Common use of Date of Execution Clause in Contracts

Date of Execution. (1) The Parties have executed this Settlement Agreement as of the date on the cover page. SCHEDULE “A” Proceedings Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Ontario Action Ontario Superior Court of Justice Court File No. CV-15-536174 Sotos LLP, Xxxxxx Xxxxxx LLP, and Siskinds LLP XXXXXX X. XXXXXXXXXX, XXXXXX XXXXXXXXXX, XXXXXXX XXXXXXX, XXXXX XXXXXXXX, XXXXXX XXXXXX, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND EASTERN CANADA, AND XXXXXXXXXXX XXXXXXX ROYAL BANK OF CANADA, RBC CAPITAL MARKETS LLC, BANK OF AMERICA CORPORATION, BANK OF AMERICA, N.A., BANK OF AMERICA CANADA, BANK OF AMERICA NATIONAL ASSOCIATION, THE BANK OF TOKYO MITSUBISHI UFJ LTD., BANK OF TOKYO-MITSUBISHI UFJ (CANADA), BARCLAYS BANK PLC, BARCLAYS CAPITAL INC., BARCLAYS CAPITAL CANADA INC., BNP PARIBAS GROUP, BNP PARIBAS NORTH AMERICA INC., BNP PARIBAS (CANADA), BNP PARIBAS, CITIGROUP, INC., CITIBANK, N.A., CITIBANK CANADA, CITIGROUP GLOBAL MARKETS CANADA INC., CREDIT SUISSE GROUP AG, CREDIT SUISSE SECURITIES (USA) LLC, CREDIT SUISSE AG, CREDIT SUISSE SECURITIES (CANADA), INC., DEUTSCHE BANK AG, THE XXXXXXX XXXXX GROUP, INC., XXXXXXX, SACHS & CO., XXXXXXX XXXXX CANADA INC., HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC NORTH AMERICA HOLDINGS INC., HSBC BANK USA, N.A., HSBC BANK CANADA, JPMORGAN CHASE & CO., JPMORGAN CHASE BANK, N.A., X.X. XXXXXX BANK CANADA, X.X. XXXXXX CANADA, JPMORGAN CHASE BANK NATIONAL ASSOCIATION, XXXXXX XXXXXXX, XXXXXX XXXXXXX CANADA LIMITED, ROYAL BANK OF SCOTLAND GROUP PLC, RBS SECURITIES, INC., ROYAL BANK OF SCOTLAND N.V., ROYAL BANK OF SCOTLAND PLC, SOCIÉTÉ GÉNÉRALE S.A., SOCIÉTÉ GÉNÉRALE (CANADA), SOCIÉTÉ GÉNÉRALE, STANDARD CHARTERED PLC, UBS AG, UBS SECURITIES LLC, and UBS BANK (CANADA) All Persons in Canada who, between January 1, 2003 and December 31, 2013, entered into an FX Instrument[1] either directly or indirectly through an intermediary, and/or purchased or otherwise participated in an investment or equity fund, mutual fund, hedge fund, pension fund or any other investment vehicle that entered into an FX Instrument. Excluded from the class are the defendants, their parent companies, subsidiaries, and affiliates; provided, however, that Investment Vehicles shall not be excluded from the Settlement Class. [1] ”FX Instruments” includes FX spot transactions, outright forwards, FX swaps, FX options, FX futures contracts, options on FX futures contracts, and other instruments traded in the FX Market. Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Quebec Action

Appears in 2 contracts

Samples: Settlement Agreement, Canadian Forex Class Action National Settlement Agreement

