Financial Advisory Services. 3.1 Helix hereby engages ACM to find and introduce to Helix potential Investors, not residents of Canada or the United States, in respect of private placements (“Placements”) of Helix treasury shares (“Securities”). ACM will only find and introduce to Helix Investors who fit within the definition of an “accredited investor”, as set out in Schedule “A” attached.
Financial Advisory Services. DCAA will provide general advice on accounting, auditing, and financial matters in areas of DCAA responsibility, and facilitate and coordinate audit services with Field Audit Offices (FAOs.)
Financial Advisory Services. Advisor will provide the following services in connection with new issue bonds, bond anticipation notes, revenue anticipation notes, tax anticipation notes, deficit notes and budget notes (the "Issue"), undertaken by Client during the term of this Agreement.
Financial Advisory Services. For the Financial Advisory Services rendered by Advisor, the Company shall pay Advisor a one-time, non-refundable retainer fee of $10,000 payable upon execution of this Agreement, and shall issue Advisor 30,000 warrants to purchase the Company’s common stock at 105% of the Average Closing Price (as defined herein) as of the date this Agreement is executed. Such warrants shall have a term of five years and contain cashless exercise provisions. Such warrants and the underlying common stock shall have piggyback registration rights.
Financial Advisory Services. Rona agrees to perform financial advisory services as described herein upon the terms and conditions herein set forth.
Financial Advisory Services. The Company will provide you with a stipend of $10,000 annually toward the cost of personal financial advisory or tax preparation services.
Financial Advisory Services. During the term of this agreement, Stanford Group shall provide the Company with such regular and customary financial advisory services as are reasonably requested by the Company, provided that Stanford Group shall not be required to undertake duties not reasonably within the scope of the financial advisory services in which it is generally engaged. In performance of its duties, Stanford Group shall provide the Company with the benefit of its judgment. It is understood and acknowledged by the parties that the value of Stanford Group’s advice is not measurable in a quantitative manner and Stanford Group shall be obligated to render advice, upon the request of the Company, in good faith, as shall be determined by Stanford Group, Stanford Group shall:
Financial Advisory Services. 1.1.1. Helix will act as the principal financial advisor to the Company and its subsidiaries and affiliates, and will assist the Company in identifying, introducing, analyzing, structuring, negotiating, and effecting the Transactions (as defined below), on the terms and conditions of this Agreement set forth below. In connection with services relating to the Transactions, Helix will assist and consult with the Company on strategic, financial and operational issues and tactical implementation of concepts relating to the growth of the Company.
Financial Advisory Services. The Client has retained Advisor to prepare a written financial plan or recommended investment allocation and in some cases specific investment security recommendations based on the Client's individual financial needs and circumstances as documented in a client questionnaire or other such documents or otherwise communicated information that informs the Advisor about the Client’s assets, goals, priorities and risk tolerance. The Client authorizes Advisor to enter into such agreements and make such representations, as may be necessary or proper in connection with the performance of its duties under this Agreement. Because the financial plan will be based on the information that the Client provides to Advisor, the completeness and accuracy of the information provided by the Client is very important. Once the Client has received the written financial plan, the Client will have the sole responsibility for determining whether to implement the recommendations contained therein. The Advisor will review and update the Client’s financial plan on an annual basis for changes in the Client's financial situation, plan objectives or plan objectives’ relative priorities or upon demand by the Client or whenever the Advisor considers a plan update and review is in the Client’s best interest or should there be a material change in circumstances for the Client.
Financial Advisory Services. During the term of this agreement, GBI shall provide the Company with such regular and customary investment banking and/or financial advisory services as are reasonably requested by the Company, provided that GBI shall not be required to undertake duties not reasonably within the scope of the services in which it is generally engaged. In performance of its duties, GBI shall provide the Company with the benefits of its best judgment and efforts. It is understood and acknowledged by the parties that the value of GBI’s advice is not measurable in a quantitative manner and GBI shall be obligated to render advice, upon the request of the Company, in good faith, as shall be determined by GBI. GBI’s duties may include, but will not necessarily be limited to:
