Cost Basis Reporting. In accordance with IRS Regulations, utilizing relevant information provided to BNYM in the ordinary course of performing the services provided for in the Agreement, report cost basis information to shareholders on an average cost basis by tax year and Shares, except when the Shareholder requests such reporting to occur on another basis permitted by the Written Procedures.
Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. § $1.00 /direct open account per year
Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $___/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $___setup /fund group § $___ /month administration § $___/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $___/fund group per month Literature Fulfillment Services* § Account Management − $___ /month § Inbound Teleservicing Only − Account Management - $___ /month − Call Servicing - $___/minute § Lead Conversion Reporting − $___ /month § Closed Loop Reporting − Account Management - $___ /month − Database Installation, Setup - $___/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting $___ /monthly report Exhibit F (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services Fee Schedule (Continued) at August, 2014 FAF Money Market Fund Service Organizations § $___/money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $___/qualified plan account or Cxxxxxxxx ESA account (Cap at $___/SSN) § $___/transfer to successor trustee § $___/participant distribution (Excluding SWPs) § $___/refund of excess contribution § $___/reconversion/recharacterization Additional Shareholder Paid Fees § $___/outgoing wire transfer or overnight delivery § $___/telephone exchange § $___/return check or ACH or stop payment § $___/research request per account (Cap at $___/request) (This fee applies to requests for statements older than the prior year)
Cost Basis Reporting. Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. · $___ /direct open account/year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · $___ setup/fund group of 1-5 funds, $___ setup/fund group of over 5 funds · $___ /account/year
Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[---]/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[---]setup /fund group § $[---] /month administration § $[---]/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[---]/fund group per month Literature Fulfillment Services* § Account Management − $[---] /month § Inbound Teleservicing Only − Account Management - $[---]/month − Call Servicing - $[---]/minute § Lead Source Reporting − $[---]/month § Closed Loop Reporting − Account Management - $[---] /month − Database Installation, Setup - $[---]/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.
Cost Basis Reporting. Depositor shall affirm in writing to Escrow Agent whether the securities being exchanged, redeemed, or sold pursuant to the Underlying Agreement are classified as “Covered Securities” or “Non-Covered Securities” under IRS Cost Basis Reporting regulations not later than thirty (30) days after a distribution hereunder. If such securities are classified as “Covered Securities”, then Depositor and is responsible for providing accurate and complete cost basis information to Escrow Agent for purposes of Form 1099-B preparation. The required information shall include each Holder’s date of acquisition and cost basis of the applicable security, and any other information that Escrow Agent may request to comply with IRS 1099-B reporting regulations. Depositor and the Holders shall provide written direction to Escrow Agent on the allocation of the cost basis to each Holder’s distribution. As used herein, “Holder” means holders of such securities under the Underlying Agreement
Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[…] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[…] setup /fund group § $[…] /month administration § $[…] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[…] /fund group per month Literature Fulfillment Services* § Account Management − $[…] /month § Inbound Teleservicing Only − Account Management - $[…] /month − Call Servicing - $[…] /minute § Lead Source Reporting − $[…] /month § Closed Loop Reporting − Account Management - $[…] /month − Database Installation, Setup - $[…] /fund group § Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.
Cost Basis Reporting. When opening an account at First Clearing, customers must have a cost basis method associated with their account(s)s. If you do not select a cost basis method, First Clearing’s default method is FIFO (First In First Out. First Clearing will support a number of different tax lot relief methods. You can view the available cost basis methods at is available on our website xxxxx://xxx.xxxxxxxxxx.xxx/#disclosures under the heading “Clearing Firm Accounts”. Please consult with your tax advisor to determine the best tax relief method for you and notify your financial professional your preferred method prior to selling a specific tax lot.
Cost Basis Reporting. Utilizing relevant information provided to the Transfer Agent in the ordinary course of performing the services provided for in the Agreement, report cost basis information to shareholders on an average cost basis by tax year and Shares, except when the Shareholder requests such reporting to occur on another basis permitted by procedures reviewed and agreed to by the Funds from time to time; and
Cost Basis Reporting. Subject to the Company’s compliance with the covenant in Section 5.19(c) to provide such information to Parent on the Spreadsheet, and without in any way limiting the Indemnified Parties’ right to be indemnified for any inaccuracies in the Spreadsheet in accordance with the terms of this Article VII, Parent and Company shall affirm in writing to Paying Agent whether the securities being exchanged, redeemed, or sold pursuant to the underlying Agreement are classified as “Covered Securities” or “Non-Covered Securities” under IRS Cost Basis Reporting regulations not later than 30 days after the distribution hereunder. If such securities are classified as “covered Securities,” then Parent and the Surviving Corporation shall provide accurate and complete cost basis information to Paying Agent for purposes of Form 1099-B preparation. The required information shall include each Company Stockholder’s date of acquisition and cost basis of the applicable security, and any other information that the Paying Agent may reasonably request to comply with IRS Form 1099-B reporting regulations. The foregoing information shall be based on the information set forth in the Spreadsheet, unless Parent or the Surviving Corporation determine that any such information was inaccurate.