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Date of Execution. (1) The Parties have executed this Settlement Agreement as of the date on the cover page. XXXX XXXXXXX, THE FANSHAWE COLLEGE OF APPLIED ARTS AND TECHNOLOGY and XXXXXX XXXXXXXX on their own behalf and on behalf of the Settlement Class by their counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxxxxx Xxxxxxxx Camp Xxxxxxxx Xxxxxxxx Xxxxxxxx LLP BC Class Counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxxxxxx X. Xxxxxx Siskinds LLP Ontario Class Counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxxx Xxxxxxxxx Consumer Law Group Inc. Quebec Class Counsel SAMSUNG ELECTRONICS CO. LTD., SAMSUNG ELECTRONICS CANADA INC. AND SAMSUNG ELECTRONICS AMERICA, INC. by their counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxx Xxxxxxx Blake, Xxxxxxx & Xxxxxxx LLP Counsel for the Settling Defendants TOSHIBA SAMSUNG STORAGE TECHNOLOGY CORPORATION, TOSHIBA CORPORATION, TOSHIBA OF CANADA LIMITED, TOSHIBA SAMSUNG STORAGE TECHNOLOGY KOREA CORPORATION, TOSHIBA AMERICA CONSUMER PRODUCTS, LLC AND TOSHIBA AMERICA INFORMATION SYSTEMS, INC. by their counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxxxx X. Xxxxxx Fasken Xxxxxxxxx XxXxxxxx LLP Counsel for the Settling Defendants SAMSUNG ELECTRONICS CO. LTD., SAMSUNG ELECTRONICS CANADA INC. AND SAMSUNG ELECTRONICS AMERICA, INC. by their counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxx Xxxxxxx Blake, Xxxxxxx & Xxxxxxx LLP Counsel for the Settling Defendants TOSHIBA SAMSUNG STORAGE TECHNOLOGY CORPORATION, TOSHIBA CORPORATION, TOSHIBA OF CANADA LIMITED, TOSHIBA SAMSUNG STORAGE TECHNOLOGY KOREA CORPORATION, TOSHIBA AMERICA CONSUMER PRODUCTS, LLC AND TOSHIBA AMERICA INFORMATION SYSTEMS, INC. by their counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxxxx X. Xxxxxx Fasken Xxxxxxxxx DuMoulin LLP Counsel for the Settling Defendants SCHEDULE “A” Proceedings PROCEEDINGS Proceeding Plaintiffs Defendants Settlement Class Supreme Court and of British Columbia (Vancouver Registry) (Court File No. Plaintiffs’ Counsel Plaintiff Named Defendants S- 106462) (the “BC Action”) Xxxx Xxxxxxx Sony Corporation, Sony Optiarc, Inc., Sony Optiarc America Inc., Sony Of Canada Ltd., Sony Electronics, Inc., NEC Corporation, NEC Canada Inc., Toshiba Corporation, Toshiba Samsung Storage Technology Corporation, Toshiba Samsung Storage Technology Korea Corporation, Toshiba of Canada Ltd., Toshiba America Information Systems, Inc., Samsung Electronics Co., Ltd., Samsung Electronics Canada Inc., Samsung Electronics America, Inc., Hitachi-LG Data Storage, Inc., Hitachi-LG Data Storage Korea, Inc., Hitachi Ltd., LG Electronics, Inc., LG Electronics Canada, LG Electronics USA, Inc., TEAC Corporation, TEAC America, Inc., TEAC Canada, Ltd., Koninlijke Philips Electronics N.V., Lite-On It Corporation of Taiwan, Philips & Lite- On Digital Solutions Corporation, Philips & Lite- On Digital Solutions USA, Inc., Philips Electronics Ltd., Quanta Storage, Inc., Quanta Storage America, Inc., Panasonic Corporation, Panasonic Corporation of North America, Panasonic Canada Inc., BenQ Corporation, BenQ America Corporation, BenQ Canada Corp., Pioneer Corporation, Pioneer North America, Inc., Pioneer Electronics (USA) Inc., Pioneer High Fidelity Taiwan Co., Ltd. and Pioneer Electronics of Canada Inc. All Persons resident in Canada who purchased an ODD and/or an ODD Product during the Class Period, except Excluded Persons and Persons who are included in the Quebec Settlement Class Ontario Action Class. (the “BC Settlement Class”) Ontario Superior Court of Justice (London) (1501/10CP) (the “Ontario Action”) The Fanshawe College of Applied Arts and Technology Sony Optiarc, Inc., Sony Optiarc America Inc., Sony Corporation, Sony of Canada Ltd., Sony Electronics, Inc., NEC Corporation, NEC Canada, Inc., Toshiba Samsung Storage Technology Corp, Toshiba Corp., Toshiba Samsung Storage Technology Corp. Korea, Toshiba of Canada Ltd., Toshiba America Information Systems, Inc., Samsung Electronics Co., Samsung Electronics Canada Inc., Samsung Electronics America, Inc., Hitachi-LG Data Storage Inc., Hitachi-LG Data Storage Korea, Inc., Hitachi Ltd., LG Electronics Inc., LG Electronics Canada, LG Electronics USA, Inc., TEAC Corporation, TEAC America, Inc., TEAC Canada, Ltd., Koninklijke Philips Not applicable - 2 - Proceeding Plaintiffs Defendants Settlement Class Electronics X.X., XxxX Xxxxxxxxxxx, XxxX Xxxxxxx Xxxxxxxxxxx, XxxX Xxxxxx Corp., Lite- On It Corporation, Philips & Lite-On Digital Solutions Corporation, Philips & Lite-On Digital Solutions USA, Inc., Philips Electronics Ltd., Panasonic Corporation, Panasonic Corporation of North America, Panasonic Canada, Inc., Quanta Storage, Inc., and Quanta Storage America, Inc., Pioneer Corporation, Pioneer High Fidelity Taiwan Co., Ltd., Pioneer North America, Inc., Pioneer Electronics (USA) Inc., and Pioneer Electronics of Canada, Inc. Superior Court of Québec (Québec) (File No. CV-15500-536174 Sotos LLP06- 000504-106) (the “Quebec Action”) Xxxxxx Xxxxxxxx Sony Corporation, Xxxxxx Xxxxxx LLPSony of Canada Ltd., and Siskinds LLP XXXXXX X. XXXXXXXXXXSony Corporation of America, XXXXXX XXXXXXXXXXSony Optiarc, XXXXXXX XXXXXXXInc., XXXXX XXXXXXXXSony Optiarc America Inc., XXXXXX XXXXXXSony NEC Optiarc, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND EASTERN CANADAInc., AND XXXXXXXXXXX XXXXXXX ROYAL BANK OF CANADAToshiba Corporation, RBC CAPITAL MARKETS Toshiba America Consumer Products, LLC, BANK Toshiba of Canada Limited, Samsung Electronics Company, Ltd., Samsung Electronics America Inc., Samsung Electronics Canada Inc., Toshiba Samsung Storage Technology Corporation, Hitachi, Ltd., Hitachi Canada, Ltd., Hitachi America Ltd., LG Electronics, Inc., LG Electronics Canada, LG Electronics USA, Inc., Hitachi-LG Data Storage, Inc., Koninklijke Philips Electronics N.V., Philips Electronics North America Corporation, Philips Canada Ltd., Lite-On It Corporation, Philips & Lite-On Digital Solution Corporation, Philips & Lite-On Digital Solutions USA, Inc., NEC Corporation, NEC Electronics America, Inc., TEAC Corporation, TEAC America, Inc., TEAC Canada Ltd., BENQ America Corporation, BENQ Canada Corp., Panasonic Corporation of North America, Panasonic Canada Inc., Pioneer Electronics (USA) Inc., Pioneer Electronics of Canada, Inc. All Persons in Quebec who purchased an ODD and/or an ODD Product during the Class Period, except the Excluded Persons. (the “Quebec Settlement Class”) SCHEDULE “B” FORM OF AMERICA BC CERTIFICATION FOR SETTLEMENT PURPOSES AND NOTICE APPROVAL ORDER Between: and: In the Supreme Court of British Columbia XXXX XXXXXXX No. S-106462 Vancouver Registry Plaintiff SONY CORPORATION, BANK SONY OPTIARC, INC., SONY OPTIARC AMERICA INC., SONY OF AMERICA, N.A., BANK OF AMERICA CANADA, BANK OF AMERICA NATIONAL ASSOCIATION, THE BANK OF TOKYO MITSUBISHI UFJ CANADA LTD., BANK OF TOKYO-MITSUBISHI UFJ (CANADA)SONY ELECTRONICS, BARCLAYS BANK PLC, BARCLAYS CAPITAL INC., BARCLAYS CAPITAL NEC CORPORATION, NEC CANADA INC., BNP PARIBAS GROUPTOSHIBA CORPORATION, BNP PARIBAS NORTH AMERICA INCTOSHIBA SAMSUNG STORAGE TECHNOLOGY CORP., BNP PARIBAS (CANADA)TOSHIBA SAMSUNG STORAGE TECHNOLOGY CORP. KOREA, BNP PARIBASTOSHIBA OF CANADA LTD., CITIGROUPTOSHIBA AMERICA INFORMATION SYSTEMS, INC., CITIBANKSAMSUNG ELECTRONICS CO., N.A.LTD., CITIBANK CANADA, CITIGROUP GLOBAL MARKETS SAMSUNG ELECTRONICS CANADA INC., CREDIT SUISSE GROUP AG, CREDIT SUISSE SECURITIES (USA) LLC, CREDIT SUISSE AG, CREDIT SUISSE SECURITIES (CANADA)SAMSUNG ELECTRONICS AMERICA, INC., DEUTSCHE BANK AG, THE XXXXXXX XXXXX GROUPHITACHI-LG DATA STORAGE, INC., XXXXXXX, SACHS & CO., XXXXXXX XXXXX CANADA INC., HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC NORTH AMERICA HOLDINGS INC., HSBC BANK USA, N.A., HSBC BANK CANADA, JPMORGAN CHASE & CO., JPMORGAN CHASE BANK, N.A., X.X. XXXXXX BANK CANADA, X.X. XXXXXX CANADA, JPMORGAN CHASE BANK NATIONAL ASSOCIATION, XXXXXX XXXXXXX, XXXXXX XXXXXXX CANADA LIMITED, ROYAL BANK OF SCOTLAND GROUP PLC, RBS SECURITIESHITACHI-LG DATA STORAGE KOREA, INC., ROYAL BANK OF SCOTLAND HITACHI LTD., LG ELECTRONICS, INC., LG ELECTRONICS CANADA, LG ELECTRONICS USA, INC., TEAC CORPORATION, TEAC AMERICA, INC., TEAC CANADA, LTD., KONINLIJKE PHILIPS ELECTRONICS N.V., ROYAL BANK LITEON IT CORPORATION OF SCOTLAND PLCTAIWAN, SOCIÉTÉ GÉNÉRALE S.A.PHILIPS & LITE-ON DIGITAL SOLUTIONS CORPORATION, SOCIÉTÉ GÉNÉRALE PHILIPS & LITE-ON DIGITAL SOLUTIONS USA, INC., PHILIPS ELECTRONICS LTD., QUANTA STORAGE, INC., QUANTA STORAGE AMERICA, INC., PANASONIC CORPORATION, XXXXXXXXX XXXXXXXXXXX XX XXXXX XXXXXXX, XXXXXXXXX XXXXXX INC., BENQ CORPORATION, BENQ AMERICA CORPORATION BENQ CANADA CORP., PIONEER CORPORATION, PIONEER NORTH AMERICA, INC., PIONEER ELECTRONICS (CANADA)USA) INC., SOCIÉTÉ GÉNÉRALEPIONEER HIGH FIDELITY TAIWAN CO., STANDARD CHARTERED PLCLTD. AND PIONEER ELECTRONICS OF CANADA INC. Defendants BROUGHT UNDER THE CLASS PROCEEDINGS ACT, UBS AGR.S.B.C. 1996, UBS SECURITIES LLCc. 50 ORDER MADE AFTER APPLICATION REGARDING TSST CERTIFICATION FOR SETTLEMENT AND NOTICE OF SETTLEMENT APPROVAL HEARING BEFORE ) ) ) THE HONOURABLE ) ) XX. XXXXXXX MASUHARA ) ) ) ) ) ) ) dd/mm/yyyy ON THE APPLICATION of the plaintiff coming on for hearing at the Courthouse, 000 Xxxxxx Xxxxxx, Xxxxxxxxx, XX, on [dd/mmm/yyyy] and UBS BANK (CANADA) All Persons in Canada whoon hearing [counsel appearing]; and on reading the materials filed, between January 1, 2003 and December 31, 2013, entered into an FX Instrument[1] either directly or indirectly through an intermediary, and/or purchased or otherwise participated in an investment or equity fund, mutual fund, hedge fund, pension fund or any other investment vehicle that entered into an FX Instrument. Excluded from the class are the defendants, their parent companies, subsidiaries, and affiliates; provided, however, that Investment Vehicles shall not be excluded from including the Settlement Class. [1] ”FX Instruments” includes FX spot transactions, outright forwards, FX swaps, FX options, FX futures contracts, options Agreement; and on FX futures contracts, the consent of the Settling Defendants; and other instruments traded in the FX Market. Court and File No. Plaintiffs’ Counsel Plaintiff Named Non-Settling Defendants Settlement Class Quebec Actiontaking no position; THIS COURT ORDERS that:

