Common use of Conformity with Securities Act and Exchange Act Clause in Contracts

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 289 contracts

Samples: Sales Agreement (CorMedix Inc.), Financing Agreement (Luminar Technologies, Inc./De), Common Stock (Nanoviricides, Inc.)

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Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 212 contracts

Samples: Sales Agreement (Chemomab Therapeutics Ltd.), Sales Agreement (RAPT Therapeutics, Inc.), Sales Agreement (Caledonia Mining Corp PLC)

Conformity with Securities Act and Exchange Act. The Each Registration Statement, the each Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in each Registration Statement, Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission SEC under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 65 contracts

Samples: Equity Purchase Agreement (Spectaire Holdings Inc.), Equity Purchase Agreement (Lilium N.V.), Equity Purchase Agreement (Lilium N.V.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or and will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 57 contracts

Samples: Sales Agreement (Astra Space, Inc.), Sales Agreement (Helius Medical Technologies, Inc.), Sales Agreement (Inspira Technologies OXY B.H.N. LTD)

Conformity with Securities Act and Exchange Act. The documents incorporated by reference in the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 43 contracts

Samples: Sales Agreement (YRC Worldwide Inc.), Sales Agreement (PostRock Energy Corp), Sales Agreement (Gastar Exploration USA, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable. At each Settlement Date, the Registration Statement and the Prospectus, as of such date, will conform in all material respects with the requirements of the Securities Act.

Appears in 17 contracts

Samples: NightHawk Biosciences, Inc., Sales Agreement (Cytokinetics Inc), Sales Agreement (Cytokinetics Inc)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 15 contracts

Samples: Market Issuance Sales Agreement (Geron Corp), Geron Corp, Vical Incorporated (Vical Inc)

Conformity with Securities Act and Exchange Act. The documents incorporated by reference in the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission SEC under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 14 contracts

Samples: Common Stock (Ault Alliance, Inc.), Sales Agreement (SciSparc Ltd.), Sales Agreement (ENDRA Life Sciences Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 6 contracts

Samples: Umh Properties, Inc., Monmouth Real Estate Investment Corp, Umh Properties, Inc.

Conformity with Securities Act and Exchange Act. The Each Registration Statement, the Prospectus, any Issuer Free Writing each Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in each Registration Statement, Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission SEC under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 6 contracts

Samples: Pre Paid Advance Agreement (Lightning eMotors, Inc.), Equity Purchase Agreement (Ideanomics, Inc.), Equity Purchase Agreement (Ideanomics, Inc.)

Conformity with Securities Act and Exchange Act. The documents incorporated by reference in the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 6 contracts

Samples: Market Issuance Sales Agreement (Aeterna Zentaris Inc.), Acasti Pharma Inc., Market Issuance Sales Agreement (Aeterna Zentaris Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Permitted Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 5 contracts

Samples: Pedevco Corp, ITUS Corp, Vermillion, Inc.

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 5 contracts

Samples: Sales Agreement (Tanzanian Gold Corp), Sales Agreement (Auris Medical Holding AG), Hycroft Mining Holding Corp

Conformity with Securities Act and Exchange Act. The Registration Statement, Statement and the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 5 contracts

Samples: Cerus Corp, Cerus Corp, Cytokinetics Inc

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 5 contracts

Samples: Agreement (SEACOR Marine Holdings Inc.), Englobal Corp, Englobal Corp

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated DocumentsDocuments in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 4 contracts

Samples: Sales Agreement (MeiraGTx Holdings PLC), MAIA Biotechnology, Inc., Immix Biopharma, Inc.

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 4 contracts

Samples: Sales Agreement (SITIME Corp), Sales Agreement (Innovative Solutions & Support Inc), Sales Agreement (Momentus Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 4 contracts

Samples: Common Stock (NuZee, Inc.), Pangaea Logistics Solutions Ltd., Pangaea Logistics Solutions Ltd.

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the other Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 3 contracts

Samples: Sales Agreement (ClearSign Technologies Corp), Sales Agreement (CohBar, Inc.), Sales Agreement (CohBar, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsany documents incorporated by reference therein, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 3 contracts

Samples: Open Market Sale (Ardelyx, Inc.), Ardelyx, Inc., Ardelyx, Inc.

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 3 contracts

Samples: Sales Agreement (Microvision Inc), Microvision, Inc., Microvision Inc

Conformity with Securities Act and Exchange Act. The Each Registration Statement, the each Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in each Registration Statement, Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission SEC under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 2 contracts

Samples: Equity Purchase Agreement (Biote Corp.), Equity Purchase Agreement (Alvotech Lux Holdings S.A.S.)

Conformity with Securities Act and Exchange Act. The Except for the previously reported restatement of the Company’s financial statements as described in the Incorporated Documents, the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 2 contracts

Samples: Agency and Security Agreement (Exela Technologies, Inc.), Exela Technologies, Inc.

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Incorporate Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or and will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 2 contracts

Samples: Ascent Solar Technologies, Inc., Uqm Technologies Inc

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, any Issuer Free Writing Prospectus and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 2 contracts

Samples: Sales Agreement (Rockwell Medical, Inc.), Sales Agreement (Rockwell Medical, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or will become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 2 contracts

Samples: Sales Agreement (Transenterix, Inc.), Asensus Surgical, Inc.

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or and will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.. 

Appears in 2 contracts

Samples: Sales Agreement (Cassava Sciences Inc), Pain Therapeutics Inc

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 2 contracts

Samples: GTY Technology Holdings Inc., GTY Technology Holdings Inc.

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Permitted Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (vTv Therapeutics Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when as of the date such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: CytomX Therapeutics, Inc.

Conformity with Securities Act and Exchange Act. The Each Registration Statement, the each Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in each Registration Statement, Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission SEC under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Equity Purchase Agreement (SciSparc Ltd.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, Incorporated Documents and any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated DocumentsProspectus, when such documents were or are filed with the Commission SEC under the Securities Act or the Exchange Act Act, or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Common Stock (Allarity Therapeutics, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Statutory Prospectus and the Prospectus, any documents incorporated by reference therein (the “Incorporated Documents”), and any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Underwriting Agreement (Forte Biosciences, Inc.)

Conformity with Securities Act and Exchange Act. The Each Registration Statement, the Prospectus, any Issuer Free Writing each Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in each Registration Statement, Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission SEC under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects as to form with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Advance Agreement (Nutex Health, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus issuer free writing prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Entera Bio Ltd.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus Prospectus, or any amendment or supplement theretoto any of the foregoing, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Veracyte, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or will become effective under the Securities ActAct and at each Settlement Date, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Poseida Therapeutics, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the ADS Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Deposit Agreement (Safe-T Group Ltd.)

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Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Amyris, Inc.

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, any Prospectus Supplement and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Galectin Therapeutics Inc

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement theretoProspectus, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act Act, or became or become effective under the Securities Act, as the case may be, conformed or and will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: ProPhase Labs, Inc.

Conformity with Securities Act and Exchange Act. The Each Registration Statement, the each Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission SEC under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Equity Purchase Agreement (Xos, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus or any amendment or supplement thereto, and the documents incorporated by reference in the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Kadmon Holdings, Inc.

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or will become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (eFFECTOR Therapeutics, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing and the documents incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Humanigen, Inc)

Conformity with Securities Act and Exchange Act. The Registration Statement, the ProspectusProspectus and any amendment or supplement thereto, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: HeartBeam, Inc.

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated DocumentsDocuments , when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Aerpio Pharmaceuticals, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsany documents filed and incorporated by reference therein, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or and will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (PishPosh, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus Prospectus, or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Agenus Inc)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or will become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Ekso Bionics Holdings, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission SEC under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Equity Subscription Agreement (Antelope Enterprise Holdings LTD)

Conformity with Securities Act and Exchange Act. The ADS Registration Statement, the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or and will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Evaxion Biotech a/S

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Intrusion Inc

Conformity with Securities Act and Exchange Act. The Registration Statement, the ADS Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission SEC under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Medigus Ltd.

Conformity with Securities Act and Exchange Act. The General Disclosure Package, the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference therein, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Underwriting Agreement (Aspen Aerogels Inc)

Conformity with Securities Act and Exchange Act. The Registration Statement, the ProspectusProspectuses, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Correvio Pharma Corp.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated DocumentsDocuments or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Protagonist Therapeutics, Inc)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, any Prospectus Supplement, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Celsion CORP

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the U.S. Securities Exchange Act of 1934, as amended (together with the rules and regulations thereunder, the "Exchange Act") or became or become effective under the Securities Act, as the case may be, conformed or and will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (GREENPOWER MOTOR Co INC.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Bridger Aerospace Group Holdings, Inc.)

Conformity with Securities Act and Exchange Act. The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in the Registration Statement, the Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Origin Agritech (Origin Agritech LTD)

Conformity with Securities Act and Exchange Act. The Each Registration Statement, the each Prospectus, [any Issuer Free Writing Prospectus Prospectus] or any amendment or supplement thereto, and the Incorporated Documentsdocuments incorporated by reference in each Registration Statement, Prospectus or any amendment or supplement thereto, when such documents were or are filed with the Commission SEC under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

Appears in 1 contract

Samples: Equity Purchase Agreement (Phoenix Motor Inc.)

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