates, or any of its or their respective officers, directors, controlling persons (within the meaning of Section 15 of the Securities Act or Section 20 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)), employees or agents. Unless otherwise expressly agreed in writing by HCWAxiom, no one other than the Company is authorized to rely upon this Agreement or any other statements or conduct of HCWAxiom, and no one other than the Company is intended to be a beneficiary of this Agreement. The Company acknowledges that any recommendation or advice, written or oral, given by HCW Axiom to the Company in connection with HCWAxiom’s engagement is intended solely for the benefit and use of the Company’s management and directors in considering a possible PlacementOffering, and any such recommendation or advice is not on behalf of, and shall not confer any rights or remedies upon, any other person or be used or relied upon for any other purpose. HCW Axiom shall not have the authority to make any commitment binding on the Company. The Company, in its sole discretion, shall have the right to reject any investor introduced to it by HCWAxiom.

Appears in 1 contract

Samples: True Drinks Holdings, Inc.

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Limitation of Engagement to the Company. The Company acknowledges that HCW Chardan has been retained only by the Company, that HCW Chardan is providing services hereunder as an independent contractor (and not in any fiduciary or agency capacity) and that the Company’s engagement of HCW Chardan is not deemed to be on behalf of, and is not intended to confer rights upon, any shareholder, owner or partner of the Company or any other person not a party hereto as against HCW Chardan or any of its affiliates, or any of its or their respective officers, directors, controlling persons (within the meaning of Section 15 of the Securities Act or Section 20 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)), employees or agents. Unless otherwise expressly agreed in writing by HCWChardan, no one other than the Company is authorized to rely upon this Agreement or any other statements or conduct of HCWChardan, and no one other than the Company is intended to be a beneficiary of this Agreement. The Company acknowledges that any recommendation or advice, written or oral, given by HCW Chardan to the Company in connection with HCWChardan’s engagement is intended solely for the benefit and use of the Company’s management and directors in considering a possible PlacementOffering, and any such recommendation or advice is not on behalf of, and shall not confer any rights or remedies upon, any other person or be used or relied upon for any other purpose. HCW Chardan shall not have the authority to make any commitment binding on the Company. The Company, in its sole discretion, shall have the right to reject any investor introduced to it by HCW.Chardan. The Company agrees that it will perform and comply with the covenants and other obligations set forth in the purchase agreement and related transaction documents between the Company and the investors in the Offering, and that Chardan will be entitled to rely on the representations, warranties, agreements and covenants of the Company contained in such purchase agreement and related transaction documents as if such representations, warranties, agreements and covenants were made directly to Chardan by the Company. Xxxxxx Xxxxxxxx MYOS Corporation February 3, 2017

Appears in 1 contract

Samples: Myos Rens Technology Inc.

Limitation of Engagement to the Company. The Company acknowledges that HCW Xxxxxx has been retained only by the Company, that HCW Xxxxxx is providing services hereunder as an independent contractor (and not in any fiduciary or agency capacity) and that the Company’s 's engagement of HCW Xxxxxx is not deemed to be on behalf of, and is not intended to confer rights upon, any shareholder, owner or partner of the Company or any other person not a party hereto as against HCW Xxxxxx or any of its affiliates, or any of its or their respective officers, directors, controlling persons (within the meaning of Section 15 of the Securities Act or Section 20 of the Securities Exchange Act of 1934, as amended (the "Exchange Act")), employees or agents. Unless otherwise expressly agreed in writing by HCWXxxxxx, no one other than the Company is authorized to rely upon this Agreement or any other statements or conduct of HCWXxxxxx, and no one other than the Company is intended to be a beneficiary of this Agreement. The Company acknowledges that any recommendation or advice, written or oral, given by HCW Xxxxxx to the Company in connection with HCW’s Xxxxxx'x engagement is intended solely for the benefit and use of the Company’s 's management and directors in considering a possible PlacementOffering, and any such recommendation or advice is not on behalf of, and shall not confer any rights or remedies upon, any other person or be used or relied upon for any other purpose. HCW Xxxxxx shall not have the authority to make any commitment binding on the Company. The Company, in its sole discretion, shall have the right to reject any investor introduced to it by HCWXxxxxx.

Appears in 1 contract

Samples: Letter Agreement (Aethlon Medical Inc)

Limitation of Engagement to the Company. The Company acknowledges that HCW Xxxxxx has been retained only by the Company, that HCW Xxxxxx is providing services hereunder as an independent contractor (and not in any fiduciary or agency capacity) and that the Company’s 's engagement of HCW Xxxxxx is not deemed to be on behalf of, and is not intended to confer rights upon, any shareholder, owner or partner of the Company or any other person not a party hereto as against HCW Xxxxxx or any of its affiliates, or any of its or their respective officers, directors, controlling persons (within the meaning of Section 15 of the Securities Act or Section 20 of the Securities Exchange Act of 1934, as amended (the "Exchange Act")), employees or agents. Unless otherwise expressly agreed in writing by HCWXxxxxx, no one other than the Company is authorized to rely upon this Agreement or any other statements or conduct of HCWXxxxxx, and no one other than the Company is intended to be a beneficiary of this Agreement. The Company acknowledges that any recommendation or advice, written or oral, given by HCW Xxxxxx to the Company in connection with HCW’s Xxxxxx'x engagement is intended solely for the benefit and use of the Company’s 's management and directors in considering a possible PlacementOffering or Transaction, and any such recommendation or advice is not on behalf of, and shall not confer any rights or remedies upon, any other person or be used or relied upon for any other purpose. HCW Xxxxxx shall not have the authority to make any commitment binding on the Company. The Company, in its sole discretion, shall have the right to reject any investor or strategic counterparty introduced to it by HCWXxxxxx.

Appears in 1 contract

Samples: Letter Agreement (Oxis International Inc)

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