Appears in 2 contracts

Samples: Class Action National Settlement Agreement, Class Action National Settlement Agreement

Date of Execution. (1) The Parties have executed this Settlement Agreement as of the date on the cover page. XXXXXX X. XXXXXXXXXX, XXXXXX XXXXXXXXXX, XXXXXXX XXXXXXX, XXXXX XXXXXXXX, XXXXXX XXXXXX, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND Sotos LLP Ontario Counsel EASTERN CANADA, and XXXXXXXXXXX XXXXXXX on their own behalf and on behalf of the Ontario Settlement Class, by their counsel: Name of Authorized Signatory: Signature of Authorized Signatory: - 40 - Name of Authorized Signatory: Signature of Authorized Signatory: Xxxxxx Xxxxxx LLP Ontario Counsel Name of Authorized Signatory: Signature of Authorized Signatory: Siskinds LLP Ontario Counsel SCHEDULE “A” Proceedings Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Ontario Action Ontario Superior Court of Justice Court File No. CV-15-536174 Sotos LLP, Xxxxxx Xxxxxx LLP, and Siskinds LLP XXXXXX X. XXXXXXXXXX, XXXXXX XXXXXXXXXX, XXXXXXX XXXXXXX, XXXXX XXXXXXXX, XXXXXX XXXXXX, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND EASTERN CANADA, AND XXXXXXXXXXX XXXXXXX ROYAL BANK OF CANADA, RBC CAPITAL MARKETS LLC, BANK OF AMERICA CORPORATION, BANK OF AMERICA, N.A., BANK OF AMERICA CANADA, BANK OF AMERICA NATIONAL ASSOCIATION, THE BANK OF TOKYO MITSUBISHI UFJ LTD., BANK OF TOKYO-MITSUBISHI UFJ (CANADA), BARCLAYS BANK PLC, BARCLAYS CAPITAL INC., BARCLAYS CAPITAL CANADA INC., BNP PARIBAS GROUP, BNP PARIBAS NORTH AMERICA INC., BNP PARIBAS (CANADA), BNP PARIBAS, CITIGROUP, INC., CITIBANK, N.A., CITIBANK CANADA, CITIGROUP GLOBAL MARKETS CANADA INC., CREDIT SUISSE GROUP AG, CREDIT SUISSE SECURITIES (USA) LLC, CREDIT SUISSE AG, CREDIT SUISSE SECURITIES (CANADA), INC., DEUTSCHE BANK AG, THE XXXXXXX XXXXX GROUP, INC., XXXXXXX, SACHS XXXXX & CO., XXXXXXX XXXXX CANADA INC., HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC NORTH AMERICA HOLDINGS INC., HSBC BANK USA, N.A., HSBC BANK CANADA, JPMORGAN CHASE & CO., JPMORGAN CHASE BANK, N.A., X.X. XXXXXX BANK CANADA, X.X. XXXXXX CANADA, JPMORGAN CHASE BANK NATIONAL ASSOCIATION, XXXXXX XXXXXXX, XXXXXX XXXXXXX CANADA LIMITED, ROYAL BANK OF SCOTLAND GROUP PLC, RBS SECURITIES, INC., ROYAL BANK OF SCOTLAND N.V., ROYAL BANK OF SCOTLAND PLC, SOCIÉTÉ GÉNÉRALE S.A., SOCIÉTÉ GÉNÉRALE (CANADA), SOCIÉTÉ GÉNÉRALE, STANDARD CHARTERED PLC, UBS AG, UBS SECURITIES LLC, and UBS BANK (CANADA) All Persons in Canada who, between January 1, 2003 and December 31, 2013, entered into an FX Instrument[1] either directly or indirectly through an intermediary, and/or purchased or otherwise participated in an investment or equity fund, mutual fund, hedge fund, pension fund or any other investment vehicle that entered into an FX Instrument. Excluded from the class are the defendants, their parent companies, subsidiaries, and affiliates; provided, however, that Investment Vehicles shall not be excluded from the Settlement Class. [1] ”FX Instruments” includes FX spot transactions, outright forwards, FX swaps, FX options, FX futures contracts, options on FX futures contracts, and other instruments traded in the FX Market. Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Quebec Action

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Date of Execution. (1) The Parties have executed this Settlement Agreement as of the date on the cover page. SCHEDULE “A” Proceedings Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Ontario Action Ontario Superior Court of Justice Court File No. CV-15-536174 Sotos LLP, Xxxxxx Xxxxxx LLP, and Siskinds LLP XXXXXX X. XXXXXXXXXX, XXXXXX XXXXXXXXXX, XXXXXXX XXXXXXX, XXXXX XXXXXXXX, XXXXXX XXXXXX, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND EASTERN CANADA, AND XXXXXXXXXXX XXXXXXX ROYAL BANK OF CANADA, RBC CAPITAL MARKETS LLC, BANK OF AMERICA CORPORATION, BANK OF AMERICA, N.A., BANK OF AMERICA CANADA, BANK OF AMERICA NATIONAL ASSOCIATION, THE BANK OF TOKYO MITSUBISHI UFJ LTD., BANK OF TOKYO-MITSUBISHI UFJ (CANADA), BARCLAYS BANK PLC, BARCLAYS CAPITAL INC., BARCLAYS CAPITAL CANADA INC., BNP PARIBAS GROUP, BNP PARIBAS NORTH AMERICA INC., BNP PARIBAS (CANADA), BNP PARIBAS, CITIGROUP, INC., CITIBANK, N.A., CITIBANK CANADA, CITIGROUP GLOBAL MARKETS CANADA INC., CREDIT SUISSE GROUP AG, CREDIT SUISSE SECURITIES (USA) LLC, CREDIT SUISSE AG, CREDIT SUISSE SECURITIES (CANADA), INC., DEUTSCHE BANK AG, THE XXXXXXX XXXXX GROUP, INC., XXXXXXX, SACHS XXXXX & CO., XXXXXXX XXXXX CANADA INC., HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC NORTH AMERICA HOLDINGS INC., HSBC BANK USA, N.A., HSBC BANK CANADA, JPMORGAN CHASE & CO., JPMORGAN CHASE BANK, N.A., X.X. XXXXXX BANK CANADA, X.X. XXXXXX CANADA, JPMORGAN CHASE BANK NATIONAL ASSOCIATION, XXXXXX XXXXXXX, XXXXXX XXXXXXX CANADA LIMITED, ROYAL BANK OF SCOTLAND GROUP PLC, RBS SECURITIES, INC., ROYAL BANK OF SCOTLAND N.V., ROYAL BANK OF SCOTLAND PLC, SOCIÉTÉ GÉNÉRALE S.A., SOCIÉTÉ GÉNÉRALE (CANADA), SOCIÉTÉ GÉNÉRALE, STANDARD CHARTERED PLC, UBS AG, UBS SECURITIES LLC, and UBS BANK (CANADA) All Persons in Canada who, between January 1, 2003 and December 31, 2013, entered into an FX Instrument[1] either directly or indirectly through an intermediary, and/or purchased or otherwise participated in an investment or equity fund, mutual fund, hedge fund, pension fund or any other investment vehicle that entered into an FX Instrument. Excluded from the class are the defendants, their parent companies, subsidiaries, and affiliates; provided, however, that Investment Vehicles shall not be excluded from the Settlement Class. [1] ”FX Instruments” includes FX spot transactions, outright forwards, FX swaps, FX options, FX futures contracts, options on FX futures contracts, and other instruments traded in the FX Market. Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Quebec Action

