Investment Adviser Status. The Manager is duly registered and in good standing with the Commission as an investment adviser under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the Management Agreement for the Fund as contemplated by the Prospectus.
Appears in 2 contracts
Samples: Purchase Agreement (Chartwell Dividend & Income Fund Inc), Chartwell Dividend & Income Fund Inc
Investment Adviser Status. The Manager is duly registered and in good standing with the Commission as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such actsthereunder, from acting performing its obligations under the Management Agreement for as described in the Fund as contemplated by Management Agreement, the Registration Statement, General Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp)
Investment Adviser Status. The Investment Manager is duly registered and in good standing with the Commission as an investment adviser under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the Management Agreement for the Fund as contemplated by the Prospectus.
Appears in 1 contract
Samples: Western Asset Claymore Us Treasury Inflation Pro Sec Fund 2
Investment Adviser Status. The Investment Manager is duly registered and in good standing with the Commission as an investment adviser under the Advisers Act, Act and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the Investment Management Agreement for the Fund as contemplated by the Registration Statement, the Statutory Prospectus and the Prospectus.
Appears in 1 contract
Investment Adviser Status. The Investment Manager is duly registered and in good standing with the Commission SEC as an investment adviser under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the Management Agreement investment management agreement for the Fund Trust as contemplated by the Prospectusprospectus.
Appears in 1 contract
Samples: Wholesale Distribution Agreement (Ing Clarion Real Estate Income Fund)
