INTRODUCING BROKER OBLIGATIONS AND ACKNOWLEDGMENTS Sample Clauses

INTRODUCING BROKER OBLIGATIONS AND ACKNOWLEDGMENTS. 2.1 License ACCESS DIRECT MARKETS LTD (“ACCESS DIRECT”) has been granted an Investment Dealer (Full Service Dealer, excluding Underwriting) Licence pursuant to Section 29 of the Securitie" Xxx 0000, Rule 4 of the Securities (Licensing) Rules 2007 and the Financial Services (Consolidated Licensing and Fees) Rules 2008.
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