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Date of Execution. (1) The Parties have executed this Settlement Agreement as of the date on the cover page. SHERIDAN CHEVROLET CADILLAC LTD. and THE XXXXXXXXX AUTO MALL LTD. and on their own behalf and on behalf of the Settlement Class that they propose to represent, by their counsel Name of Authorized Signatory: Signature of Authorized Signatory: Sotos LLP Class Counsel XXXX XXXXXX on his own behalf and on behalf of the Settlement Class that he proposes to represent, by his counsel Name of Authorized Signatory: Signature of Authorized Signatory: Siskinds LLP Class Counsel TOYO TIRE & RUBBER CO., LTD., TOYO TIRE NORTH AMERICA OE SALES LLC, and TOYO AUTOMOTIVE PARTS (USA) INC., by their counsel Name of Authorized Signatory: Xxxxx Xxxxxxxx Signature of Authorized Signatory: XxXxxxxx Xxxxxxxx LLP Counsel for the Settling Defendants CAMP XXXXXXXX XXXXXXXX XXXXXXXX LLP Per: Name: Title: I have authority to bind the Partnership SCHEDULE “A” Proceedings Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Ontario Action Ontario Superior Court of Justice ONTARIO Court File No. CV-15CV-14-536174 Sotos LLP506645-00CP SUPERIOR COURT OF JUSTICE THE HONOURABLE ) , Xxxxxx Xxxxxx LLPTHE DAY JUSTICE BELOBABA ) OF , 2020 BETWEEN: SHERIDAN CHEVROLET CADILLAC LTD., THE XXXXXXXXX AUTO MALL LTD., and Siskinds LLP XXXX XXXXXX X. XXXXXXXXXX- and - Plaintiffs TOYO TIRE & RUBBER CO. LTD, XXXXXX XXXXXXXXXXTOYO TIRE NORTH AMERICA MANUFACTURING INC, XXXXXXX XXXXXXX, XXXXX XXXXXXXX, XXXXXX XXXXXX, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND EASTERN CANADA, AND XXXXXXXXXXX XXXXXXX ROYAL BANK OF CANADA, RBC CAPITAL MARKETS TOYO TIRE NORTH AMERICA OE SALES LLC, BANK OF TOYO AUTOMOTIVE PARTS (USA) INC., TOYODA GOSEI CO., LTD., TOYODA GOSEI NORTH AMERICA CORPORATION, BANK OF AMERICATG KENTUCKY, N.A.LLC, BANK OF AMERICA CANADAand TG FLUID SYSTEMS USA CORPORATION. Defendants Proceeding under the Class Xxxxxxxxxxx Xxx, BANK OF AMERICA NATIONAL ASSOCIATION0000, THE BANK OF TOKYO MITSUBISHI UFJ LTD.S.O. 1992, BANK OF TOKYOc. 6 ORDER - Automotive Constant Velocity Joint Boot Products - - Toyo Notice Approval and Consent Certification - THIS MOTION made by the Plaintiffs for an Order approving the abbreviated, publication and long-MITSUBISHI UFJ (CANADA)form notices of settlement approval hearings and the method of dissemination of said notices, BARCLAYS BANK PLCand certifying this proceeding as a class proceeding for settlement purposes as against Toyo Tire & Rubber Co., BARCLAYS CAPITAL INC.Ltd., BARCLAYS CAPITAL CANADA INC.Toyo Tire North America OE Sales LLC, BNP PARIBAS GROUP, BNP PARIBAS NORTH AMERICA INC., BNP PARIBAS (CANADA), BNP PARIBAS, CITIGROUP, INC., CITIBANK, N.A., CITIBANK CANADA, CITIGROUP GLOBAL MARKETS CANADA INC., CREDIT SUISSE GROUP AG, CREDIT SUISSE SECURITIES and Toyo Automotive Parts (USA) LLCInc. (collectively, CREDIT SUISSE AGthe “Settling Defendants”) was read this day at Osgoode Hall, CREDIT SUISSE SECURITIES 000 Xxxxx Xxxxxx Xxxx, Xxxxxxx, Xxxxxxx. ON READING the materials filed, including the settlement agreement with the Settling Defendants dated as of , 2020 attached to this Order as Schedule “A” (CANADAthe “Settlement Agreement”), INC.and on reading the submissions of counsel for the Plaintiffs and Counsel for the Settling Defendants, DEUTSCHE BANK AG, THE XXXXXXX XXXXX GROUP, INC., XXXXXXX, SACHS & CO., XXXXXXX XXXXX CANADA INC., HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC NORTH AMERICA HOLDINGS INC., HSBC BANK USA, N.A., HSBC BANK CANADA, JPMORGAN CHASE & CO., JPMORGAN CHASE BANK, N.A., X.X. XXXXXX BANK CANADA, X.X. XXXXXX CANADA, JPMORGAN CHASE BANK NATIONAL ASSOCIATION, XXXXXX XXXXXXX, XXXXXX XXXXXXX CANADA LIMITED, ROYAL BANK OF SCOTLAND GROUP PLC, RBS SECURITIES, INC., ROYAL BANK OF SCOTLAND N.V., ROYAL BANK OF SCOTLAND PLC, SOCIÉTÉ GÉNÉRALE S.A., SOCIÉTÉ GÉNÉRALE (CANADA), SOCIÉTÉ GÉNÉRALE, STANDARD CHARTERED PLC, UBS AG, UBS SECURITIES LLC, the Non-Settling Defendants taking no position; AND ON BEING ADVISED that the Plaintiffs and UBS BANK (CANADA) All Persons in Canada who, between January 1, 2003 and December 31, 2013, entered into an FX Instrument[1] either directly or indirectly through an intermediary, and/or purchased or otherwise participated in an investment or equity fund, mutual fund, hedge fund, pension fund or any other investment vehicle that entered into an FX Instrument. Excluded from the class are the defendants, their parent companies, subsidiaries, and affiliates; provided, however, that Investment Vehicles shall not be excluded from the Settlement Class. [1] ”FX Instruments” includes FX spot transactions, outright forwards, FX swaps, FX options, FX futures contracts, options on FX futures contracts, and other instruments traded in the FX Market. Court and File No. Plaintiffs’ Counsel Plaintiff Named Settling Defendants Settlement Class Quebec Actionconsent to this Order;

Appears in 1 contract

Samples: National Settlement Agreement

Date of Execution. (1) The Parties have executed this Settlement Agreement as of the date on the cover page. XXXXXX X. XXXXXXXXXX, XXXXXX XXXXXXXXXX, XXXXXXX XXXXXXX, XXXXX XXXXXXXX, XXXXXX XXXXXX, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND Sotos LLP Ontario Counsel EASTERN CANADA, and XXXXXXXXXXX XXXXXXX on their own behalf and on behalf of the Ontario Settlement Class, by their counsel: Name of Authorized Signatory: Signature of Authorized Signatory: - 40 - Name of Authorized Signatory: Signature of Authorized Signatory: Xxxxxx Xxxxxx LLP Ontario Counsel Name of Authorized Signatory: Signature of Authorized Signatory: Siskinds LLP Ontario Counsel SCHEDULE “A” Proceedings Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Ontario Action Ontario Superior Court of Justice Court File No. CV-15-536174 Sotos LLP, Xxxxxx Xxxxxx LLP, and Siskinds LLP XXXXXX X. XXXXXXXXXX, XXXXXX XXXXXXXXXX, XXXXXXX XXXXXXX, XXXXX XXXXXXXX, XXXXXX XXXXXX, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND EASTERN CANADA, AND XXXXXXXXXXX XXXXXXX ROYAL BANK OF CANADA, RBC CAPITAL MARKETS LLC, BANK OF AMERICA CORPORATION, BANK OF AMERICA, N.A., BANK OF AMERICA CANADA, BANK OF AMERICA NATIONAL ASSOCIATION, THE BANK OF TOKYO MITSUBISHI UFJ LTD., BANK OF TOKYO-MITSUBISHI UFJ (CANADA), BARCLAYS BANK PLC, BARCLAYS CAPITAL INC., BARCLAYS CAPITAL CANADA INC., BNP PARIBAS GROUP, BNP PARIBAS NORTH AMERICA INC., BNP PARIBAS (CANADA), BNP PARIBAS, CITIGROUP, INC., CITIBANK, N.A., CITIBANK CANADA, CITIGROUP GLOBAL MARKETS CANADA INC., CREDIT SUISSE GROUP AG, CREDIT SUISSE SECURITIES (USA) LLC, CREDIT SUISSE AG, CREDIT SUISSE SECURITIES (CANADA), INC., DEUTSCHE BANK AG, THE XXXXXXX XXXXX GROUP, INC., XXXXXXX, SACHS & CO., XXXXXXX XXXXX CANADA INC., HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC NORTH AMERICA HOLDINGS INC., HSBC BANK USA, N.A., HSBC BANK CANADA, JPMORGAN CHASE & CO., JPMORGAN CHASE BANK, N.A., X.X. XXXXXX BANK CANADA, X.X. XXXXXX CANADA, JPMORGAN CHASE BANK NATIONAL ASSOCIATION, XXXXXX XXXXXXX, XXXXXX XXXXXXX CANADA LIMITED, ROYAL BANK OF SCOTLAND GROUP PLC, RBS SECURITIES, INC., ROYAL BANK OF SCOTLAND N.V., ROYAL BANK OF SCOTLAND PLC, SOCIÉTÉ GÉNÉRALE S.A., SOCIÉTÉ GÉNÉRALE (CANADA), SOCIÉTÉ GÉNÉRALE, STANDARD CHARTERED PLC, UBS AG, UBS SECURITIES LLC, and UBS BANK (CANADA) All Persons in Canada who, between January 1, 2003 and December 31, 2013, entered into an FX Instrument[1] either directly or indirectly through an intermediary, and/or purchased or otherwise participated in an investment or equity fund, mutual fund, hedge fund, pension fund or any other investment vehicle that entered into an FX Instrument. Excluded from the class are the defendants, their parent companies, subsidiaries, and affiliates; provided, however, that Investment Vehicles shall not be excluded from the Settlement Class. [1] ”FX Instruments” includes FX spot transactions, outright forwards, FX swaps, FX options, FX futures contracts, options on FX futures contracts, and other instruments traded in the FX Market. Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Quebec Action

Appears in 1 contract

Samples: Canadian Forex Class Action National Settlement Agreement

Date of Execution. (1) The Parties have executed this Settlement Agreement as of the date on the cover page. XXXXXX X. XXXXXXXXXX, XXXXXX XXXXXXXXXX, XXXXXXX XXXXXXX, XXXXX XXXXXXXX, XXXXXX XXXXXX, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND EASTERN CANADA, and XXXXXXXXXXX XXXXXXX on their own behalf and on behalf of the Ontario Settlement Class, by their counsel: Name of Authorized Signatory: Signature of Authorized Signatory: Sotos LLP Ontario Counsel Name of Authorized Signatory: Signature of Authorized Signatory: Xxxxxx Xxxxxx LLP Ontario Counsel Name of Authorized Signatory: Signature of Authorized Signatory: Siskinds LLP Ontario Counsel Name of Authorized Signatory: Signature of Authorized Signatory: Camp Xxxxxxxx Xxxxxxxx Xxxxxxxx LLP Ontario Counsel XXXXXXXXX XXXXXX on her own behalf and on behalf of the Quebec Settlement Class, by her counsel: Name of Authorized Signatory: Signature of Authorized Signatory: Siskinds Desmeules s.e.n.c.r.l. Quebec Counsel Bank of Montreal, BMO Financial Corp, BMO Xxxxxx Bank N.A., and BMO Capital Markets Limited, by their counsel: Name of Authorized Signatory: Signature of Authorized Signatory: Xxxxxxx Xxxxx & Xxxxxxxxx LLP SCHEDULE “A” Proceedings Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Ontario Action Ontario Superior Court of Justice Court File No. CV-15CV- 15-536174 Sotos LLP, Xxxxxx Xxxxxx LLP, Siskinds LLP and Siskinds Camp Xxxxxxxx Xxxxxxxx Xxxxxxxx LLP XXXXXX X. XXXXXXXXXX, XXXXXX XXXXXXXXXX, XXXXXXX XXXXXXX, XXXXX XXXXXXXX, XXXXXX XXXXXX, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND EASTERN CANADA, AND XXXXXXXXXXX XXXXXXX ROYAL BANK OF CANADA, RBC CAPITAL MARKETS LLC, BANK OF AMERICA CORPORATION, BANK OF AMERICA, N.A., BANK OF AMERICA CANADA, BANK OF AMERICA NATIONAL ASSOCIATION, BANK OF MONTREAL, BMO FINANCIAL CORP., BMO XXXXXX BANK N.A., BMO CAPITAL MARKETS LIMITED, THE BANK OF TOKYO MITSUBISHI UFJ LTD., BANK OF TOKYO-TOKYO- MITSUBISHI UFJ (CANADA), BARCLAYS BANK PLC, BARCLAYS CAPITAL INC., BARCLAYS CAPITAL CANADA INC., BNP PARIBAS GROUP, BNP PARIBAS NORTH AMERICA INC., BNP PARIBAS (CANADA), BNP PARIBAS, CITIGROUP, INC., CITIBANK, N.A., CITIBANK CANADA, CITIGROUP GLOBAL MARKETS CANADA INC., CREDIT SUISSE GROUP AG, CREDIT SUISSE SECURITIES (USA) LLC, CREDIT SUISSE AG, CREDIT SUISSE SECURITIES (CANADA), INC., DEUTSCHE BANK AG, THE XXXXXXX XXXXX SACHS GROUP, INC., XXXXXXX, SACHS XXXXX & CO., XXXXXXX XXXXX SACHS CANADA INC., HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC NORTH AMERICA HOLDINGS INC., HSBC BANK USA, N.A., HSBC BANK CANADA, JPMORGAN CHASE & CO., JPMORGAN CHASE BANK, N.A., X.X. XXXXXX BANK CANADA, X.X. XXXXXX CANADA, JPMORGAN CHASE BANK NATIONAL ASSOCIATION, XXXXXX XXXXXXX, XXXXXX XXXXXXX CANADA LIMITED, ROYAL BANK OF SCOTLAND GROUP PLC, RBS SECURITIES, INC., ROYAL BANK OF SCOTLAND N.V., ROYAL BANK OF SCOTLAND PLC, SOCIÉTÉ GÉNÉRALE S.A., SOCIÉTÉ GÉNÉRALE (CANADA), SOCIÉTÉ GÉNÉRALE, STANDARD CHARTERED PLC, UBS AG, UBS SECURITIES LLC, and UBS BANK (CANADA) All Persons in Canada who, between January 1, 2003 and December 31, 2013, entered into an FX Instrument[1] either directly or indirectly through an intermediary, and/or purchased or otherwise participated in an investment or equity fund, mutual fund, hedge fund, pension fund or any other investment vehicle that entered into an FX Instrument. Excluded from the class are the defendants, their parent companies, subsidiaries, and affiliates; provided, however, that Investment Vehicles shall not be excluded from the Settlement Class. [1] FX Instruments” includes FX spot transactions, outright forwards, FX swaps, FX options, FX futures contracts, options on FX futures contracts, and other instruments traded in the FX Market. Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class GÉNÉRALE, STANDARD CHARTERED PLC, TORONTO DOMINION BANK, TD BANK, N.A., TD GROUP US HOLDINGS, LLC, TD BANK USA, N.A., TD SECURITIES LIMITED, UBS AG, UBS SECURITIES LLC, and UBS BANK (CANADA) Quebec Action

Appears in 1 contract

Samples: National Settlement Agreement

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Date of Execution. (1) The Parties have executed this Settlement Agreement as of the date on the cover page. XXXX XXXXXXX, THE FANSHAWE COLLEGE OF APPLIED ARTS AND TECHNOLOGY and XXXXXX XXXXXXXX on their own behalf and on behalf of the Settlement Class by their counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxxxxx Xxxxxxxx Camp Xxxxxxxx Xxxxxxxx Xxxxxxxx LLP BC Class Counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxxxxxx X. Xxxxxx Siskinds LLP Ontario Class Counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxxx Xxxxxxxxx Consumer Law Group Inc. Quebec Class Counsel SAMSUNG ELECTRONICS CO. LTD., SAMSUNG ELECTRONICS CANADA INC. AND SAMSUNG ELECTRONICS AMERICA, INC. by their counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxx Xxxxxxx Xxxxx, Xxxxxxx & Xxxxxxx LLP Counsel for the Settling Defendants TOSHIBA SAMSUNG STORAGE TECHNOLOGY CORPORATION, TOSHIBA CORPORATION, TOSHIBA OF CANADA LIMITED, TOSHIBA SAMSUNG STORAGE TECHNOLOGY KOREA CORPORATION, TOSHIBA AMERICA CONSUMER PRODUCTS, LLC AND TOSHIBA AMERICA INFORMATION SYSTEMS, INC. by their counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxxxx X. Xxxxxx Fasken Xxxxxxxxx XxXxxxxx LLP Counsel for the Settling Defendants SAMSUNG ELECTRONICS CO. LTD., SAMSUNG ELECTRONICS CANADA INC. AND SAMSUNG ELECTRONICS AMERICA, INC. by their counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxx Xxxxxxx Xxxxx, Xxxxxxx & Xxxxxxx LLP Counsel for the Settling Defendants TOSHIBA SAMSUNG STORAGE TECHNOLOGY CORPORATION, TOSHIBA CORPORATION, TOSHIBA OF CANADA LIMITED, TOSHIBA SAMSUNG STORAGE TECHNOLOGY KOREA CORPORATION, TOSHIBA AMERICA CONSUMER PRODUCTS, LLC AND TOSHIBA AMERICA INFORMATION SYSTEMS, INC. by their counsel Signature of Authorized Signatory: Name of Authorized Signatory: Xxxxx X. Xxxxxx Fasken Xxxxxxxxx XxXxxxxx LLP Counsel for the Settling Defendants SCHEDULE “A” Proceedings PROCEEDINGS Proceeding Plaintiffs Defendants Settlement Class Supreme Court and of British Columbia (Vancouver Registry) (Court File No. Plaintiffs’ Counsel Plaintiff Named Defendants S- 106462) (the “BC Action”) Xxxx Xxxxxxx Sony Corporation, Sony Optiarc, Inc., Sony Optiarc America Inc., Sony Of Canada Ltd., Sony Electronics, Inc., NEC Corporation, NEC Canada Inc., Toshiba Corporation, Toshiba Samsung Storage Technology Corporation, Toshiba Samsung Storage Technology Korea Corporation, Toshiba of Canada Ltd., Toshiba America Information Systems, Inc., Samsung Electronics Co., Ltd., Samsung Electronics Canada Inc., Samsung Electronics America, Inc., Hitachi-LG Data Storage, Inc., Hitachi-LG Data Storage Korea, Inc., Hitachi Ltd., LG Electronics, Inc., LG Electronics Canada, LG Electronics USA, Inc., TEAC Corporation, TEAC America, Inc., TEAC Canada, Ltd., Koninlijke Philips Electronics N.V., Lite-On It Corporation of Taiwan, Philips & Lite- On Digital Solutions Corporation, Philips & Lite- On Digital Solutions USA, Inc., Philips Electronics Ltd., Quanta Storage, Inc., Quanta Storage America, Inc., Panasonic Corporation, Panasonic Corporation of North America, Panasonic Canada Inc., BenQ Corporation, BenQ America Corporation, BenQ Canada Corp., Pioneer Corporation, Pioneer North America, Inc., Pioneer Electronics (USA) Inc., Pioneer High Fidelity Taiwan Co., Ltd. and Pioneer Electronics of Canada Inc. All Persons resident in Canada who purchased an ODD and/or an ODD Product during the Class Period, except Excluded Persons and Persons who are included in the Quebec Settlement Class Ontario Action Class. (the “BC Settlement Class”) Ontario Superior Court of Justice (London) (1501/10CP) (the “Ontario Action”) The Fanshawe College of Applied Arts and Technology Sony Optiarc, Inc., Sony Optiarc America Inc., Sony Corporation, Sony of Canada Ltd., Sony Electronics, Inc., NEC Corporation, NEC Canada, Inc., Toshiba Samsung Storage Technology Corp, Toshiba Corp., Toshiba Samsung Storage Technology Corp. Korea, Toshiba of Canada Ltd., Toshiba America Information Systems, Inc., Samsung Electronics Co., Samsung Electronics Canada Inc., Samsung Electronics America, Inc., Hitachi-LG Data Storage Inc., Hitachi-LG Data Storage Korea, Inc., Hitachi Ltd., LG Electronics Inc., LG Electronics Canada, LG Electronics USA, Inc., TEAC Corporation, TEAC America, Inc., TEAC Canada, Ltd., Koninklijke Philips Not applicable - 2 - Proceeding Plaintiffs Defendants Settlement Class Electronics N.V., BenQ Corporation, BenQ America Corporation, BenQ Canada Corp., Lite- On It Corporation, Philips & Lite-On Digital Solutions Corporation, Philips & Lite-On Digital Solutions USA, Inc., Philips Electronics Ltd., Panasonic Corporation, Panasonic Corporation of North America, Panasonic Canada, Inc., Quanta Storage, Inc., and Quanta Storage America, Inc., Pioneer Corporation, Pioneer High Fidelity Taiwan Co., Ltd., Pioneer North America, Inc., Pioneer Electronics (USA) Inc., and Pioneer Electronics of Canada, Inc. Superior Court of Québec (Québec) (File No. CV-15500-536174 Sotos LLP06- 000504-106) (the “Quebec Action”) Xxxxxx Xxxxxxxx Sony Corporation, Xxxxxx Xxxxxx LLPSony of Canada Ltd., and Siskinds LLP XXXXXX X. XXXXXXXXXXSony Corporation of America, XXXXXX XXXXXXXXXXSony Optiarc, XXXXXXX XXXXXXXInc., XXXXX XXXXXXXXSony Optiarc America Inc., XXXXXX XXXXXXSony NEC Optiarc, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND EASTERN CANADAInc., AND XXXXXXXXXXX XXXXXXX ROYAL BANK OF CANADAToshiba Corporation, RBC CAPITAL MARKETS Toshiba America Consumer Products, LLC, BANK Toshiba of Canada Limited, Samsung Electronics Company, Ltd., Samsung Electronics America Inc., Samsung Electronics Canada Inc., Toshiba Samsung Storage Technology Corporation, Hitachi, Ltd., Hitachi Canada, Ltd., Hitachi America Ltd., LG Electronics, Inc., LG Electronics Canada, LG Electronics USA, Inc., Hitachi-LG Data Storage, Inc., Koninklijke Philips Electronics N.V., Philips Electronics North America Corporation, Philips Canada Ltd., Lite-On It Corporation, Philips & Lite-On Digital Solution Corporation, Philips & Lite-On Digital Solutions USA, Inc., NEC Corporation, NEC Electronics America, Inc., TEAC Corporation, TEAC America, Inc., TEAC Canada Ltd., BENQ America Corporation, BENQ Canada Corp., Panasonic Corporation of North America, Panasonic Canada Inc., Pioneer Electronics (USA) Inc., Pioneer Electronics of Canada, Inc. All Persons in Quebec who purchased an ODD and/or an ODD Product during the Class Period, except the Excluded Persons. (the “Quebec Settlement Class”) SCHEDULE “B” FORM OF AMERICA BC CERTIFICATION FOR SETTLEMENT PURPOSES AND NOTICE APPROVAL ORDER Between: and: In the Supreme Court of British Columbia XXXX XXXXXXX No. S-106462 Vancouver Registry Plaintiff SONY CORPORATION, BANK SONY OPTIARC, INC., SONY OPTIARC AMERICA INC., SONY OF AMERICA, N.A., BANK OF AMERICA CANADA, BANK OF AMERICA NATIONAL ASSOCIATION, THE BANK OF TOKYO MITSUBISHI UFJ CANADA LTD., BANK OF TOKYO-MITSUBISHI UFJ (CANADA)SONY ELECTRONICS, BARCLAYS BANK PLC, BARCLAYS CAPITAL INC., BARCLAYS CAPITAL NEC CORPORATION, NEC CANADA INC., BNP PARIBAS GROUPTOSHIBA CORPORATION, BNP PARIBAS NORTH AMERICA INCTOSHIBA SAMSUNG STORAGE TECHNOLOGY CORP., BNP PARIBAS (CANADA)TOSHIBA SAMSUNG STORAGE TECHNOLOGY CORP. KOREA, BNP PARIBASTOSHIBA OF CANADA LTD., CITIGROUPTOSHIBA AMERICA INFORMATION SYSTEMS, INC., CITIBANKSAMSUNG ELECTRONICS CO., N.A.LTD., CITIBANK CANADA, CITIGROUP GLOBAL MARKETS SAMSUNG ELECTRONICS CANADA INC., CREDIT SUISSE GROUP AG, CREDIT SUISSE SECURITIES (USA) LLC, CREDIT SUISSE AG, CREDIT SUISSE SECURITIES (CANADA)SAMSUNG ELECTRONICS AMERICA, INC., DEUTSCHE BANK AG, THE XXXXXXX XXXXX GROUPHITACHI-LG DATA STORAGE, INC., XXXXXXXHITACHI-LG DATA STORAGE KOREA, SACHS & COINC., XXXXXXX XXXXX HITACHI LTD., LG ELECTRONICS, INC., LG ELECTRONICS CANADA, LG ELECTRONICS USA, INC., TEAC CORPORATION, TEAC AMERICA, INC., TEAC CANADA, LTD., KONINLIJKE PHILIPS ELECTRONICS N.V., LITEON IT CORPORATION OF TAIWAN, PHILIPS & LITE-ON DIGITAL SOLUTIONS CORPORATION, PHILIPS & LITE-ON DIGITAL SOLUTIONS USA, INC., PHILIPS ELECTRONICS LTD., QUANTA STORAGE, INC., QUANTA STORAGE AMERICA, INC., PANASONIC CORPORATION, PANASONIC CORPORATION OF NORTH AMERICA, PANASONIC CANADA INC., HSBC HOLDINGS PLCBENQ CORPORATION, HSBC BANK PLC, HSBC NORTH BENQ AMERICA HOLDINGS INCCORPORATION BENQ CANADA CORP., HSBC BANK USAPIONEER CORPORATION, N.A., HSBC BANK CANADA, JPMORGAN CHASE & CO., JPMORGAN CHASE BANK, N.A., X.X. XXXXXX BANK CANADA, X.X. XXXXXX CANADA, JPMORGAN CHASE BANK NATIONAL ASSOCIATION, XXXXXX XXXXXXX, XXXXXX XXXXXXX CANADA LIMITED, ROYAL BANK OF SCOTLAND GROUP PLC, RBS SECURITIESPIONEER NORTH AMERICA, INC., ROYAL BANK PIONEER ELECTRONICS (USA) INC., PIONEER HIGH FIDELITY TAIWAN CO., LTD. AND PIONEER ELECTRONICS OF SCOTLAND N.V.CANADA INC. Defendants BROUGHT UNDER THE CLASS PROCEEDINGS ACT, ROYAL BANK R.S.B.C. 1996, c. 50 ORDER MADE AFTER APPLICATION REGARDING TSST CERTIFICATION FOR SETTLEMENT AND NOTICE OF SCOTLAND PLCSETTLEMENT APPROVAL HEARING BEFORE ) ) ) THE HONOURABLE ) ) XX. XXXXXXX XXXXXXXX ) ) ) ) ) ) ) dd/mm/yyyy ON THE APPLICATION of the plaintiff coming on for hearing at the Courthouse, SOCIÉTÉ GÉNÉRALE S.A.000 Xxxxxx Xxxxxx, SOCIÉTÉ GÉNÉRALE (CANADA)Xxxxxxxxx, SOCIÉTÉ GÉNÉRALEXX, STANDARD CHARTERED PLCon [dd/mmm/yyyy] and on hearing [counsel appearing]; and on reading the materials filed, UBS AG, UBS SECURITIES LLC, and UBS BANK (CANADA) All Persons in Canada who, between January 1, 2003 and December 31, 2013, entered into an FX Instrument[1] either directly or indirectly through an intermediary, and/or purchased or otherwise participated in an investment or equity fund, mutual fund, hedge fund, pension fund or any other investment vehicle that entered into an FX Instrument. Excluded from the class are the defendants, their parent companies, subsidiaries, and affiliates; provided, however, that Investment Vehicles shall not be excluded from including the Settlement Class. [1] ”FX Instruments” includes FX spot transactions, outright forwards, FX swaps, FX options, FX futures contracts, options Agreement; and on FX futures contracts, the consent of the Settling Defendants; and other instruments traded in the FX Market. Court and File No. Plaintiffs’ Counsel Plaintiff Named Non-Settling Defendants Settlement Class Quebec Actiontaking no position; THIS COURT ORDERS that:

Appears in 1 contract

Samples: Class Action National Settlement Agreement

Date of Execution. (1) The Parties have executed this Settlement Agreement as of the date on the cover page. XXXX XXXXXX on her own behalf and on behalf of the Ontario Class, by her counsel: Name of Authorized Signatory: Xxxxxx Xxxxxxx Signature of Authorized Signatory: Xxxxxxxxx Partners LLP Ontario Counsel Xxxxx X. X'Xxxxxx Name of Authorized Signatory: Signature of Authorized Signatory: Xxx X’Xxxxxx LLP Ontario Counsel Name of Authorized Signatory: Xxxxx Xxxxxxx Signature of Authorized Signatory: Sotos LLP Ontario Counsel XXXXX XXXXXX on her own behalf and on behalf of the Quebec Class, by her counsel: Name of Authorized Signatory: Xxxxx-Xxxxxx Xx-Amant Signature of Authorized Signatory: Xxxxxxxx Xxxxxxx Xxxxxxx Xxxxx s.e.n.c. Quebec Counsel CANADIAN IMPERIAL BANK OF COMMERCE, by its counsel: Name of Authorized Signatory: Signature of Authorized Signatory: Torys LLP Name of Authorized Signatory: Signature of Authorized Signatory: Xxxxx Xxxxxx Xxxxxxxx Xxxxxxx Xxxxxx LLP XXXXX XXXXXX on her own behalf and on behalf of the Quebec Class, by her counsel: Name of Authorized Signatory: Signature of Authorized Signatory: Xxxxxxxx Xxxxxxx Xxxxxxx Xxxxx s.e.n.c. Quebec Counsel CANADIAN IMPERIAL BANK OF COMMERCE, by its counsel: Name of Authorized Signatory: Xxxxx Xxxxxxxx Signature of Authorized Signatory: Torys LLP Name of Authorized Signatory: Xxxx Xxxxx Signature of Authorized Signatory: Xxxxx Xxxxxx Xxxxxxxx Xxxxxxx Xxxxxx LLP SCHEDULE “A” Proceedings Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Ontario Action Ontario Superior Court of Justice Court File No. CV-15-536174 Sotos LLP, Xxxxxx Xxxxxx LLP, and Siskinds LLP XXXXXX X. XXXXXXXXXX, XXXXXX XXXXXXXXXX, XXXXXXX XXXXXXX, XXXXX XXXXXXXX, XXXXXX XXXXXX, AND XXXX XXXXXXXX APPROVED SETTLEMENT NOTICE (FRESCO – DIRECT NOTICE) CIBC UNPAID OVERTIME CLASS ACTION – NOTICE OF SETTLEMENT APPROVAL IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND EASTERN CANADA, AND XXXXXXXXXXX XXXXXXX ROYAL FRESCO V. CANADIAN IMPERIAL BANK OF CANADACOMMERCE TO: Current and former non-management, RBC CAPITAL MARKETS LLC, BANK OF AMERICA CORPORATION, BANK OF AMERICA, N.A., BANK OF AMERICA CANADA, BANK OF AMERICA NATIONAL ASSOCIATION, THE BANK OF TOKYO MITSUBISHI UFJ LTD., BANK OF TOKYOnon-MITSUBISHI UFJ (CANADA), BARCLAYS BANK PLC, BARCLAYS CAPITAL INC., BARCLAYS CAPITAL CANADA INC., BNP PARIBAS GROUP, BNP PARIBAS NORTH AMERICA INC., BNP PARIBAS (CANADA), BNP PARIBAS, CITIGROUP, INC., CITIBANK, N.A., CITIBANK CANADA, CITIGROUP GLOBAL MARKETS CANADA INC., CREDIT SUISSE GROUP AG, CREDIT SUISSE SECURITIES (USA) LLC, CREDIT SUISSE AG, CREDIT SUISSE SECURITIES (CANADA), INC., DEUTSCHE BANK AG, THE XXXXXXX XXXXX GROUP, INC., XXXXXXX, SACHS & CO., XXXXXXX XXXXX CANADA INC., HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC NORTH AMERICA HOLDINGS INC., HSBC BANK USA, N.A., HSBC BANK CANADA, JPMORGAN CHASE & CO., JPMORGAN CHASE BANK, N.A., X.X. XXXXXX BANK CANADA, X.X. XXXXXX CANADA, JPMORGAN CHASE BANK NATIONAL ASSOCIATION, XXXXXX XXXXXXX, XXXXXX XXXXXXX CANADA LIMITED, ROYAL BANK OF SCOTLAND GROUP PLC, RBS SECURITIES, INC., ROYAL BANK OF SCOTLAND N.V., ROYAL BANK OF SCOTLAND PLC, SOCIÉTÉ GÉNÉRALE S.A., SOCIÉTÉ GÉNÉRALE (CANADA), SOCIÉTÉ GÉNÉRALE, STANDARD CHARTERED PLC, UBS AG, UBS SECURITIES LLC, and UBS BANK (CANADA) All Persons unionized employees of CIBC in Canada whowho worked at CIBC's retail branches, between January High Value Cluster offices or Imperial Service offices at any time from February 1, 2003 and December 311993 to June 18, 20132009, entered into an FX Instrument[1] either directly as tellers or indirectly through an intermediaryother front-line customer service employees, and/or purchased or otherwise participated in an investment or equity fund, mutual fund, hedge fund, pension fund or any other investment vehicle that entered into an FX Instrument. Excluded from including the class are the defendants, their parent companies, subsidiaries, and affiliates; provided, however, that Investment Vehicles shall not be excluded from the Settlement Class. [1] ”FX Instruments” includes FX spot transactions, outright forwards, FX swaps, FX options, FX futures contracts, options on FX futures contracts, and other instruments traded in the FX Market. Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Quebec Actionfollowing:

Appears in 1 contract

Samples: Fresco and Sarah Gaudet

Date of Execution. (1) The Parties have executed this Settlement Agreement as of the date on the cover page. Dated at Scarborough, Ontario this 28th day of June, 2019 XXXXXX XXXXXXX Plaintiff Dated at Toronto, Ontario this 28th day of June, 2019 XXXXXXX XXXXXXXX PROFESSIONAL CORPORATION Xxxx-Xxxx Xxxxxxxx Lawyers for the Plaintiff, Xxxxxx Xxxxxxx Dated at this day of June, 2019 THE PERSONAL INSURANCE COMPANY Per: I have authority to bind the Corporation Dated at this day of June, 2019 XXXXXXXXXX GENERAL INSURANCE GROUP INC. Per: I have authority to bind the Corporation Dated at this day of June, 2019 XXXXXXXX XXXXXXXX LLP Xxxxxxxxx X. Xxxxxxxx Lawyers for the Defendants, The Personal Insurance Company and Xxxxxxxxxx General Insurance Group Inc. SCHEDULE “A” Proceedings Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Ontario Action Ontario Superior Court of Justice A Court File No. CV-15-536174 Sotos LLPONTARIO SUPERIOR COURT OF JUSTICE THE HONOURABLE JUSTICE ) , Xxxxxx Xxxxxx LLPthe day ) ) of , 0000 X X X X X X X: XXXXXX XXXXXXX Plaintiff THE PERSONAL INSURANCE COMPANY and XXXXXXXXXX GENERAL INSURANCE GROUP INC. Defendants Proceeding under the Class Proceedings Act, 1992 O R D E R THIS MOTION made by the Plaintiff for an Order fixing the date of a certification and settlement approval motion, approving the short form and long form Notice of Hearing for Class Action Certification, Settlement Approval, and Siskinds LLP XXXXXX X. XXXXXXXXXX, XXXXXX XXXXXXXXXX, XXXXXXX XXXXXXX, XXXXX XXXXXXXX, XXXXXX XXXXXX, AND XXXX XXXXXXXX IN THEIR CAPACITY AS THE TRUSTEES OF THE LABOURERS’ PENSION FUND OF CENTRAL AND EASTERN CANADA, AND XXXXXXXXXXX XXXXXXX ROYAL BANK OF CANADA, RBC CAPITAL MARKETS LLC, BANK OF AMERICA CORPORATION, BANK OF AMERICA, N.A., BANK OF AMERICA CANADA, BANK OF AMERICA NATIONAL ASSOCIATION, THE BANK OF TOKYO MITSUBISHI UFJ LTD., BANK OF TOKYO-MITSUBISHI UFJ Counsel Fee Approval (CANADA“Notice of Hearing”), BARCLAYS BANK PLCappointing a claims administrator, BARCLAYS CAPITAL INC.and approving the form, BARCLAYS CAPITAL CANADA INC.content, BNP PARIBAS GROUPand method of dissemination of notice for the Notice of Hearing as set out in the Notice Plan, BNP PARIBAS NORTH AMERICA INC.was heard this day at Osgoode Hall, BNP PARIBAS 000 Xxxxx Xxxxxx Xxxx, Xxxxxxx, Xxxxxxx. ON READING the motion record of the Plaintiff, including the Settlement Agreement between the Plaintiff and the Defendants dated June 28, 2019 (CANADAthe “Settlement Date”), BNP PARIBASthe Affidavit of Xxxx Xxxxxxx Xxxxxxxx, CITIGROUPsworn , INC., CITIBANK, N.A., CITIBANK CANADA, CITIGROUP GLOBAL MARKETS CANADA INC., CREDIT SUISSE GROUP AG, CREDIT SUISSE SECURITIES (USA) LLC, CREDIT SUISSE AG, CREDIT SUISSE SECURITIES (CANADA), INC., DEUTSCHE BANK AG, THE XXXXXXX XXXXX GROUP, INC., XXXXXXX, SACHS & CO., XXXXXXX XXXXX CANADA INC., HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC NORTH AMERICA HOLDINGS INC., HSBC BANK USA, N.A., HSBC BANK CANADA, JPMORGAN CHASE & CO., JPMORGAN CHASE BANK, N.A., X.X. XXXXXX BANK CANADA, X.X. XXXXXX CANADA, JPMORGAN CHASE BANK NATIONAL ASSOCIATION, XXXXXX XXXXXXX, XXXXXX XXXXXXX CANADA LIMITED, ROYAL BANK OF SCOTLAND GROUP PLC, RBS SECURITIES, INC., ROYAL BANK OF SCOTLAND N.V., ROYAL BANK OF SCOTLAND PLC, SOCIÉTÉ GÉNÉRALE S.A., SOCIÉTÉ GÉNÉRALE (CANADA), SOCIÉTÉ GÉNÉRALE, STANDARD CHARTERED PLC, UBS AG, UBS SECURITIES LLC2019, and UBS BANK (CANADA) All Persons in Canada who, between January 1, 2003 upon hearing the submissions of counsel for the Plaintiff and December 31, 2013, entered into an FX Instrument[1] either directly or indirectly through an intermediary, and/or purchased or otherwise participated in an investment or equity fund, mutual fund, hedge fund, pension fund or any other investment vehicle for the Defendants; AND ON BEING ADVISED that entered into an FX Instrument. Excluded from CA2 Class Action Claims Administration has consented to its appointment as the class are the defendants, their parent companies, subsidiaries, and affiliates; provided, however, that Investment Vehicles shall not be excluded from the Settlement Class. [1] ”FX Instruments” includes FX spot transactions, outright forwards, FX swaps, FX options, FX futures contracts, options on FX futures contracts, and other instruments traded in the FX Market. Court and File No. Plaintiffs’ Counsel Plaintiff Named Defendants Settlement Class Quebec ActionClaims Administrator:

Appears in 1 contract

Samples: Settlement Agreement

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